The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMTECH SYS INC | COM PAR $0.01N | 032332504 | 6,042 | 600,000 | SH | DFND | 0 | 600,000 | 0 | 0 | |
AMTECH SYS INC | COM PAR $0.01N | 032332504 | 16,615 | 1,650,000 | SH | OTR | 0 | 0 | 1,650,000 | 0 | |
ASTRONOVA INC | COM | 04638F108 | 301 | 21,745 | SH | DFND | 0 | 21,745 | 0 | 0 | |
AUTOWEB INC | COM | 05335B100 | 5,631 | 625,000 | SH | DFND | 0 | 625,000 | 0 | 0 | |
EVOLVING SYS INC | COM NEW | 30049R209 | 5,875 | 1,250,000 | SH | DFND | 0 | 1,250,000 | 0 | 0 | |
GULF ISLAND FABRICATION INC | COM | 402307102 | 11,298 | 841,576 | SH | DFND | 0 | 841,576 | 0 | 0 | |
HILL INTERNATIONAL INC | COM | 431466101 | 807 | 148,120 | SH | DFND | 0 | 148,120 | 0 | 0 | |
INTL FCSTONE INC | COM | 46116V105 | 765 | 17,988 | SH | DFND | 0 | 17,988 | 0 | 0 | |
KEY TECHNOLOGY INC | COM | 493143101 | 5,628 | 305,379 | SH | DFND | 0 | 305,379 | 0 | 0 | |
KEY TECHNOLOGY INC | COM | 493143101 | 16,836 | 913,500 | SH | OTR | 0 | 0 | 913,500 | 0 |