The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMTECH SYS INC | COM PAR $0.01N | 032332504 | 7,188 | 600,000 | SH | DFND | 0 | 600,000 | 0 | 0 | |
AMTECH SYS INC | COM PAR $0.01N | 032332504 | 19,767 | 1,650,000 | SH | OTR | 0 | 0 | 1,650,000 | 0 | |
ASTRONOVA INC | COM | 04638F108 | 182 | 14,017 | SH | DFND | 0 | 14,017 | 0 | 0 | |
AUTOBYTEL INC | COM NEW | 05275N205 | 203 | 29,531 | SH | DFND | 0 | 29,531 | 0 | 0 | |
DESTINATION MATERNITY CORP | COM | 25065D100 | 35 | 20,821 | SH | DFND | 0 | 20,821 | 0 | 0 | |
EVOLVING SYS INC | COM NEW | 30049R209 | 4,850 | 1,000,000 | SH | DFND | 0 | 1,000,000 | 0 | 0 | |
GULF ISLAND FABRICATION INC | COM | 402307102 | 503 | 39,617 | SH | DFND | 0 | 39,617 | 0 | 0 | |
HILL INTERNATIONAL INC | COM | 431466101 | 421 | 88,660 | SH | DFND | 0 | 88,660 | 0 | 0 | |
INTL FCSTONE INC | COM | 46116V105 | 915 | 23,870 | SH | DFND | 0 | 23,870 | 0 | 0 | |
KEY TECHNOLOGY INC | COM | 493143101 | 5,769 | 305,379 | SH | DFND | 0 | 305,379 | 0 | 0 | |
KEY TECHNOLOGY INC | COM | 493143101 | 17,256 | 913,500 | SH | OTR | 0 | 0 | 913,500 | 0 |