The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMTECH SYS INC | COM PAR $0.01N | 032332504 | 5,064 | 600,000 | SH | DFND | 0 | 600,000 | 0 | 0 | |
| AMTECH SYS INC | COM PAR $0.01N | 032332504 | 13,926 | 1,650,000 | SH | OTR | 0 | 0 | 1,650,000 | 0 | |
| CROSSROADS SYS INC | COM PAR | 22765D407 | 128 | 65,997 | SH | DFND | 0 | 65,997 | 0 | 0 | |
| EVOLVING SYS INC | COM NEW | 30049R209 | 4,296 | 834,226 | SH | DFND | 0 | 834,226 | 0 | 0 | |
| KEY TECHNOLOGY INC | COM | 493143101 | 4,199 | 305,379 | SH | DFND | 0 | 305,379 | 0 | 0 | |
| KEY TECHNOLOGY INC | COM | 493143101 | 12,561 | 913,500 | SH | OTR | 0 | 0 | 913,500 | 0 | |