MA-A
0001623602
XXXXXXXX
Matthew Rothchild
6127015566
matthew.rothchild@missioncriticalservices.com
matthew.rothchild@missioncriticalservices.com
cbowling@uscallc.com
12-31-2025
Y
USCA Municipal Advisors LLC
46-2556583
866-013480
867-01095
4444 Westheimer
Suite G500
HOUSTON
TX
77027
7133360515
Add
300 W 6th Street
Suite 1900
Austin
TX
78701
5128131100
N
www.uscwealth.com
Add
www.uscapitaladvisorsllc.com
Add
www.uscallc.com
Matthew
David
Rothchild
6127015566
713-558-8800
matthew.rothchild@missioncriticalservices.com
Elizabeth
Courtney
Bowling
300 W 6th Street
Suite 1900
Austin
TX
78701
512-813-1105
713-588-8800
cbowling@uscallc.com
US Capital Wealth, LLC
N
Arax Wealth Management, LLC
N
Arax Midco, LLC
N
Arax Investment Partners, LLC
N
Arax Business Trust
N
Redbird Capital Partners Fund IV Gen Par, LLC
N
December
TX
04-17-2014
N
7
2
5
5
1
0
89
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice ME Investments
Advice On Selection
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Commodity pool operator
Insurance company or agency
Sponsor or syndicator of limited partnerships
14
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
USCA Securties LLC
USCA Securities LLC
N
Y
N
Add
Investment Adviser
U.S. Capital Wealth Advisors, LLC
U.S. Capital Wealth Advisors, LLC
N
Y
N
Add
Investment Adviser
Commodity pool operator
USCA Asset Management, LLC
USCA Asset Management, LLC
N
Y
N
Add
Insurance company or agency
USCA Insurance Agency LLC
USCA Insurance Agency LLC
N
Y
N
Add
Sponsor or syndicator of limited partnerships
USCA Investment Holdings LLC
USCA Investment Holdings LLC
N
Y
N
Delete
Sponsor or syndicator of limited partnerships
USCA BPCAP GP LLC
USCA BPCAP GP LLC
N
Y
N
Add
Sponsor or syndicator of limited partnerships
USCA LL&B Co-Investment II GP LLC
USCA LL&B Co-Investment II GP LLC
N
Y
N
Add
Sponsor or syndicator of limited partnerships
USCA Badger Midstream Management LLC
USCA Badger Midstream Management LLC
N
Y
N
Add
Sponsor or syndicator of limited partnerships
USCA LL&B Co-Investment GP LLC
USCA LL&B Co-Investment GP LLC
N
Y
N
Delete
Sponsor or syndicator of limited partnerships
USCA CR Fund II GP LLC
USCA CR Fund II GP LLC
N
Y
N
Add
Sponsor or syndicator of limited partnerships
USCA Resource Minerals Co-Investment I GP LLC
USCA Resource Minerals Co-Investment I GP LLC
N
Y
N
Add
Sponsor or syndicator of limited partnerships
USCA Tailwater Midstream GP LLC
USCA Tailwater Midstream GP LLC
N
Y
N
Add
Sponsor or syndicator of limited partnerships
USCA Real Estate Ventures GP I LLC
USCA Real Estate Ventures GP I LLC
N
Y
N
Add
Sponsor or syndicator of limited partnerships
USCA Ranchland Fund GP LLC
USCA Ranchland Fund GP LLC
N
Y
N
Add
Sponsor or syndicator of limited partnerships
USCA Fifth Corner Property Fund GP LLC
USCA Fifth Corner Property Fund GP LLC
N
Y
N
Add
Investment Adviser
13Capital LLC
13Capital LLC
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Y
USCW HOLDCO, LLC
N
99-1834623
Owner
04-11-2024
E
Y
Patrick
Michael
Mendenhall
CEO - Manging Partner
04-17-2013
NA
Y
1068809
David
Michael
King
Managing Partner
04-17-2014
NA
Y
2446459
Matthew
David
Rothchild
CCO
09-01-2024
NA
Y
5143603
Kasey
Lizann
de Jonckheere
CFO
08-20-2022
NA
Y
3071831
USCW HOLDCO, LLC
ARAX WEALTH MANAGEMENT, LLC
N
92-0863691
Member
02-14-2024
E
Y
ARAX WEALTH MANAGEMENT, LLC
ARAX MIDCO, LLC
N
93-3596793
Member
06-22-2023
E
Y
ARAX MIDCO, LLC
ARAX INVESTMENT PARTNERS, LLC
N
88-3325995
Member
06-22-2023
E
Y
ARAX INVESTMENT PARTNERS, LLC
ARAX BUSINESS TRUST
N
N/A
Member
03-07-2023
E
Y
ARAX BUSINESS TRUST
REDBIRD CAPITAL PARTNERS FUND IV GEN PAR, LLC
N
88-1243528
Trustee
01-10-2023
F
Y
Amend
US Capital Wealth, LLC
N
99-1834623
Owner
04-11-2024
E
Y
Amend
Patrick
Michael
Mendenhall
Manging Partner
04-17-2013
NA
Y
1068809
Amend
David
Michael
King
President-Managing Partner
04-17-2014
NA
Y
2446459
Matthew
David
Rothchild
CCO
09-01-2024
NA
Y
5143603
Kasey
Lizann
de Jonckheere
CFO
08-20-2022
NA
Y
3071831
USCW HOLDCO, LLC
ARAX WEALTH MANAGEMENT, LLC
N
92-0863691
Member
02-14-2024
E
Y
ARAX WEALTH MANAGEMENT, LLC
ARAX MIDCO, LLC
N
93-3596793
Member
06-22-2023
E
Y
ARAX MIDCO, LLC
ARAX INVESTMENT PARTNERS, LLC
N
88-3325995
Member
06-22-2023
E
Y
ARAX INVESTMENT PARTNERS, LLC
ARAX BUSINESS TRUST
N
N/A
Member
03-07-2023
E
Y
ARAX BUSINESS TRUST
REDBIRD CAPITAL PARTNERS FUND IV GEN PAR, LLC
N
88-1243528
Trustee
01-10-2023
F
Y
Matthew Rothchild
Matthew Rothchild
CCO
03-23-2026
N
N
N
N
N
Y
N
Y
N
Y
N
N
Y
N
N
N
N
N
Y
N
N