MA/A
0001623387
XXXXXXXX
Eric Jordahl
847-441-8780
ejordahl@kaufmanhall.com
ejordahl@kaufmanhall.com
kenmcmanus@alternativereg.com
Kaufman, Hall & Associates, LLC
47-2564584
866-00222-00
867-01238
5202 OLD ORCHARD ROAD
N700
SKOKIE
IL
60077
847-441-8780
847-965-3511
Add
2101 Rosencrans Avenue
Suite 6200
El Segundo
CA
90245
310-227-8988
847-965-3511
NewAdd
10 South Wacker Drive
Suite 3375
Chicago
IL
60606
847-441-8780
N
5202 OLD ORCHARD ROAD
SKOKIE
IL
60077
www.kaufmanhall.com
Laura
NMN
Muma
5202 Old Orchard Road
Suite N700
Skokie
IL
60077
847-441-8780
847-965-3511
lmuma@kaufmanhall.com
Eric
Austin
Jordahl
Managing Director
5202 Old Orchard Road
Suite N700
Skokie
IL
60077
847-441-8780
847-965-3511
ejordahl@kaufmanhall.com
December
IL
02-24-1985
N
463
23
0
0
0
110
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Use Of MD
Advice On Selection
Y
In addition to municipal advisory services, Kaufman Hall provides the following types of consulting services to clients: strategic planning, financial planning (financial forecasting, not investment portfolio related), strategic cost management and mergers and acquisitions; we also license and maintain a range of proprietary software tools used by clients across the country. These areas - including but not limited to municipal advisory activities - represent the primary business of Kaufman Hall
0
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
No natural person owns 25% or more of Kaufman, Hall & Associates, LLC
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
KH MEDIAL, LLC, a DELAWARE COMPANY
N
32-0414322
Owner
01-01-2017
E
N
Kenneth
Victor
Kaufman
Chairman of the Board and President
12-31-2014
NA
Y
000000000
Timothy
Patrick
Sullivan
Board Member
12-31-2014
NA
Y
000000000
Timothy
Jason
Shideler
Board Member
12-31-2014
NA
Y
000000000
Matthew
William
Norton
Board Member
12-31-2014
NA
Y
000000000
Laura
NMN
Muma
General Counsel
12-31-2014
NA
Y
000000000
Robert
Timothy
Drozd
Chief Financial Officer
02-01-2017
NA
Y
000000000
Laura
NMN
Muma
Secretary and Chief Compliance Officer
11-30-2016
NA
Y
000000000
Robert
NMN
Champion
Chief Executive Officer
04-02-2018
NA
Y
000000000
Add
KH MEDIAL, LLC, a DELAWARE COMPANY
N
32-0414322
Owner
01-01-2017
E
N
Add
KH Kreg Acquisition, Inc.
N
81-4565752
OWNER
01-01-2017
NA
N
Amend
Kenneth
Victor
Kaufman
Chairman of the Board and President
12-31-2014
A
Y
000000000
Amend
Timothy
Patrick
Sullivan
Board Member
12-31-2014
NA
Y
000000000
Amend
Timothy
Jason
Shideler
Board Member
12-31-2014
NA
Y
000000000
Amend
Matthew
William
Norton
Board Member
12-31-2014
NA
Y
000000000
Amend
Laura
NMN
Muma
General Counsel
12-31-2014
NA
Y
000000000
Amend
Robert
Timothy
Drozd
Chief Financial Officer
02-01-2017
NA
Y
000000000
Amend
Laura
NMN
Muma
Secretary and Chief Compliance Officer
11-30-2016
NA
Y
000000000
Add
Robert
NMN
Champion
Chief Executive Officer
04-02-2018
NA
Y
000000000
Amend
KH Intermediate Holdings, LLC
KH Acquisition, LLC
N
38-3945432
Member
12-31-2014
E
Y
Add
KH Acquisition, LLC
KHA Holdings, Inc.
N
36-3348163
Member
12-31-2014
C
Y
Add
KH Acquisition, LLC
Madison Dearborn Capital Partners VI-B, L.P.
N
26-1274505
Member
12-31-2014
D
Y
Add
Madison Dearborn Capital Partners VI-B, L.P.
Madison Dearborn Partners VI-B, L.P.
N
20-1267468
General Partner
12-31-2014
F
Y
Add
Madison Dearborn Partners VI-B, L.P.
Madison Dearborn Partners, LLC
N
36-4264559
General Partner
12-31-2014
F
Y
Add
KH MEDIAL, LLC, a DELAWARE COMPANY
KH INTERMEDIATE HOLDINGS, LLC, a DELAWARE COMPANY
N
47-2563621
OWNER
01-01-2017
E
N
Add
KH Acquisition, LLC
KH Partner, LLC
N
32-045527
MEMBER
12-01-2015
F
N
2
9-H1c
Superior Court of California
30-2010-00359692
751 W. Santa Ana Boulevard
Santa Ana
CA
92710
Kaufman Hall was retained by Tri-City to provide a narrow scope of work related to structuring and pricing an interest rate swap that would be used to hedge certain auction rate securities to be underwritten by Citi and insured by MBIA. Tri-Citi sued all parties that worked on any part of the transaction, subsequent to the failure of the auction rate securities and the credit deterioration of the municipal bond insurer. Kaufman Hall played no role in the decision-making or issuance of the auction rate securities and we reached an agreement with Tri-City that resulted in a dismissal of the complaint.
04-05-2010
Other
Private Plaintiff
Tri-City Healthcare District
Y
Citibank, N.A.; Citigroup Global Markets, Inc.; Charles Plimpton; Chad Keenan; Orrick, Herrington & Sutcliffe, LLP; Foley & Lardner, LLP; MBIA, Inc.; MBIA National Insurance Corporation; National Public Finance Guarantee Corporation; Joseph Koreleski; Dan Wilson; Kaufman Hall & Associates, Inc.; Ellen G. Riley; Eric Jordahl; Wilmington Trust Company; Michael A. Wass; Christopher J. Slaybough
Y
Money Damage(s) (Private/Civil Complaint)
CivilAdminPenaltyFine
Disgorgement
05-05-2010
This was the date process was served on Eric Jordahl (named associate person); assume process served date for applicant and other associated person was the same
Debt - Municipal
Derivative, Swap, Municipal Bond Insurance
Plaintiff issued insured auction rate securities and entered into an associated fixed pay interest rate swap; subsequently alleged that defendants' advice in connection with the issuance of such securities was in violation of California law.
09-07-2011
Dismissed
Settled
The complaint was settled and dismissed with prejudice on September 7, 2011
N
Eric
Austin
Jordahl
N
Superior Court of California
30-2010-00359692
751 W. Santa Ana Boulevard
Santa Ana
CA
92701
Kaufman Hall was retained by Tri-City to provide a narrow scope of work related to structuring and pricing an interest rate swap that would be used to hedge certain auction rate securities to be underwritten by Citi and insured by MBIA. Tri-City sued all parties that worked on any part of the transaction, subsequent to the failure of the auction rate securities and the credit deterioration of the municipal bond insurer. Kaufman Hall played no role in the decision-making or issuance of the auction rate securities; accordingly, we reached an agreement with Tri-City that resulted in a dismissal of the complaint.
04-05-2010
Other
Private Plaintiff
Tri-City Healthcare District
Y
Citibank, N.A.; Citigroup Global Markets, Inc.; Charles Plimpton; Chad Keenan; Orrick, Herrington & Sutcliffe, LLP; Foley & Lardner, LLP; MBIA, Inc.; MBIA Insurance Corporation; National Public Finance Guarantee Corporation; Joseph Koreleski; Dan Wilson; Kaufman, Hall & Associates, Inc.; Ellen G. Riley; Eric Jordahl; Wilmington Trust Company; Michael A. Wass; Christopher J. Slaybough
Y
Money Damage(s) (Private/Civil Complaint)
CivilAdminPenaltyFine
Disgorgement
05-05-2010
Debt - Municipal
Derivative, Swap, Municipal Bond Insurance
Plaintiff issued insured auction rate securities and entered into an associated fixed pay interest rate swap; subsequently alleged that the defendants' advice in connection with the issuance of such obligations was in violation of California law
09-07-2011
Dismissed
Settled
The complaint was settled and dismissed with prejudice on September 7, 2011
N
Ellen
Glucksman
Riley
N
Superior Court of California
30-2010-00359692
751 W. Santa Ana Boulevard
Santa Ana
CA
92701
Kaufman Hall was retained by Tri-City to provide a narrow scope of work related to structuring and pricing an interest rate swap that would be used to hedge certain auction rate securities to be underwritten by Citi and insured by MBIA. Tri-City sued all parties that worked on any part of its bond transaction, subsequent to the failure of the auction rate securities and the credit deterioration of the municipal bond insurer. Kaufman Hall played no role in the decision-making or issuance of the auction rate securities and we reached an agreement with Tri-City that resulted in dismissal of the complaint.
04-05-2010
Other
Private Plaintiff
Tri-City Healthcare District
Y
Citibank, N.A.; Citigroup Global Markets, Inc.; Charles Plimpton; Chad Keenan; Orrick, Herrington & Sutcliffe, LLP; Foley & Lardner, LLP; MBIA, Inc.; MBIA Insurance Corporation; National Public Finance Guarantee Corporation; Joseph Koraleski; Dan Wilson; Kaufman, Hall & Associates, Inc.; Ellen G. Riley; Eric Jordahl; Wilmington Trust Company; Michael A. Wass; Christopher J. Slaybough
Y
Money Damage(s) (Private/Civil Complaint)
CivilAdminPenaltyFine
Disgorgement
05-05-2010
This was the date process was served on Eric Jordahl (named associate person); assume process served date on applicant and other associated person was the same
Debt - Municipal
Derivative, Swap, Municipal Bond Insurance
Plaintiff issued insured auction rate securities and entered into an associated fixed pay interest rate swap; subsequently alleged that the defendant's advice in connection with the issuance of such securities was in violation of California law
09-07-2011
Dismissed
Settled
The complaint was settled and dismissed with prejudice on September 7, 2011
N
Eric Jordahl
Eric Jordahl
Managing Director /Member
12-06-2018
N
N
N
N
N
Y
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
Y