Chief Compliance Officer

0001606587-21-000065.txt : 20210125 0001606587-21-000065.hdr.sgml : 20210125 20210125100658 ACCESSION NUMBER: 0001606587-21-000065 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210125 DATE AS OF CHANGE: 20210125 EFFECTIVENESS DATE: 20210125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lighthouse Financial Advisors, Inc. CENTRAL INDEX KEY: 0001623210 IRS NUMBER: 621804870 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19765 FILM NUMBER: 21548276 BUSINESS ADDRESS: STREET 1: 164 WEST MAIN STREET, SUITE F CITY: NEW MARKET STATE: MD ZIP: 21774 BUSINESS PHONE: 301-865-9710 MAIL ADDRESS: STREET 1: 164 WEST MAIN STREET, SUITE F CITY: NEW MARKET STATE: MD ZIP: 21774 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001623210 XXXXXXXX 12-31-2020 12-31-2020 false Lighthouse Financial Advisors, Inc.

164 WEST MAIN STREET, SUITE F NEW MARKET MD 21774

13F HOLDINGS REPORT 028-19765 N Ed Kozlowski Chief Compliance Officer 301-865-9740 Ed Kozlowski New Market MD 01-22-2021 0 119 294987 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M Co COM 88579Y101 2765 15819 SH SOLE NONE 0 0 15819 Abbott Laboratories COM 002824100 3015 27543 SH SOLE NONE 0 0 27543 AbbVie Inc COM 00287Y109 3069 28650 SH SOLE NONE 0 0 28650 ALPHABET INC COM CL A CAP STK CL A 02079K305 1973 1126 SH SOLE NONE 0 0 1126 Amazon.com Inc COM 023135106 3537 1086 SH SOLE NONE 0 0 1086 Apple Inc COM 037833100 1171 8830 SH SOLE NONE 0 0 8830 Apyx Medical Corp COM 03837C106 1242 172598 SH SOLE NONE 0 0 172598 Ares Capital Corp COM 04010L103 1549 91762 SH SOLE NONE 0 0 91762 ARK ETF TR INNOVATION ETF INNOVATION ETF 00214Q104 318 2562 SH SOLE NONE 0 0 2562 ARK Genomic Revolution ETF GENOMIC REV ETF 00214Q302 1049 11256 SH SOLE NONE 0 0 11256 ARK Innovation ETF INNOVATION ETF 00214Q104 9388 75411 SH SOLE NONE 0 0 75411 AT&T Inc COM 00206R102 2292 79703 SH SOLE NONE 0 0 79703 Automatic Data Processing Inc COM 053015103 2677 15197 SH SOLE NONE 0 0 15197 Becton, Dickinson and Co COM 075887109 2276 9097 SH SOLE NONE 0 0 9097 Brown-Forman Corp CL B 115637209 2926 36848 SH SOLE NONE 0 0 36848 CINCINNATI FINANCIAL CORP COM COM 172062101 2286 26163 SH SOLE NONE 0 0 26163 Cintas Corp COM 172908105 3257 9216 SH SOLE NONE 0 0 9216 CLOROX CO COM COM 189054109 2952 14621 SH SOLE NONE 0 0 14621 Coca-Cola Co COM 191216100 212 3880 SH SOLE NONE 0 0 3880 Compass Diversified Holdings SH BEN INT 20451Q104 514 26456 SH SOLE NONE 0 0 26456 Costco Wholesale Corp COM 22160K105 231 614 SH SOLE NONE 0 0 614 Deere & Co COM 244199105 494 1837 SH SOLE NONE 0 0 1837 Duke Energy Corp COM NEW 26441C204 397 4343 SH SOLE NONE 0 0 4343 Ecolab Inc COM 278865100 2634 12174 SH SOLE NONE 0 0 12174 Facebook Inc CL A 30303M102 216 794 SH SOLE NONE 0 0 794 First Trust NASDAQ Cybersecurity ETF NASDAQ CYB ETF 33734X846 1066 24035 SH SOLE NONE 0 0 24035 FS KKR Capital Corp II COM 35952V303 257 15720 SH SOLE NONE 0 0 15720 General Dynamics Corp COM 369550108 2161 14526 SH SOLE NONE 0 0 14526 Illinois Tool Works Inc COM 452308109 4190 20553 SH SOLE NONE 0 0 20553 INTUITIVE SURGICAL INC COM COM NEW 46120E602 2150 2628 SH SOLE NONE 0 0 2628 Invesco QQQ Trust UNIT SER 1 46090E103 19971 63655 SH SOLE NONE 0 0 63655 iShares 1-3 Year Treasury Bond ETF 1 3 YR TREAS BD 464287457 473 5485 SH SOLE NONE 0 0 5485 iShares 20 Year Treasury Bond ETF 20 YR TR BD ETF 464287432 261 1658 SH SOLE NONE 0 0 1658 iShares Core Growth Allocation ETF GRWT ALLOCAT ETF 464289867 287 5511 SH SOLE NONE 0 0 5511 iShares Core MSCI EAFE ETF CORE MSCI EAFE 46432F842 471 6817 SH SOLE NONE 0 0 6817 iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 46434G103 278 4488 SH SOLE NONE 0 0 4488 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 1082 2883 SH SOLE NONE 0 0 2883 iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 287 1249 SH SOLE NONE 0 0 1249 iShares Core S&P Total US Stock Mkt ETF CORE S&P TTL STK 464287150 342 3974 SH SOLE NONE 0 0 3974 iShares ESG Aware MSCI USA ETF ESG AWR MSCI USA 46435G425 584 6791 SH SOLE NONE 0 0 6791 iShares Expanded Tech-Software Sect ETF EXPANDED TECH 464287515 2132 6021 SH SOLE NONE 0 0 6021 iShares Exponential Technologies ETF EXPONENTIAL TECH 46434V381 475 8305 SH SOLE NONE 0 0 8305 iShares Floating Rate Bond ETF FLTG RATE NT ETF 46429B655 679 13397 SH SOLE NONE 0 0 13397 iShares Intermediate-Term Corp Bd ETF ISHS 5-10YR INVT 464288638 202 3280 SH SOLE NONE 0 0 3280 iShares MBS ETF MBS ETF 464288588 220 1999 SH SOLE NONE 0 0 1999 iShares MSCI EAFE Growth ETF EAFE GRWTH ETF 464288885 2534 25121 SH SOLE NONE 0 0 25121 iShares MSCI USA Min Vol Factor ETF MSCI USA MIN VOL 46429B697 331 4881 SH SOLE NONE 0 0 4881 iShares MSCI USA Quality Factor ETF MSCI USA QLT FCT 46432F339 560 4822 SH SOLE NONE 0 0 4822 iShares MSCI USA Size Factor ETF MSCI USA SZE FT 46432F370 220 1984 SH SOLE NONE 0 0 1984 iShares National Muni Bond ETF NATIONAL MUN ETF 464288414 327 2797 SH SOLE NONE 0 0 2797 iShares PHLX Semiconductor ETF PHLX SEMICND ETF 464287523 1047 2762 SH SOLE NONE 0 0 2762 iShares Russell 1000 ETF RUS 1000 ETF 464287622 229 1083 SH SOLE NONE 0 0 1083 iShares Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 222 923 SH SOLE NONE 0 0 923 iShares Russell 3000 ETF RUSSELL 3000 ETF 464287689 237 1063 SH SOLE NONE 0 0 1063 iShares Russell Mid-Cap Growth ETF RUS MD CP GR ETF 464287481 5999 58448 SH SOLE NONE 0 0 58448 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 484 1290 SH SOLE NONE 0 0 1290 ISHARES TRUST RUS MD CP GR ETF RUS MD CP GR ETF 464287481 386 3762 SH SOLE NONE 0 0 3762 iShares US Treasury Bond ETF US TREAS BD ETF 46429B267 987 36262 SH SOLE NONE 0 0 36262 Johnson & Johnson COM 478160104 3210 20398 SH SOLE NONE 0 0 20398 Kimberly-Clark Corp COM 494368103 230 1711 SH SOLE NONE 0 0 1711 LEGGETT & PLATT INC COM COM 524660107 2412 55452 SH SOLE NONE 0 0 55452 Lockheed Martin Corp COM 539830109 1496 4214 SH SOLE NONE 0 0 4214 Lowe's Companies Inc COM 548661107 3441 21437 SH SOLE NONE 0 0 21437 Mastercard Inc CL A 57636Q104 273 766 SH SOLE NONE 0 0 766 MCCORMICK & COMPANY INC COM COM NON VTG 579780206 3151 32962 SH SOLE NONE 0 0 32962 McDonald's Corp COM 580135101 2756 12845 SH SOLE NONE 0 0 12845 Medtronic PLC SHS G5960L103 2720 23225 SH SOLE NONE 0 0 23225 Microsoft Corp COM 594918104 1150 5170 SH SOLE NONE 0 0 5170 Northrop Grumman Corp COM 666807102 261 859 SH SOLE NONE 0 0 859 NUCOR CORP COM COM 670346105 2640 49630 SH SOLE NONE 0 0 49630 Pacer Trendpilot US Large Cap ETF TRENDP US LAR CP 69374H105 3861 118016 SH SOLE NONE 0 0 118016 PayPal Holdings Inc COM 70450Y103 3086 13180 SH SOLE NONE 0 0 13180 Pentair PLC SHS G7S00T104 2911 54837 SH SOLE NONE 0 0 54837 PepsiCo Inc COM 713448108 2786 18792 SH SOLE NONE 0 0 18792 PNC Financial Services Group Inc COM 693475105 584 3923 SH SOLE NONE 0 0 3923 PPG Industries Inc COM 693506107 2811 19496 SH SOLE NONE 0 0 19496 Procter & Gamble Co COM 742718109 2454 17639 SH SOLE NONE 0 0 17639 Roper Technologies Inc COM 776696106 2765 6415 SH SOLE NONE 0 0 6415 Roundhill Sports Betting & iGaming ETF ROUNDHILL SPORTS 53656F789 989 38294 SH SOLE NONE 0 0 38294 S&P Global Inc COM 78409V104 2797 8510 SH SOLE NONE 0 0 8510 SALESFORCE.COM INC COM COM 79466L302 2689 12083 SH SOLE NONE 0 0 12083 Schwab International Equity ETF INTL EQTY ETF 808524805 5911 164151 SH SOLE NONE 0 0 164151 SCHWAB STRATEGIC TR INTL EQUITY ETF INTL EQTY ETF 808524805 331 9216 SH SOLE NONE 0 0 9216 SCHWAB STRATEGIC TR US LARGE-CAP ETF US LRG CAP ETF 808524201 319 3518 SH SOLE NONE 0 0 3518 SCHWAB STRATEGIC TR US MID-CAP ETF US MID-CAP ETF 808524508 236 3466 SH SOLE NONE 0 0 3466 SCHWAB STRATEGIC TR US SMALL-CAP ETF US SML CAP ETF 808524607 233 2621 SH SOLE NONE 0 0 2621 Schwab US Broad Market ETF US BRD MKT ETF 808524102 274 3011 SH SOLE NONE 0 0 3011 Schwab US Large-Cap ETF US LRG CAP ETF 808524201 41088 451768 SH SOLE NONE 0 0 451768 Schwab US Large-Cap Growth ETF US LCAP GR ETF 808524300 5203 40525 SH SOLE NONE 0 0 40525 Schwab US Mid-Cap ETF US MID-CAP ETF 808524508 32678 479294 SH SOLE NONE 0 0 479294 Schwab US Small-Cap ETF US SML CAP ETF 808524607 4453 50044 SH SOLE NONE 0 0 50044 Seagen Inc COM 81181C104 233 1332 SH SOLE NONE 0 0 1332 SHERWIN-WILLIAMS CO COM COM 824348106 6261 8520 SH SOLE NONE 0 0 8520 Shopify Inc CL A 82509L107 3789 3348 SH SOLE NONE 0 0 3348 Sientra Inc COM 82621J105 70 18000 SH SOLE NONE 0 0 18000 SPDR DoubleLine Total Return Tact ETF SPDR TR TACTIC 78467V848 3527 71581 SH SOLE NONE 0 0 71581 SPDR Portfolio S&P 500 Value ETF PRTFLO S&P500 VL 78464A508 4251 123619 SH SOLE NONE 0 0 123619 SPDR SERIES TRUST PRTFLO S&P500 VL ETF PRTFLO S&P500 VL 78464A508 287 8354 SH SOLE NONE 0 0 8354 Suburban Propane Partners LP UNIT LTD PARTN 864482104 442 29755 SH SOLE NONE 0 0 29755 Sysco Corp COM 871829107 2500 33677 SH SOLE NONE 0 0 33677 T. Rowe Price Group Inc COM 74144T108 3046 20123 SH SOLE NONE 0 0 20123 Teladoc Health Inc COM 87918A105 1638 8195 SH SOLE NONE 0 0 8195 Tesla Inc COM 88160R101 208 295 SH SOLE NONE 0 0 295 The Home Depot Inc COM 437076102 405 1528 SH SOLE NONE 0 0 1528 VanEck Vectors Vdo Gaming and eSprts ETF VIDEO GAMING 92189F114 972 13891 SH SOLE NONE 0 0 13891 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 902 5191 SH SOLE NONE 0 0 5191 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 990 7013 SH SOLE NONE 0 0 7013 Vanguard Industrials ETF INDUSTRIAL ETF 92204A603 396 2329 SH SOLE NONE 0 0 2329 Vanguard Long-Term Bond ETF LONG TERM BOND 921937793 250 2285 SH SOLE NONE 0 0 2285 VANGUARD MID CAP ETF MID CAP ETF 922908629 381 1843 SH SOLE NONE 0 0 1843 Vanguard Mid-Cap Growth ETF MCAP GR IDXVIP 922908538 2611 12312 SH SOLE NONE 0 0 12312 Vanguard Short-Term Corporate Bond ETF SHRT TRM CORP BD 92206C409 1129 13571 SH SOLE NONE 0 0 13571 VANGUARD SMALL CP ETF SMALL CP ETF 922908751 212 1089 SH SOLE NONE 0 0 1089 Vanguard Small-Cap Growth ETF SML CP GRW ETF 922908595 2421 9046 SH SOLE NONE 0 0 9046 Veeva Systems Inc CL A COM 922475108 2492 9154 SH SOLE NONE 0 0 9154 Visa Inc COM CL A 92826C839 2564 11725 SH SOLE NONE 0 0 11725 Walmart Inc COM 931142103 2409 16718 SH SOLE NONE 0 0 16718 Zoetis Inc CL A 98978V103 1706 10312 SH SOLE NONE 0 0 10312 Zscaler Inc COM 98980G102 3125 15649 SH SOLE NONE 0 0 15649