0001623047-23-000011.txt : 20230926 0001623047-23-000011.hdr.sgml : 20230926 20230926084232 ACCESSION NUMBER: 0001623047-23-000011 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: KIM,ROY,HAN, FILED AS OF DATE: 20230925 DATE AS OF CHANGE: 20230926 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NHA Advisors, LLC CENTRAL INDEX KEY: 0001623047 IRS NUMBER: 451633038 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04219 FILM NUMBER: 231277270 BUSINESS ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-785-2025 MAIL ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 MA-I/A 1 primary_doc.xml MA-I/A 0001623047 XXXXXXXX Kenneth McManus 9736189508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com Y 0001623047-23-000002 N Roy Han Kim N 1 0001623047 NHA Advisors, LLC 08-01-2018 N 867-01162 SUPERVISED 08-01-2018 4040 CIVIC CENTER DRIVE SUITE 200 SAN RAFAEL CA 94903 LOCATED 01-06-2021 08-2018 NHA ADVISORS, LLC SAN RAFAEL CA 94903 Y N ASSOCIATE 08-2016 07-2018 UNEMPLOYED PLEASANTON CA 94588 N N UNEMPLOYED 08-2015 08-2016 JOHNS HOPKINS CAREY BUSINESS SCHOOL BALTIMORE MD 21202 N N STUDENT 07-2011 06-2015 UNIVERSITY OF CALIFORNIA, SANTA BARBARA SANTA BARBARA CA 93106 N N STUDENT 08-2007 06-2011 FOOTHILL HIGH SCHOOL PLEASANTON CA 94588 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-25-2023 Kimberly McManus President, Alternative Regulatory Solutions LLC