0001623047-19-000003.txt : 20190712 0001623047-19-000003.hdr.sgml : 20190712 20190712065558 ACCESSION NUMBER: 0001623047-19-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 KIM,ROY,HAN, FILED AS OF DATE: 20190711 DATE AS OF CHANGE: 20190712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NHA Advisors, LLC CENTRAL INDEX KEY: 0001623047 IRS NUMBER: 451633038 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04219 FILM NUMBER: 19952042 BUSINESS ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-785-2025 MAIL ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE STREET 2: SUITE 200 CITY: SAN RAFAEL STATE: CA ZIP: 94903 MA-I/A 1 primary_doc.xml MA-I/A 0001623047 XXXXXXXX Kenneth McManus 9736199508 kenmcmanus@alternativereg.com Y N Roy Han Kim N 1 0001623047 NHA Advisors, LLC 08-01-2018 N 867-01162 SUPERVISED 08-01-2018 4040 CIVIC CENTER DRIVE SUITE 200 SAN RAFAEL CA 94903 LOCATED 08-01-2018 427 MENDOCINO AVENUE SANTA ROSA CA 95401 08-2018 NHA ADVISORS, LLC SAN RAFAEL CA 94903 Y N ANAYLST 08-2016 07-2018 UNEMPLOYED PLEASANTON CA 94588 N N UNEMPLOYED 08-2015 08-2016 JOHNS HOPKINS CAREY BUSINESS SCHOOL BALTIMORE MD 21202 N N STUDENT 07-2011 06-2015 UNIVERSITY OF CALIFORNIA, SANTA BARBARA SANTA BARBARA CA 93106 N N STUDENT 08-2007 06-2011 FOOTHILL HIGH SCHOOL PLEASANTON CA 94588 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-11-2019 KIMBERLY MCMANUS PRESIDENT OF ARS