0001623035-19-000002.txt : 20191022
0001623035-19-000002.hdr.sgml : 20191022
20191022133334
ACCESSION NUMBER: 0001623035-19-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
SAUNDERS,PAUL,JAY,
FILED AS OF DATE: 20191018
DATE AS OF CHANGE: 20191022
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KPM Financial, LLC
CENTRAL INDEX KEY: 0001623035
IRS NUMBER: 455601725
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04226
FILM NUMBER: 191161180
BUSINESS ADDRESS:
STREET 1: 11121 CARMEL COMMONS BLVD
STREET 2: SUITE 250
CITY: CHARLOTTE
STATE: NC
ZIP: 28226
BUSINESS PHONE: 980-272-1904
MAIL ADDRESS:
STREET 1: 11121 CARMEL COMMONS BLVD
STREET 2: SUITE 250
CITY: CHARLOTTE
STATE: NC
ZIP: 28226
MA-I/A
1
primary_doc.xml
MA-I/A
0001623035
XXXXXXXX
Bryan Kern
980-272-1904
bkern@kpm-financial.com
N
N
Paul
Jay
Saunders
N
1
0001623035
KPM Financial, LLC
04-08-2015
N
867-01168
SUPERVISED
04-08-2015
LOCATED
04-08-2015
11121 Carmel Commons Blvd
Suite 250
Charlotte
NC
28226
04-2015
KPM Financial, LLC
Charlotte
NC
28226
Y
Y
Director
08-2012
04-2015
First Tryon Securities LLC D/B/A First Tryon Advisors
Charlotte
NC
28201
Y
Y
Managing Director
06-2008
08-2012
Not Employed
Charlotte
NC
28210
N
N
Not Employed
06-2004
06-2008
Wachovia Capital Markets, LLC
Charlotte
NC
28288
N
Y
Director - Derivative Origination
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-18-2019
Bryan Kern
Principal