0001623035-19-000002.txt : 20191022 0001623035-19-000002.hdr.sgml : 20191022 20191022133334 ACCESSION NUMBER: 0001623035-19-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 SAUNDERS,PAUL,JAY, FILED AS OF DATE: 20191018 DATE AS OF CHANGE: 20191022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KPM Financial, LLC CENTRAL INDEX KEY: 0001623035 IRS NUMBER: 455601725 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04226 FILM NUMBER: 191161180 BUSINESS ADDRESS: STREET 1: 11121 CARMEL COMMONS BLVD STREET 2: SUITE 250 CITY: CHARLOTTE STATE: NC ZIP: 28226 BUSINESS PHONE: 980-272-1904 MAIL ADDRESS: STREET 1: 11121 CARMEL COMMONS BLVD STREET 2: SUITE 250 CITY: CHARLOTTE STATE: NC ZIP: 28226 MA-I/A 1 primary_doc.xml MA-I/A 0001623035 XXXXXXXX Bryan Kern 980-272-1904 bkern@kpm-financial.com N N Paul Jay Saunders N 1 0001623035 KPM Financial, LLC 04-08-2015 N 867-01168 SUPERVISED 04-08-2015 LOCATED 04-08-2015 11121 Carmel Commons Blvd Suite 250 Charlotte NC 28226 04-2015 KPM Financial, LLC Charlotte NC 28226 Y Y Director 08-2012 04-2015 First Tryon Securities LLC D/B/A First Tryon Advisors Charlotte NC 28201 Y Y Managing Director 06-2008 08-2012 Not Employed Charlotte NC 28210 N N Not Employed 06-2004 06-2008 Wachovia Capital Markets, LLC Charlotte NC 28288 N Y Director - Derivative Origination N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-18-2019 Bryan Kern Principal