0001622887-23-000002.txt : 20230616
0001622887-23-000002.hdr.sgml : 20230616
20230616100303
ACCESSION NUMBER: 0001622887-23-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
ROTHSTEIN,ERIC,PAUL,
FILED AS OF DATE: 20230616
DATE AS OF CHANGE: 20230616
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rothstein Group, LLC.
CENTRAL INDEX KEY: 0001622887
IRS NUMBER: 208562800
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04492
FILM NUMBER: 231019609
BUSINESS ADDRESS:
STREET 1: 37 WEST COTTON DRIVE
CITY: BLACK MOUNTAIN
STATE: NC
ZIP: 28711
BUSINESS PHONE: 512-422-3244
MAIL ADDRESS:
STREET 1: 301 ASSEMBLY DRIVE
STREET 2: #369
CITY: MONTREAT
STATE: NC
ZIP: 28757
FORMER COMPANY:
FORMER CONFORMED NAME: Rothstein Group, LLC
DATE OF NAME CHANGE: 20150925
FORMER COMPANY:
FORMER CONFORMED NAME: Eric Paul Rothstein
DATE OF NAME CHANGE: 20141021
MA-I/A
1
primary_doc.xml
MA-I/A
0001622887
XXXXXXXX
Eric Paul Rothstein
512-422-3244
erothste@grg-ltd.com
kmcmanus@alternativereg.com
tvogtman@alternativereg.com
N
0001622887-21-000009
N
Eric
Paul
Rothstein
N
1
0001622887
Rothstein Group, LLC.
Galardi Rothstein Group
03-01-2007
N
01-02-2015
0001622887
LOCATED
SUPERVISED
03-01-2013
03-2007
Rothstein Group, LLC.
BLACK MOUNTAIN
NC
28711
Y
N
Principal
09-1994
03-2007
CH2M HILL
Denver
CO
80112
N
N
Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-16-2023
Kimberly McManus
President, Alternative Regulatory Solutions, LLC