0001622887-23-000002.txt : 20230616 0001622887-23-000002.hdr.sgml : 20230616 20230616100303 ACCESSION NUMBER: 0001622887-23-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 ROTHSTEIN,ERIC,PAUL, FILED AS OF DATE: 20230616 DATE AS OF CHANGE: 20230616 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rothstein Group, LLC. CENTRAL INDEX KEY: 0001622887 IRS NUMBER: 208562800 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04492 FILM NUMBER: 231019609 BUSINESS ADDRESS: STREET 1: 37 WEST COTTON DRIVE CITY: BLACK MOUNTAIN STATE: NC ZIP: 28711 BUSINESS PHONE: 512-422-3244 MAIL ADDRESS: STREET 1: 301 ASSEMBLY DRIVE STREET 2: #369 CITY: MONTREAT STATE: NC ZIP: 28757 FORMER COMPANY: FORMER CONFORMED NAME: Rothstein Group, LLC DATE OF NAME CHANGE: 20150925 FORMER COMPANY: FORMER CONFORMED NAME: Eric Paul Rothstein DATE OF NAME CHANGE: 20141021 MA-I/A 1 primary_doc.xml MA-I/A 0001622887 XXXXXXXX Eric Paul Rothstein 512-422-3244 erothste@grg-ltd.com kmcmanus@alternativereg.com tvogtman@alternativereg.com N 0001622887-21-000009 N Eric Paul Rothstein N 1 0001622887 Rothstein Group, LLC. Galardi Rothstein Group 03-01-2007 N 01-02-2015 0001622887 LOCATED SUPERVISED 03-01-2013 03-2007 Rothstein Group, LLC. BLACK MOUNTAIN NC 28711 Y N Principal 09-1994 03-2007 CH2M HILL Denver CO 80112 N N Vice President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-16-2023 Kimberly McManus President, Alternative Regulatory Solutions, LLC