The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMAZON COM INC | COM | 023135106 | 8,315 | 4,500 | SH | DFND | 1, 2, 3 | 4,500 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 3,696 | 2,000 | SH | Call | DFND | 1, 2, 3 | 2,000 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 924 | 500 | SH | Put | DFND | 1, 2, 3 | 500 | 0 | 0 | |
| APPLE INC | COM | 037833100 | 5,873 | 20,000 | SH | Put | DFND | 1, 2, 3 | 20,000 | 0 | 0 | |
| ARES CAP CORP | COM | 04010L103 | 1,922 | 103,030 | SH | DFND | 1, 2, 3 | 103,030 | 0 | 0 | ||
| ACTIVISION BLIZZARD INC | COM | 00507V109 | 2,377 | 40,000 | SH | Call | DFND | 1, 2, 3 | 40,000 | 0 | 0 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | 37,503 | 28,000 | SH | DFND | 1, 2, 3 | 28,000 | 0 | 0 | ||
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | 533 | 8,300 | SH | Call | DFND | 1, 2, 3 | 8,300 | 0 | 0 | |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 337 | 2,207 | SH | DFND | 1, 2, 3 | 2,207 | 0 | 0 | ||
| CHUBB LIMITED | COM | H1467J104 | 514 | 3,300 | SH | Put | DFND | 1, 2, 3 | 3,300 | 0 | 0 | |
| COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 79,705 | 27,484,473 | SH | DFND | 1, 2, 3 | 27,484,473 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 10,263 | 50,000 | SH | Put | DFND | 1, 2, 3 | 50,000 | 0 | 0 | |
| FOCUS FINL PARTNERS INC | COM CL A | 34417P100 | 2,947 | 100,000 | SH | Call | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
| HERCULES CAPITAL INC | COM | 427096508 | 49,151 | 3,505,755 | SH | DFND | 1, 2, 3 | 3,505,755 | 0 | 0 | ||
| ICON PLC | SHS | G4705A100 | 430 | 2,499 | SH | DFND | 1, 2, 3 | 2,499 | 0 | 0 | ||
| IQVIA HLDGS INC | COM | 46266C105 | 1,425 | 9,224 | SH | DFND | 1, 2, 3 | 9,224 | 0 | 0 | ||
| KOHLS CORP | COM | 500255104 | 2,548 | 50,000 | SH | Call | DFND | 1, 2, 3 | 50,000 | 0 | 0 | |
| KKR & CO INC | CL A | 48251W104 | 23,336 | 800,000 | SH | DFND | 1, 2, 3 | 800,000 | 0 | 0 | ||
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 392 | 2,318 | SH | DFND | 1, 2, 3 | 2,318 | 0 | 0 | ||
| LENDINGCLUB CORP | COM | 52603A208 | 246,884 | 19,562,881 | SH | DFND | 1, 2, 3 | 19,562,881 | 0 | 0 | ||
| LYFT INC | CL A COM | 55087P104 | 430 | 10,000 | SH | Call | DFND | 1, 2, 3 | 10,000 | 0 | 0 | |
| MEDPACE HLDGS INC | COM | 58506Q109 | 2,260 | 26,882 | SH | DFND | 1, 2, 3 | 26,882 | 0 | 0 | ||
| PRA HEALTH SCIENCES INC | COM | 69354M108 | 554 | 4,980 | SH | DFND | 1, 2, 3 | 4,980 | 0 | 0 | ||
| TESLA INC | COM | 88160R101 | 4,183 | 10,000 | SH | Put | DFND | 1, 2, 3 | 10,000 | 0 | 0 | |
| TWITTER INC | COM | 90184L102 | 4,167 | 130,000 | SH | Call | DFND | 1, 2, 3 | 130,000 | 0 | 0 | |
| UBER TECHNOLOGIES INC | COM | 90353T100 | 2,379 | 80,000 | SH | DFND | 1, 2, 3 | 80,000 | 0 | 0 | ||
| UBER TECHNOLOGIES INC | COM | 90353T100 | 5,297 | 178,100 | SH | Call | DFND | 1, 2, 3 | 178,100 | 0 | 0 | |
| WAYFAIR INC | CL A | 94419L101 | 4,519 | 50,000 | SH | DFND | 1, 2, 3 | 50,000 | 0 | 0 | ||
| WAYFAIR INC | CL A | 94419L101 | 4,519 | 50,000 | SH | Call | DFND | 1, 2, 3 | 50,000 | 0 | 0 | |
| WISDOMTREE INVTS INC | COM | 97717P104 | 3,872 | 800,000 | SH | Call | DFND | 1, 2, 3 | 800,000 | 0 | 0 | |
| ZOOM VIDEO COMMUNICATIONS INC | CL A | 98980L101 | 3,402 | 50,000 | SH | Call | DFND | 1, 2, 3 | 50,000 | 0 | 0 | |