The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACORDA THERAPEUTICS INC | COM | 00484M106 | 345 | 25,957 | SH | DFND | 1, 2, 3, 4 | 25,957 | 0 | 0 | |
| ALARM COM HLDGS INC | COM | 011642105 | 3,894 | 60,000 | SH | DFND | 1, 2, 3, 4 | 60,000 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 7,123 | 4,000 | SH | DFND | 1, 2, 3, 4 | 4,000 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 7,123 | 4,000 | SH | Put | DFND | 1, 2, 3, 4 | 4,000 | 0 | 0 |
| ARES CAP CORP | COM | 04010L103 | 1,766 | 103,030 | SH | DFND | 1, 2, 3, 4 | 103,030 | 0 | 0 | |
| ACTIVISION BLIZZARD INC | COM | 00507V109 | 911 | 20,000 | SH | DFND | 1, 2, 3, 4 | 20,000 | 0 | 0 | |
| AXSOME THERAPEUTICS INC | COM | 05464T104 | 284 | 19,958 | SH | DFND | 1, 2, 3, 4 | 19,958 | 0 | 0 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | 29,422 | 25,000 | SH | DFND | 1, 2, 3, 4 | 25,000 | 0 | 0 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | 7,061 | 6,000 | SH | Put | DFND | 1, 2, 3, 4 | 6,000 | 0 | 0 |
| BEACON ROOFING SUPPLY INC | COM | 073685109 | 965 | 30,000 | SH | DFND | 1, 2, 3, 4 | 30,000 | 0 | 0 | |
| BIOGEN INC | COM | 09062X103 | 1,182 | 5,000 | SH | DFND | 1, 2, 3, 4 | 5,000 | 0 | 0 | |
| BLACKROCK INC | COM | 09247X101 | 4,274 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
| BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 9,136 | 261,240 | SH | DFND | 1, 2, 3, 4 | 261,240 | 0 | 0 | |
| CARA THERAPEUTICS INC | COM | 140755109 | 1,079 | 54,984 | SH | DFND | 1, 2, 3, 4 | 54,984 | 0 | 0 | |
| CARTERS INC | COM | 146229109 | 1,008 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 321 | 2,207 | SH | DFND | 1, 2, 3, 4 | 2,207 | 0 | 0 | |
| CLOUDERA INC | COM | 18914U100 | 29,580 | 2,703,831 | SH | DFND | 1, 2, 3, 4 | 2,703,831 | 0 | 0 | |
| COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 102,517 | 27,484,473 | SH | DFND | 1, 2, 3, 4 | 27,484,473 | 0 | 0 | |
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 2,077 | 58,158 | SH | DFND | 1, 2, 3, 4 | 58,158 | 0 | 0 | |
| DOLLAR GEN CORP NEW | COM | 256677105 | 2,386 | 20,000 | SH | DFND | 1, 2, 3, 4 | 20,000 | 0 | 0 | |
| DOMINOS PIZZA INC | COM | 25754A201 | 3,634 | 14,081 | SH | DFND | 1, 2, 3, 4 | 14,081 | 0 | 0 | |
| EDITAS MEDICINE INC | COM | 28106W103 | 2,533 | 103,579 | SH | DFND | 1, 2, 3, 4 | 103,579 | 0 | 0 | |
| ENBRIDGE INC | COM | 29250N105 | 867 | 23,900 | SH | DFND | 1, 2, 3, 4 | 23,900 | 0 | 0 | |
| HERCULES CAPITAL INC | COM | 427096508 | 30,352 | 2,397,466 | SH | DFND | 1, 2, 3, 4 | 2,397,466 | 0 | 0 | |
| ICON PLC | SHS | G4705A100 | 341 | 2,499 | SH | DFND | 1, 2, 3, 4 | 2,499 | 0 | 0 | |
| INSTRUCTURE INC | COM | 45781U103 | 1,414 | 30,000 | SH | DFND | 1, 2, 3, 4 | 30,000 | 0 | 0 | |
| INTELLIA THERAPEUTICS INC | COM | 45826J105 | 831 | 48,657 | SH | DFND | 1, 2, 3, 4 | 48,657 | 0 | 0 | |
| INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 430 | 35,278 | SH | DFND | 1, 2, 3, 4 | 35,278 | 0 | 0 | |
| IQVIA HLDGS INC | COM | 46266C105 | 1,327 | 9,224 | SH | DFND | 1, 2, 3, 4 | 9,224 | 0 | 0 | |
| KINDER MORGAN INC DEL | COM | 49456B101 | 1,731 | 86,500 | SH | DFND | 1, 2, 3, 4 | 86,500 | 0 | 0 | |
| KKR & CO INC | CL A | 48251W104 | 31,712 | 1,350,000 | SH | DFND | 1, 2, 3, 4 | 1,350,000 | 0 | 0 | |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 355 | 2,318 | SH | DFND | 1, 2, 3, 4 | 2,318 | 0 | 0 | |
| LEGG MASON INC | COM | 524901105 | 2,737 | 100,000 | SH | DFND | 1, 2, 3, 4 | 100,000 | 0 | 0 | |
| LENDINGCLUB CORP | COM | 52603A109 | 302,247 | 97,814,405 | SH | DFND | 1, 2, 3, 4 | 97,814,405 | 0 | 0 | |
| LOCKHEED MARTIN CORP | COM | 539830109 | 1,501 | 5,000 | SH | DFND | 1, 2, 3, 4 | 5,000 | 0 | 0 | |
| MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 42 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
| MEDPACE HLDGS INC | COM | 58506Q109 | 1,585 | 26,882 | SH | DFND | 1, 2, 3, 4 | 26,882 | 0 | 0 | |
| NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 881 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
| NORDSTROM INC | COM | 655664100 | 888 | 20,000 | SH | DFND | 1, 2, 3, 4 | 20,000 | 0 | 0 | |
| PRA HEALTH SCIENCES INC | COM | 69354M108 | 549 | 4,980 | SH | DFND | 1, 2, 3, 4 | 4,980 | 0 | 0 | |
| PTC THERAPEUTICS INC | COM | 69366J200 | 1,142 | 30,332 | SH | DFND | 1, 2, 3, 4 | 30,332 | 0 | 0 | |
| SANGAMO THERAPEUTICS INC | COM | 800677106 | 1,091 | 114,410 | SH | DFND | 1, 2, 3, 4 | 114,410 | 0 | 0 | |
| SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 350 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 2,062 | 22,471 | SH | DFND | 1, 2, 3, 4 | 22,471 | 0 | 0 | |
| TARGA RES CORP | COM | 87612G101 | 2,019 | 48,600 | SH | DFND | 1, 2, 3, 4 | 48,600 | 0 | 0 | |
| TELADOC HEALTH INC | COM | 87918A105 | 1,112 | 20,000 | SH | DFND | 1, 2, 3, 4 | 20,000 | 0 | 0 | |
| TAPESTRY INC | COM | 876030107 | 2,328 | 71,666 | SH | DFND | 1, 2, 3, 4 | 71,666 | 0 | 0 | |
| UNITED RENTALS INC | COM | 911363109 | 7,748 | 67,812 | SH | DFND | 1, 2, 3, 4 | 67,812 | 0 | 0 | |
| UPWORK INC | COM | 91688F104 | 479 | 25,000 | SH | DFND | 1, 2, 3, 4 | 25,000 | 0 | 0 | |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | 824 | 44,787 | SH | DFND | 1, 2, 3, 4 | 44,787 | 0 | 0 | |
| ZOGENIX INC | COM NEW | 98978L204 | 550 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |