The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACORDA THERAPEUTICS INC COM 00484M106 510 25,957 SH   DFND 1, 2, 3, 4 25,957 0 0
ALARM COM HLDGS INC COM 011642105 4,305 75,000 SH   DFND 1, 2, 3, 4 75,000 0 0
AMBARELLA INC SHS G037AX101 7,736 200,000 SH   DFND 1, 2, 3, 4 200,000 0 0
ARES CAP CORP COM 04010L103 1,771 103,030 SH   DFND 1, 2, 3, 4 103,030 0 0
AXSOME THERAPEUTICS INC COM 05464T104 69 19,958 SH   DFND 1, 2, 3, 4 19,958 0 0
ALPHABET INC CAP STK CL A 02079K305 24,624 20,400 SH   DFND 1, 2, 3, 4 20,400 0 0
ALPHABET INC CAP STK CL A 02079K305 483 400 SH Put DFND 1, 2, 3, 4 400 0 0
AVIS BUDGET GROUP COM 053774105 3,857 120,000 SH   DFND 1, 2, 3, 4 120,000 0 0
CARA THERAPEUTICS INC COM 140755109 1,317 54,984 SH   DFND 1, 2, 3, 4 54,984 0 0
CARTER INC COM 146229109 4,245 43,055 SH   DFND 1, 2, 3, 4 43,055 0 0
CLOUDERA INC COM 18914U100 706 40,000 SH   DFND 1, 2, 3, 4 40,000 0 0
COHERENT INC COM 192479103 1,023 5,944 SH   DFND 1, 2, 3, 4 5,944 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 95,096 27,484,473 SH   DFND 1, 2, 3, 4 27,484,473 0 0
DOLLAR GEN CORP NEW COM 256677105 1,093 10,000 SH   DFND 1, 2, 3, 4 10,000 0 0
DROPBOX INC CL A 26210C104 2,683 100,000 SH   DFND 1, 2, 3, 4 100,000 0 0
ENBRIDGE INC COM 29250N105 2,315 71,700 SH   DFND 1, 2, 3, 4 71,700 0 0
EXXON MOBIL CORP COM 30231G102 1,852 21,785 SH   DFND 1, 2, 3, 4 21,785 0 0
HORTONWORKS INC COM 440894103 1,847 80,972 SH   DFND 1, 2, 3, 4 80,972 0 0
HERCULES CAPITAL INC COM 427096508 21,461 1,630,756 SH   DFND 1, 2, 3, 4 1,630,756 0 0
INTRA CELLULAR THERAPIES INC COM 46116X101 766 35,278 SH   DFND 1, 2, 3, 4 35,278 0 0
KINDER MORGAN INC DEL COM 49456B101 4,601 259,500 SH   DFND 1, 2, 3, 4 259,500 0 0
KKR & CO INC CL A 48251W104 38,126 1,398,100 SH   DFND 1, 2, 3, 4 1,398,100 0 0
KNOWLES CORP COM 49926D109 171 10,300 SH   DFND 1, 2, 3, 4 10,300 0 0
LENDINGCLUB CORP COM 52603A109 379,520 97,814,405 SH   DFND 1, 2, 3, 4 97,814,405 0 0
MINDBODY INC COM CL A 60255W105 2,439 60,000 SH   DFND 1, 2, 3, 4 60,000 0 0
MARINUS PHARMACEUTICALS INC COM 56854Q101 100 10,000 SH   DFND 1, 2, 3, 4 10,000 0 0
NEUROCRINE BIOSCIENCES INC COM 64125C109 1,230 10,000 SH   DFND 1, 2, 3, 4 10,000 0 0
PTC THERAPEUTICS INC COM 69366J200 1,426 30,332 SH   DFND 1, 2, 3, 4 30,332 0 0
STARBUCKS CORP COM 855244109 582 10,245 SH   DFND 1, 2, 3, 4 10,245 0 0
SUPERNUS PHARMACEUTICALS INC COM 868459108 504 10,000 SH   DFND 1, 2, 3, 4 10,000 0 0
TAPESTRY INC COM 876030107 1,005 20,000 SH Call DFND 1, 2, 3, 4 20,000 0 0
TARGA RES CORP COM 87612G101 4,105 72,900 SH   DFND 1, 2, 3, 4 72,900 0 0
TRACTOR SUPPLY CO COM 892356106 699 7,692 SH   DFND 1, 2, 3, 4 7,692 0 0
UNITED RENTALS INC COM 911363109 2,720 16,624 SH   DFND 1, 2, 3, 4 16,624 0 0
VANDA PHARMACEUTICALS INC COM 921659108 1,028 44,787 SH   DFND 1, 2, 3, 4 44,787 0 0
WAYFAIR INC CL A 94419L101 3,692 25,000 SH   DFND 1, 2, 3, 4 25,000 0 0
WESTERN DIGITAL CORP COM 958102105 1,171 20,000 SH   DFND 1, 2, 3, 4 20,000 0 0
ZOGENIX INC COM NEW 98978L204 496 10,000 SH   DFND 1, 2, 3, 4 10,000 0 0