The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGORA INC | ADS | 00851L103 | 1,498 | 35,700 | SH | Call | DFND | 1,2 | 35,700 | 0 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 748 | 3,300 | SH | DFND | 1,2 | 3,300 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 5,397 | 23,800 | SH | Call | DFND | 1,2 | 23,800 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 78,137 | 32,000 | SH | DFND | 1,2 | 32,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 19,534 | 8,000 | SH | Call | DFND | 1,2 | 8,000 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 212,258 | 61,700 | SH | DFND | 1,2 | 61,700 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 34,402 | 10,000 | SH | Call | DFND | 1,2 | 10,000 | 0 | 0 |
APPLE INC | COM | 037833100 | 34,240 | 250,000 | SH | DFND | 1,2 | 250,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 116,279 | 849,000 | SH | Call | DFND | 1,2 | 849,000 | 0 | 0 |
ARK ETF TR | GENOMIC REV ETF | 00214Q302 | 361 | 3,900 | SH | Call | DFND | 1,2 | 3,900 | 0 | 0 |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 235 | 1,800 | SH | DFND | 1,2 | 1,800 | 0 | 0 | |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 5,454 | 41,700 | SH | Call | DFND | 1,2 | 41,700 | 0 | 0 |
BAIDU INC | SPON ADR REP A | 056752108 | 1,346 | 6,600 | SH | Call | DFND | 1,2 | 6,600 | 0 | 0 |
BIONTECH SE | SPONSORED ADS | 09075V102 | 16,724 | 74,700 | SH | Call | DFND | 1,2 | 74,700 | 0 | 0 |
BLACKSTONE GROUP INC | COM | 09260D107 | 19,428 | 200,000 | SH | Call | DFND | 1,2 | 200,000 | 0 | 0 |
CHARLES RIV LABS INTL INC | COM | 159864107 | 7,341 | 19,844 | SH | DFND | 1,2 | 19,844 | 0 | 0 | |
CHEWY INC | CL A | 16679L109 | 7,971 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
CHEWY INC | CL A | 16679L109 | 3,675 | 46,100 | SH | Call | DFND | 1,2 | 46,100 | 0 | 0 |
COUPANG INC | CL A | 22266T109 | 5,976 | 142,900 | SH | Call | DFND | 1,2 | 142,900 | 0 | 0 |
CUREVAC N V | COM | N2451R105 | 9,722 | 132,300 | SH | Call | DFND | 1,2 | 132,300 | 0 | 0 |
DINGDONG CAYMAN LTD | ADS | 25445D101 | 3,730 | 97,400 | SH | DFND | 1,2 | 97,400 | 0 | 0 | |
DOORDASH INC | CL A | 25809K105 | 6,366 | 35,700 | SH | Call | DFND | 1,2 | 35,700 | 0 | 0 |
EXACT SCIENCES CORP | COM | 30063P105 | 4,786 | 38,500 | SH | Call | DFND | 1,2 | 38,500 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 11,301 | 32,500 | SH | DFND | 1,2 | 32,500 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 10,431 | 30,000 | SH | Call | DFND | 1,2 | 30,000 | 0 | 0 |
GUARDANT HEALTH INC | COM | 40131M109 | 2,484 | 20,000 | SH | Call | DFND | 1,2 | 20,000 | 0 | 0 |
HERCULES CAPITAL INC | COM | 427096508 | 17,060 | 1,000,000 | SH | DFND | 1,2 | 1,000,000 | 0 | 0 | |
ICON PLC | SHS | G4705A100 | 3,065 | 14,826 | SH | DFND | 1,2 | 14,826 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 19,405 | 21,100 | SH | Call | DFND | 1,2 | 21,100 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 44,056 | 124,300 | SH | DFND | 1,2 | 124,300 | 0 | 0 | |
IQVIA HLDGS INC | COM | 46266C105 | 6,485 | 26,762 | SH | DFND | 1,2 | 26,762 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 21,836 | 95,200 | SH | DFND | 1,2 | 95,200 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 1,073 | 3,891 | SH | DFND | 1,2 | 3,891 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 11,351 | 30,000 | SH | DFND | 1,2 | 30,000 | 0 | 0 | |
MEDPACE HLDGS INC | COM | 58506Q109 | 7,678 | 43,472 | SH | DFND | 1,2 | 43,472 | 0 | 0 | |
MERCADOLIBRE INC | COM | 58733R102 | 7,477 | 4,800 | SH | DFND | 1,2 | 4,800 | 0 | 0 | |
MODERNA INC | COM | 60770K107 | 11,749 | 50,000 | SH | Call | DFND | 1,2 | 50,000 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 10,564 | 20,000 | SH | Call | DFND | 1,2 | 20,000 | 0 | 0 |
NVIDIA CORPORATION | COM | 67066G104 | 16,002 | 80,000 | SH | DFND | 1,2 | 80,000 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 7,462 | 25,600 | SH | DFND | 1,2 | 25,600 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 7,462 | 25,600 | SH | Call | DFND | 1,2 | 25,600 | 0 | 0 |
PINDUODUO INC | SPONSORED ADS | 722304102 | 12,702 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
PRA HEALTH SCIENCES INC | COM | 69354M108 | 1,445 | 8,749 | SH | DFND | 1,2 | 8,749 | 0 | 0 | |
ROBLOX CORP | CL A | 771049103 | 5,398 | 60,000 | SH | Call | DFND | 1,2 | 60,000 | 0 | 0 |
SALESFORCE COM INC | COM | 79466L302 | 12,214 | 50,000 | SH | DFND | 1,2 | 50,000 | 0 | 0 | |
SEA LTD | SPONSORED ADS | 81141R100 | 7,277 | 26,500 | SH | Call | DFND | 1,2 | 26,500 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 10,076 | 80,000 | SH | Call | DFND | 1,2 | 80,000 | 0 | 0 |
SHOPIFY INC | CL A | 82509L107 | 10,519 | 7,200 | SH | Call | DFND | 1,2 | 7,200 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 12,585 | 29,400 | SH | DFND | 1,2 | 29,400 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 42,292 | 98,800 | SH | Call | DFND | 1,2 | 98,800 | 0 | 0 |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 84,112 | 700,000 | SH | DFND | 1,2 | 700,000 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 13,638 | 113,500 | SH | Call | DFND | 1,2 | 113,500 | 0 | 0 |
TELADOC HEALTH INC | COM | 87918A105 | 5,653 | 34,000 | SH | Call | DFND | 1,2 | 34,000 | 0 | 0 |
TESLA INC | COM | 88160R101 | 5,438 | 8,000 | SH | Call | DFND | 1,2 | 8,000 | 0 | 0 |
TILRAY INC | COM CL 2 | 88688T100 | 542 | 30,000 | SH | DFND | 1,2 | 30,000 | 0 | 0 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 20,048 | 400,000 | SH | DFND | 1,2 | 400,000 | 0 | 0 | |
UNITY SOFTWARE INC | COM | 91332U101 | 3,152 | 28,700 | SH | Call | DFND | 1,2 | 28,700 | 0 | 0 |
VEEVA SYS INC | CL A COM | 922475108 | 8,240 | 26,500 | SH | DFND | 1,2 | 26,500 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 38,580 | 165,000 | SH | DFND | 1,2 | 165,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 15,666 | 67,000 | SH | Call | DFND | 1,2 | 67,000 | 0 | 0 |
WALMART INC | COM | 931142103 | 35,819 | 254,000 | SH | DFND | 1,2 | 254,000 | 0 | 0 | |
WALMART INC | COM | 931142103 | 24,961 | 177,000 | SH | Call | DFND | 1,2 | 177,000 | 0 | 0 |
WAYFAIR INC | CL A | 94419L101 | 5,272 | 16,700 | SH | Call | DFND | 1,2 | 16,700 | 0 | 0 |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 19,352 | 50,000 | SH | DFND | 1,2 | 50,000 | 0 | 0 | |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 19,352 | 50,000 | SH | Call | DFND | 1,2 | 50,000 | 0 | 0 |