0001437749-20-013268.txt : 20200616 0001437749-20-013268.hdr.sgml : 20200616 20200616200514 ACCESSION NUMBER: 0001437749-20-013268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200612 FILED AS OF DATE: 20200616 DATE AS OF CHANGE: 20200616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stevens Brent M CENTRAL INDEX KEY: 0001622235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38166 FILM NUMBER: 20967808 MAIL ADDRESS: STREET 1: PO BOX 5239 CITY: KETCHUM STATE: ID ZIP: 83340 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Concrete Pumping Holdings, Inc. CENTRAL INDEX KEY: 0001703956 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 831779605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 500 E. 84TH AVENUE STREET 2: SUITE A-5 CITY: THORNTON STATE: CO ZIP: 80229 BUSINESS PHONE: 303-289-7497 MAIL ADDRESS: STREET 1: 500 E. 84TH AVENUE STREET 2: SUITE A-5 CITY: THORNTON STATE: CO ZIP: 80229 FORMER COMPANY: FORMER CONFORMED NAME: Industrea Acquisition Corp. DATE OF NAME CHANGE: 20170414 4 1 rdgdoc.xml FORM 4 X0306 4 2020-06-12 0001703956 Concrete Pumping Holdings, Inc. BBCP 0001622235 Stevens Brent M C/O CONCRETE PUMPING HOLDINGS, INC. 500 E. 84TH AVENUE, SUITE A-5 DENVER CO 80229 1 1 Common Stock 2020-06-12 4 S 0 42649 3.78 D 957351 D Common Stock 2020-06-15 4 S 0 27101 3.77 D 930250 D Common Stock 2020-06-16 4 S 0 29734 4.01 D 900516 D Common Stock 11005275 I By BBCP Investors The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.94, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.84, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.04, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The securities are held directly by BBCP Investors, LLC ("BBCP Investors"), which is wholly owned by PGP Investors, LLC. M. Brent Stevens is the Manager of PGP Advisors, LLC, which is the manager of PGP Manager, LLC, which is the manager of PGP Investors, LLC. Mr. Stevens has the power to vote and dispose the securities, and thus may be deemed to beneficially own the securities held by BBCP Investors. Mr. Stevens and the other entities disclaim beneficial ownership of such securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that Mr. Stevens or any entity is the beneficial owner of the securities for purposes of Section 16 or any other purpose. /s/ Joel Rubinstein, Attorney-in-Fact 2020-06-15