0001959173-23-002251.txt : 20230705 0001959173-23-002251.hdr.sgml : 20230705 20230705163030 ACCESSION NUMBER: 0001959173-23-002251 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230705 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Aqua Metals, Inc. CENTRAL INDEX KEY: 0001621832 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 471169572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37515 FILM NUMBER: 231069602 BUSINESS ADDRESS: STREET 1: 2500 PERU DR. CITY: MCCARRAN STATE: NV ZIP: 89437 BUSINESS PHONE: (775) 525-1936 MAIL ADDRESS: STREET 1: 2500 PERU DR. CITY: MCCARRAN STATE: NV ZIP: 89437 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Cotton Stephen CENTRAL INDEX KEY: 0001649322 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1010 ATLANTIC AVE CITY: ALAMEDA STATE: CA ZIP: 94501 144 1 primary_doc.xml 144 0001649322 XXXXXXXX LIVE 0001621832 Aqua Metals, Inc. 001-37515 2500 PERU DR. MCCARRAN NV 89437 (775) 525-1936 Cotton Stephen Officer Director Common Stock Fidelity Brokerage Services LLC

245 Summer Street Boston MA 02110

62367 72283.35 83137823 07/05/2023 NASDAQ Common Stock 03/23/2021 RSU vesting Issuer N 62367 03/23/2021 N/A Y Shares are sold in The Cotton Family Trust 07/05/2023 12/28/2022 /s/ Myra King, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Stephen Cotton