0001621832-20-000100.txt : 20200707 0001621832-20-000100.hdr.sgml : 20200707 20200707182201 ACCESSION NUMBER: 0001621832-20-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200702 FILED AS OF DATE: 20200707 DATE AS OF CHANGE: 20200707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merrill Judd CENTRAL INDEX KEY: 0001652660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37515 FILM NUMBER: 201016869 MAIL ADDRESS: STREET 1: 2425 CROOKED CANYON CT. CITY: RENO STATE: NV ZIP: 89521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aqua Metals, Inc. CENTRAL INDEX KEY: 0001621832 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 471169572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 PERU DR. CITY: MCCARRAN STATE: NV ZIP: 89437 BUSINESS PHONE: (775) 525-1936 MAIL ADDRESS: STREET 1: 2500 PERU DR. CITY: MCCARRAN STATE: NV ZIP: 89437 4 1 wf-form4_159416050771870.xml FORM 4 X0306 4 2020-07-02 0 0001621832 Aqua Metals, Inc. AQMS 0001652660 Merrill Judd 2500 PERU DR SPARKS NV 89437 0 1 0 0 Chief Financial Officer Common Shares 2020-07-02 4 S 0 61445 1.15 D 312671 D Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. /s/ Judd Merrill 2020-07-07