0001621832-20-000077.txt : 20200520 0001621832-20-000077.hdr.sgml : 20200520 20200520202119 ACCESSION NUMBER: 0001621832-20-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200519 FILED AS OF DATE: 20200520 DATE AS OF CHANGE: 20200520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merrill Judd CENTRAL INDEX KEY: 0001652660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37515 FILM NUMBER: 20899680 MAIL ADDRESS: STREET 1: 2425 CROOKED CANYON CT. CITY: RENO STATE: NV ZIP: 89521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aqua Metals, Inc. CENTRAL INDEX KEY: 0001621832 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 471169572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 PERU DR. CITY: MCCARRAN STATE: NV ZIP: 89437 BUSINESS PHONE: (775) 525-1936 MAIL ADDRESS: STREET 1: 2500 PERU DR. CITY: MCCARRAN STATE: NV ZIP: 89437 4 1 wf-form4_159002046109710.xml FORM 4 X0306 4 2020-05-19 0 0001621832 Aqua Metals, Inc. AQMS 0001652660 Merrill Judd 2500 PERU DR SPARKS NV 89437 0 1 0 0 Chief Financial Officer Restricted Stock Units 0.0 2020-05-19 4 A 0 497250 0 A Common Shares 497250.0 808094 D Represents 497,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. Includes 156,698 options and 651,396 RSUs. /s/ Judd Merrill 2020-05-20