0001621832-20-000077.txt : 20200520
0001621832-20-000077.hdr.sgml : 20200520
20200520202119
ACCESSION NUMBER: 0001621832-20-000077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200519
FILED AS OF DATE: 20200520
DATE AS OF CHANGE: 20200520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Merrill Judd
CENTRAL INDEX KEY: 0001652660
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37515
FILM NUMBER: 20899680
MAIL ADDRESS:
STREET 1: 2425 CROOKED CANYON CT.
CITY: RENO
STATE: NV
ZIP: 89521
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aqua Metals, Inc.
CENTRAL INDEX KEY: 0001621832
STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341]
IRS NUMBER: 471169572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2500 PERU DR.
CITY: MCCARRAN
STATE: NV
ZIP: 89437
BUSINESS PHONE: (775) 525-1936
MAIL ADDRESS:
STREET 1: 2500 PERU DR.
CITY: MCCARRAN
STATE: NV
ZIP: 89437
4
1
wf-form4_159002046109710.xml
FORM 4
X0306
4
2020-05-19
0
0001621832
Aqua Metals, Inc.
AQMS
0001652660
Merrill Judd
2500 PERU DR
SPARKS
NV
89437
0
1
0
0
Chief Financial Officer
Restricted Stock Units
0.0
2020-05-19
4
A
0
497250
0
A
Common Shares
497250.0
808094
D
Represents 497,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer.
Includes 156,698 options and 651,396 RSUs.
/s/ Judd Merrill
2020-05-20