0001615774-17-002200.txt : 20170510 0001615774-17-002200.hdr.sgml : 20170510 20170510171132 ACCESSION NUMBER: 0001615774-17-002200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170508 FILED AS OF DATE: 20170510 DATE AS OF CHANGE: 20170510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aqua Metals, Inc. CENTRAL INDEX KEY: 0001621832 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 471169572 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 1010 ATLANTIC AVENUE CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: (510) 479-7635 MAIL ADDRESS: STREET 1: 1010 ATLANTIC AVENUE CITY: ALAMEDA STATE: CA ZIP: 94501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Interstate Batteries, Inc. CENTRAL INDEX KEY: 0001675946 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37515 FILM NUMBER: 17831472 BUSINESS ADDRESS: STREET 1: 12770 MERIT DRIVE STREET 2: SUITE 1000 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 972-455-6051 MAIL ADDRESS: STREET 1: 12770 MERIT DRIVE STREET 2: SUITE 1000 CITY: DALLAS STATE: TX ZIP: 75251 4 1 s106139_form4.xml OWNERSHIP DOCUMENT - INTERSTATE BATTERIES, INC. X0306 4 2017-05-08 0 0001621832 Aqua Metals, Inc. AQMS 0001675946 Interstate Batteries, Inc. 12770 MERIT DRIVE SUITE 1000 DALLAS TX 75251 0 0 1 0 Common Stock 2017-05-08 4 S 0 40283 17.0945 D 506327 I By subsidiary Common Stock 2017-05-09 4 S 0 32500 16.7751 D 473827 I By subsidiary The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.76 to $17.75 inclusive. These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.51 to $16.93 inclusive. /s/ Chris Willis, Secretary 2017-05-10