0001615774-17-002200.txt : 20170510
0001615774-17-002200.hdr.sgml : 20170510
20170510171132
ACCESSION NUMBER: 0001615774-17-002200
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170508
FILED AS OF DATE: 20170510
DATE AS OF CHANGE: 20170510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aqua Metals, Inc.
CENTRAL INDEX KEY: 0001621832
STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341]
IRS NUMBER: 471169572
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 1010 ATLANTIC AVENUE
CITY: ALAMEDA
STATE: CA
ZIP: 94501
BUSINESS PHONE: (510) 479-7635
MAIL ADDRESS:
STREET 1: 1010 ATLANTIC AVENUE
CITY: ALAMEDA
STATE: CA
ZIP: 94501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Interstate Batteries, Inc.
CENTRAL INDEX KEY: 0001675946
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37515
FILM NUMBER: 17831472
BUSINESS ADDRESS:
STREET 1: 12770 MERIT DRIVE
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: 972-455-6051
MAIL ADDRESS:
STREET 1: 12770 MERIT DRIVE
STREET 2: SUITE 1000
CITY: DALLAS
STATE: TX
ZIP: 75251
4
1
s106139_form4.xml
OWNERSHIP DOCUMENT - INTERSTATE BATTERIES, INC.
X0306
4
2017-05-08
0
0001621832
Aqua Metals, Inc.
AQMS
0001675946
Interstate Batteries, Inc.
12770 MERIT DRIVE
SUITE 1000
DALLAS
TX
75251
0
0
1
0
Common Stock
2017-05-08
4
S
0
40283
17.0945
D
506327
I
By subsidiary
Common Stock
2017-05-09
4
S
0
32500
16.7751
D
473827
I
By subsidiary
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.76 to $17.75 inclusive.
These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.51 to $16.93 inclusive.
/s/ Chris Willis, Secretary
2017-05-10