0001437749-24-000475.txt : 20240103 0001437749-24-000475.hdr.sgml : 20240103 20240103185438 ACCESSION NUMBER: 0001437749-24-000475 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cotton Stephen CENTRAL INDEX KEY: 0001649322 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37515 FILM NUMBER: 24509002 MAIL ADDRESS: STREET 1: 1010 ATLANTIC AVE CITY: ALAMEDA STATE: CA ZIP: 94501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aqua Metals, Inc. CENTRAL INDEX KEY: 0001621832 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 471169572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 PERU DR. CITY: MCCARRAN STATE: NV ZIP: 89437 BUSINESS PHONE: (775) 525-1936 MAIL ADDRESS: STREET 1: 2500 PERU DR. CITY: MCCARRAN STATE: NV ZIP: 89437 4 1 rdgdoc.xml FORM 4 X0508 4 2024-01-02 0001621832 Aqua Metals, Inc. AQMS 0001649322 Cotton Stephen 5370 KIETZKE LN SUITE 201 RENO NV 89511 1 1 Chief Executive Officer 0 Common Stock 2024-01-02 4 F 0 220103 0.79 D 6202233 D Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 2, 2024 vesting of a previously reported restricted share grant represented in Table I. Includes 2,972,887 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. /s/ Judd Merrill, by power of attorney 2024-01-03