0001437749-24-000473.txt : 20240103 0001437749-24-000473.hdr.sgml : 20240103 20240103185212 ACCESSION NUMBER: 0001437749-24-000473 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231229 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taecker Benjamin S. CENTRAL INDEX KEY: 0001879186 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37515 FILM NUMBER: 24508982 MAIL ADDRESS: STREET 1: C/O AQUA METALS STREET 2: 2500 PERU DR. CITY: MCCARRAN STATE: NV ZIP: 89437 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aqua Metals, Inc. CENTRAL INDEX KEY: 0001621832 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 471169572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 PERU DR. CITY: MCCARRAN STATE: NV ZIP: 89437 BUSINESS PHONE: (775) 525-1936 MAIL ADDRESS: STREET 1: 2500 PERU DR. CITY: MCCARRAN STATE: NV ZIP: 89437 4 1 rdgdoc.xml FORM 4 X0508 4 2023-12-29 0001621832 Aqua Metals, Inc. AQMS 0001879186 Taecker Benjamin S. 5370 KIETZKE LN SUITE 201 RENO NV 89511 1 Chief Eng and Opr Officer 0 Common Stock 2023-12-29 4 A 0 130000 0 A 1344312 D Common Stock 2024-01-02 4 F 0 54383 0.79 D 1289929 D Represents 130,000 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. Each RSU shall entitle its holder to receive one Common Stock of the issuer. Includes 1,127,879 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 2, 2024 vesting of a previously reported restricted share grant represented in Table I. Includes 1,013,750 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. /s/ Judd Merrill, by power of attorney 2024-01-03