0001437749-23-019527.txt : 20230706
0001437749-23-019527.hdr.sgml : 20230706
20230706191545
ACCESSION NUMBER: 0001437749-23-019527
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230703
FILED AS OF DATE: 20230706
DATE AS OF CHANGE: 20230706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Merrill Judd
CENTRAL INDEX KEY: 0001652660
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37515
FILM NUMBER: 231074887
MAIL ADDRESS:
STREET 1: 2425 CROOKED CANYON CT.
CITY: RENO
STATE: NV
ZIP: 89521
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aqua Metals, Inc.
CENTRAL INDEX KEY: 0001621832
STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341]
IRS NUMBER: 471169572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2500 PERU DR.
CITY: MCCARRAN
STATE: NV
ZIP: 89437
BUSINESS PHONE: (775) 525-1936
MAIL ADDRESS:
STREET 1: 2500 PERU DR.
CITY: MCCARRAN
STATE: NV
ZIP: 89437
4
1
rdgdoc.xml
FORM 4
X0407
4
2023-07-03
0001621832
Aqua Metals, Inc.
AQMS
0001652660
Merrill Judd
5370 KIETZKE LN
SUITE 201
RENO
NV
89511
1
Chief Financial Officer
1
Common Stock
2023-07-03
4
F
0
87276
1.21
D
1486507
D
Common Stock
2023-07-06
4
D
0
25000
1.12
D
1461507
D
Represents the number of shares withheld and returned to the plan to cover the tax liability of the July 3, 2023 vesting of a previously reported restricted share grant represented in Table I.
Includes 704,662 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.
Represents the number of shares sold by the Reporting Person under a 10b5-1 plan. Adoption date of referenced 10b5-1(c) plan is: 03-16-2023
/s/ Judd Merrill
2023-07-06