0001437749-21-007336.txt : 20210326 0001437749-21-007336.hdr.sgml : 20210326 20210326175010 ACCESSION NUMBER: 0001437749-21-007336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210324 FILED AS OF DATE: 20210326 DATE AS OF CHANGE: 20210326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merrill Judd CENTRAL INDEX KEY: 0001652660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37515 FILM NUMBER: 21778813 MAIL ADDRESS: STREET 1: 2425 CROOKED CANYON CT. CITY: RENO STATE: NV ZIP: 89521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aqua Metals, Inc. CENTRAL INDEX KEY: 0001621832 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 471169572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 PERU DR. CITY: MCCARRAN STATE: NV ZIP: 89437 BUSINESS PHONE: (775) 525-1936 MAIL ADDRESS: STREET 1: 2500 PERU DR. CITY: MCCARRAN STATE: NV ZIP: 89437 4 1 rdgdoc.xml FORM 4 X0306 4 2021-03-24 0001621832 Aqua Metals, Inc. AQMS 0001652660 Merrill Judd 2500 PERU DR SPARKS NV 89437 1 Chief Financial Officer Common Shares 2021-03-24 4 S 0 17393 3.88 D 405115 D Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. /s/ Judd Merrill 2021-03-26