0001437749-21-004870.txt : 20210303
0001437749-21-004870.hdr.sgml : 20210303
20210303171846
ACCESSION NUMBER: 0001437749-21-004870
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Merrill Judd
CENTRAL INDEX KEY: 0001652660
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37515
FILM NUMBER: 21710472
MAIL ADDRESS:
STREET 1: 2425 CROOKED CANYON CT.
CITY: RENO
STATE: NV
ZIP: 89521
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aqua Metals, Inc.
CENTRAL INDEX KEY: 0001621832
STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341]
IRS NUMBER: 471169572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2500 PERU DR.
CITY: MCCARRAN
STATE: NV
ZIP: 89437
BUSINESS PHONE: (775) 525-1936
MAIL ADDRESS:
STREET 1: 2500 PERU DR.
CITY: MCCARRAN
STATE: NV
ZIP: 89437
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-03-01
0001621832
Aqua Metals, Inc.
AQMS
0001652660
Merrill Judd
2500 PERU DR
SPARKS
NV
89437
1
Chief Financial Officer
Common Stock
2021-03-01
4
M
0
9973
1.88
A
390814
D
Common Stock
2021-03-01
4
S
0
9973
5.15
D
380841
D
Common Stock
2021-03-02
4
M
0
46725
1.88
A
427566
D
Common Stock
2021-03-02
4
S
0
46725
5.15
D
380841
D
Employee Stock Option (right to buy)
1.88
2021-03-01
4
M
0
9973
0
D
2019-01-04
2021-07-04
Common Stock
9973
899633
D
Employee Stock Option (right to buy)
1.88
2021-03-02
4
M
0
46725
0
D
2019-01-04
2021-07-04
Common Stock
46725
852908
D
Includes 146,725 options and 752,908 RSUs.
Includes 100,000 options and 752,908 RSUs.
These stock options were scheduled to expire in July 2021.
/s/ Judd Merrill
2021-03-03