0001437749-20-025641.txt : 20201218
0001437749-20-025641.hdr.sgml : 20201218
20201218200036
ACCESSION NUMBER: 0001437749-20-025641
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201216
FILED AS OF DATE: 20201218
DATE AS OF CHANGE: 20201218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Merrill Judd
CENTRAL INDEX KEY: 0001652660
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37515
FILM NUMBER: 201402076
MAIL ADDRESS:
STREET 1: 2425 CROOKED CANYON CT.
CITY: RENO
STATE: NV
ZIP: 89521
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aqua Metals, Inc.
CENTRAL INDEX KEY: 0001621832
STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341]
IRS NUMBER: 471169572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2500 PERU DR.
CITY: MCCARRAN
STATE: NV
ZIP: 89437
BUSINESS PHONE: (775) 525-1936
MAIL ADDRESS:
STREET 1: 2500 PERU DR.
CITY: MCCARRAN
STATE: NV
ZIP: 89437
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-12-16
0001621832
Aqua Metals, Inc.
AQMS
0001652660
Merrill Judd
2500 PERU DR
SPARKS
NV
89437
1
Chief Financial Officer
Restricted Stock Units
0
2020-12-16
4
A
0
323276
0
A
Common Shares
323276
1131370
D
Represents 323,276 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2020 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer.
Includes 156,698 options and 974,672 RSUs.
/s/ Judd Merrill
2020-12-18