0001209191-16-151062.txt : 20161117 0001209191-16-151062.hdr.sgml : 20161117 20161117211627 ACCESSION NUMBER: 0001209191-16-151062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aqua Metals, Inc. CENTRAL INDEX KEY: 0001621832 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 471169572 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 1010 ATLANTIC AVENUE CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: (510) 479-7635 MAIL ADDRESS: STREET 1: 1010 ATLANTIC AVENUE CITY: ALAMEDA STATE: CA ZIP: 94501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clarke Stephen R. CENTRAL INDEX KEY: 0001649347 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37515 FILM NUMBER: 162006360 MAIL ADDRESS: STREET 1: 1010 ATLANTIC AVE CITY: ALAMEDA STATE: CA ZIP: 94501 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-16 0 0001621832 Aqua Metals, Inc. AQMS 0001649347 Clarke Stephen R. 1010 ATLANTIC AVE. ALAMEDA CA 94501 1 1 1 0 President and CEO Common Stock 2016-11-16 4 P 0 20000 10.00 A 1028637 D Common Stock 732559 I By corporation Represents shares held by AIC of Nevada, Inc. of which the reporting person is an officer, director and 19% shareholder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. /s/ Stephen R. Clarke 2016-11-17