0001209191-16-151062.txt : 20161117
0001209191-16-151062.hdr.sgml : 20161117
20161117211627
ACCESSION NUMBER: 0001209191-16-151062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161116
FILED AS OF DATE: 20161117
DATE AS OF CHANGE: 20161117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aqua Metals, Inc.
CENTRAL INDEX KEY: 0001621832
STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341]
IRS NUMBER: 471169572
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 1010 ATLANTIC AVENUE
CITY: ALAMEDA
STATE: CA
ZIP: 94501
BUSINESS PHONE: (510) 479-7635
MAIL ADDRESS:
STREET 1: 1010 ATLANTIC AVENUE
CITY: ALAMEDA
STATE: CA
ZIP: 94501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clarke Stephen R.
CENTRAL INDEX KEY: 0001649347
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37515
FILM NUMBER: 162006360
MAIL ADDRESS:
STREET 1: 1010 ATLANTIC AVE
CITY: ALAMEDA
STATE: CA
ZIP: 94501
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-16
0
0001621832
Aqua Metals, Inc.
AQMS
0001649347
Clarke Stephen R.
1010 ATLANTIC AVE.
ALAMEDA
CA
94501
1
1
1
0
President and CEO
Common Stock
2016-11-16
4
P
0
20000
10.00
A
1028637
D
Common Stock
732559
I
By corporation
Represents shares held by AIC of Nevada, Inc. of which the reporting person is an officer, director and 19% shareholder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.
/s/ Stephen R. Clarke
2016-11-17