0001415889-19-001328.txt : 20191120
0001415889-19-001328.hdr.sgml : 20191120
20191120151440
ACCESSION NUMBER: 0001415889-19-001328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191119
FILED AS OF DATE: 20191120
DATE AS OF CHANGE: 20191120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hand Ann
CENTRAL INDEX KEY: 0001769649
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38819
FILM NUMBER: 191234070
MAIL ADDRESS:
STREET 1: 2906 COLORADO AVE.
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Super League Gaming, Inc.
CENTRAL INDEX KEY: 0001621672
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 471990734
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2906 COLORADO AVE
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
BUSINESS PHONE: 802-294-2754
MAIL ADDRESS:
STREET 1: 2906 COLORADO AVE
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
FORMER COMPANY:
FORMER CONFORMED NAME: Nth Games, Inc.
DATE OF NAME CHANGE: 20141007
4
1
form4-11202019_121126.xml
X0306
4
2019-11-19
0001621672
Super League Gaming, Inc.
SLGG
0001769649
Hand Ann
C/O SUPER LEAGUE GAMING, INC.
2906 COLORADO AVE.
SANTA MONICA
CA
90404
true
true
false
false
CEO AND PRESIDENT
Common Stock
2019-11-19
4
P
0
1000
2.57
A
76374
D
Common Stock Purchase Warrant
9
2025-06-05
Common Stock
166667
166667
D
Stock Option
9
2027-06-16
Common Stock
51334
51334
D
Stock Option
10.80
2027-06-16
Common Stock
32000
32000
D
Common Stock Purchase Warrant
10.80
2027-06-16
Common Stock
100000
100000
D
Common Stock Purchase Warrant
10.80
2028-11-01
Common Stock
250000
250000
D
Warrant vested in equal monthly installments over a 48 month period, and vested in full on June 5, 2019.
50% of the stock option vested immediately on the grant date. The remainder of the option vested in equal installments over a 24 month period, and vested in full on June 16, 2019.
Warrant vests in equal monthly installments over a 36 month period, and will vest in full on June 6, 2020.
75% of the warrant is currently vested, and the remaining 25% will vest on February 27, 2020 which is the one-year anniversary of the Issuer's initial public offering.
/s/ Clayton Haynes, Attorney-in-Fact
2019-11-20