0001415889-19-001328.txt : 20191120 0001415889-19-001328.hdr.sgml : 20191120 20191120151440 ACCESSION NUMBER: 0001415889-19-001328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191119 FILED AS OF DATE: 20191120 DATE AS OF CHANGE: 20191120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hand Ann CENTRAL INDEX KEY: 0001769649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38819 FILM NUMBER: 191234070 MAIL ADDRESS: STREET 1: 2906 COLORADO AVE. CITY: SANTA MONICA STATE: CA ZIP: 90404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super League Gaming, Inc. CENTRAL INDEX KEY: 0001621672 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 471990734 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2906 COLORADO AVE CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 802-294-2754 MAIL ADDRESS: STREET 1: 2906 COLORADO AVE CITY: SANTA MONICA STATE: CA ZIP: 90404 FORMER COMPANY: FORMER CONFORMED NAME: Nth Games, Inc. DATE OF NAME CHANGE: 20141007 4 1 form4-11202019_121126.xml X0306 4 2019-11-19 0001621672 Super League Gaming, Inc. SLGG 0001769649 Hand Ann C/O SUPER LEAGUE GAMING, INC. 2906 COLORADO AVE. SANTA MONICA CA 90404 true true false false CEO AND PRESIDENT Common Stock 2019-11-19 4 P 0 1000 2.57 A 76374 D Common Stock Purchase Warrant 9 2025-06-05 Common Stock 166667 166667 D Stock Option 9 2027-06-16 Common Stock 51334 51334 D Stock Option 10.80 2027-06-16 Common Stock 32000 32000 D Common Stock Purchase Warrant 10.80 2027-06-16 Common Stock 100000 100000 D Common Stock Purchase Warrant 10.80 2028-11-01 Common Stock 250000 250000 D Warrant vested in equal monthly installments over a 48 month period, and vested in full on June 5, 2019. 50% of the stock option vested immediately on the grant date. The remainder of the option vested in equal installments over a 24 month period, and vested in full on June 16, 2019. Warrant vests in equal monthly installments over a 36 month period, and will vest in full on June 6, 2020. 75% of the warrant is currently vested, and the remaining 25% will vest on February 27, 2020 which is the one-year anniversary of the Issuer's initial public offering. /s/ Clayton Haynes, Attorney-in-Fact 2019-11-20