0001104659-17-030753.txt : 20170508
0001104659-17-030753.hdr.sgml : 20170508
20170508180941
ACCESSION NUMBER: 0001104659-17-030753
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170504
FILED AS OF DATE: 20170508
DATE AS OF CHANGE: 20170508
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Summit Materials, Inc.
CENTRAL INDEX KEY: 0001621563
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 471984212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1227
BUSINESS ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-0012
MAIL ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Evans Mikel Shane
CENTRAL INDEX KEY: 0001636107
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 17823798
MAIL ADDRESS:
STREET 1: C/O SUMMIT MATERIALS, INC.
STREET 2: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
a4.xml
4
X0306
4
2017-05-04
0
0001621563
Summit Materials, Inc.
SUM
0001636107
Evans Mikel Shane
C/O SUMMIT MATERIALS, INC.
1550 WYNKOOP STREET, 3RD FLOOR
DENVER
CO
80202
0
1
0
0
See Remarks
Class A Common Stock
2017-05-04
4
C
0
30000
A
38993
D
Class A Common Stock
2017-05-05
4
S
0
30000
28.58
D
8993
D
Class A Common Stock
2017-05-05
4
M
0
7200
18
A
16193
D
Class A Common Stock
2017-05-05
4
S
0
7200
28.55
D
8993
D
LP Units of Summit Materials Holdings L.P.
2017-05-04
4
C
0
30000
D
Class A Common Stock
30000
78525
D
Options (right to buy)
18
2017-05-05
4
M
0
7200
0
D
2025-03-11
Class A Common Stock
7200
132343
D
Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the Issuer's Class A common stock on a one-for-one basis.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.50 to $28.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.50 to $28.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Reflects the grant of 139,543 options that vest in four equal annual installments beginning on March 11, 2016.
Title: EVP & West Division President
/s/ Anne Lee Benedict, as Attorney-in-Fact
2017-05-08