altn_sc13g.htm

0001477932-20-000635.txt : 20200214 0001477932-20-000635.hdr.sgml : 20200214 20200214090532 ACCESSION NUMBER: 0001477932-20-000635 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Alternus Energy Inc. CENTRAL INDEX KEY: 0001621499 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 464996419 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-91401 FILM NUMBER: 20614409 BUSINESS ADDRESS: STREET 1: ONE WORLD TRADE CENTER STREET 2: SUITE 8500 CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 212-220-7434 MAIL ADDRESS: STREET 1: ONE WORLD TRADE CENTER STREET 2: SUITE 8500 CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: Power Clouds Inc. DATE OF NAME CHANGE: 20161020 FORMER COMPANY: FORMER CONFORMED NAME: World Assurance Group, Inc. DATE OF NAME CHANGE: 20141003 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Thomas John Paul CENTRAL INDEX KEY: 0001786899 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 70 LITTLE WEST STREET, APT. 7E CITY: NEW YORK STATE: NY ZIP: 10004 SC 13G 1 altn_sc13g.htm SC 13G altn_sc13g.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
Under the Securities Exchange Act of 1934

(Amendment No. ___)*

Alternus Energy Inc.
(Name of Issuer)

Common Stock, par value $0.001 per share
(Title of Class of Securities)

02156H100
(CUSIP Number)

December 31, 2019
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 02156H100
13G

(1)
Names of reporting persons

John Paul Thomas
(2)
Check the appropriate box if a member of a group (see instructions)

(a) ☐
(b) ☐
(3)
SEC use only

(4)
Citizenship or place of organization

Citizenship: United States

Number of shares beneficially owned by each reporting person with	(5)	Sole voting power 4,675,000
	(6)	Shared voting power 0
	(7)	Sole dispositive power 4,675,000
	(8)	Shared dispositive power 0

(9)
Aggregate amount beneficially owned by each reporting person

4,675,000
(10)
Check if the aggregate amount in Row (9) excludes certain shares
(see instructions)

☐
(11)
Percent of class represented by amount in Row (9)

5.6%
(12)
Type of reporting person (see instructions)

IN

CUSIP No. 02156H100
13G

Item 1(a). Name of Issuer:

Alternus Energy Inc.

Item 1(b). Address of the Issuer’s Principal Executive Offices:

One World Trade Center, Suite 8500, New York, New York 10007

Item 2(a). Name of Person Filing:

John P. Thomas, with respect to the shares of the Issuer directly owned by him and with respect to the 3,000,000 shares of common stock held indirectly through Doonbeg Partners LLC, a company which Mr. Thomas has 50% voting and investment control over.

Item 2(b). Address of Principal Business Office or, if None, Residence:

One World Trade Center, Suite 8500, New York, New York 10007

Item 2(c). Citizenship:

United States

Item 2(d). Title of Class of Securities:

Common Stock

Item 2(e).

02156H100

CUSIP Number: 02156H100
13G

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

(a)
¨
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)
¨
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)
¨
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)
¨
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);

(e)
¨
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f)
¨
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g)
¨
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)
¨
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)
¨
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)
¨
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k)
¨
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

Item 4. Ownership:

Reference is made to Items 5-9 and 11 on the cover page of this filing.

Item 5. Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

Item 6. Ownership of More than Five Percent on Behalf of Another Person:

Not applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

Not applicable.

Item 8. Identification and Classification of Members of the Group:

Not applicable.

Item 9. Notice of Dissolution of Group:

Not applicable.

Item 10. Certification:

Not applicable.

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 12, 2020	Signature:	/s/ John P. Thomas
	Name/Title:	John P. Thomas

(1)	Names of reporting persons John Paul Thomas
(2)	Check the appropriate box if a member of a group (see instructions) (a) ☐ (b) ☐
(3)	SEC use only
(4)	Citizenship or place of organization Citizenship: United States

(9)	Aggregate amount beneficially owned by each reporting person 4,675,000
(10)	Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐
(11)	Percent of class represented by amount in Row (9) 5.6%
(12)	Type of reporting person (see instructions) IN

(a)	¨	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)	¨	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)	¨	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)	¨	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);

(e)	¨	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f)	¨	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g)	¨	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)	¨	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)	¨	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)	¨	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k)	¨	Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____