0001104659-16-087762.txt : 20160104 0001104659-16-087762.hdr.sgml : 20160104 20160104165311 ACCESSION NUMBER: 0001104659-16-087762 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160101 FILED AS OF DATE: 20160104 DATE AS OF CHANGE: 20160104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Adaptimmune Therapeutics PLC CENTRAL INDEX KEY: 0001621227 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 101 PARK DRIVE STREET 2: MILTON PARK CITY: ABINGDON, OXFORDSHIRE STATE: X0 ZIP: OX14 4RY BUSINESS PHONE: 44 1235 430000 MAIL ADDRESS: STREET 1: 101 PARK DRIVE STREET 2: MILTON PARK CITY: ABINGDON, OXFORDSHIRE STATE: X0 ZIP: OX14 4RY FORMER COMPANY: FORMER CONFORMED NAME: Adaptimmune Ltd DATE OF NAME CHANGE: 20141001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Amado Rafael CENTRAL INDEX KEY: 0001662119 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37368 FILM NUMBER: 161318766 MAIL ADDRESS: STREET 1: 5 ASHWOOD LANE CITY: MALVERN STATE: PA ZIP: 19435 3 1 a3.xml 3 X0206 3 2016-01-01 0 0001621227 Adaptimmune Therapeutics PLC ADAP 0001662119 Amado Rafael 5 ASHWOOD LANE MALVERN PA 19436 0 1 0 0 Chief Medical Officer Ordinary Shares with a nominal value of GBP0.001 per share 96000 D Option to purchase Ordinary Shares 0.74 2025-03-16 Ordinary Shares 3600000 D Represented by 16,000 American Depositary Shares ("ADSs") held by Dr. Amado. Dr. Amado holds these Ordinary Shares in the form of ADSs. Each ADS represents six Ordinary Shares of Adaptimmune Therapeutics plc. Will be exercisable as to 900,000 Ordinary Shares on March 16, 2016 and will be exercisable as to the remainder ratably in monthly installments on the sixtheenth of each month from April 16, 2016 through March 16, 2019. The exercise price was converted from GBP0.50 based on the noon buying rate of the Federal Reserve Bank of New York for the U.S. dollar on the date of grant. The actual exercise price will be the pounds sterling amount regardless of the exchange rate on the date of grant or of exercise. /s/ Rafael Amado Name: Rafael Amado 2016-01-04