0001620861-19-000002.txt : 20190904 0001620861-19-000002.hdr.sgml : 20190904 20190904165416 ACCESSION NUMBER: 0001620861-19-000002 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 VASQUEZ,FRANK,PETER, FILED AS OF DATE: 20190904 DATE AS OF CHANGE: 20190904 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NW Financial Group, LLC CENTRAL INDEX KEY: 0001620861 IRS NUMBER: 223444516 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04159 FILM NUMBER: 191075221 BUSINESS ADDRESS: STREET 1: 2 HUDSON PLACE STREET 2: 3RD FLOOR CITY: HOBOKEN STATE: NJ ZIP: 07030 BUSINESS PHONE: 201-656-0115 MAIL ADDRESS: STREET 1: 2 HUDSON PLACE STREET 2: 3RD FLOOR CITY: HOBOKEN STATE: NJ ZIP: 07030 MA-I 1 primary_doc.xml MA-I 0001620861 XXXXXXXX Lisa Petrosky-Muckle 2016560115 lpetrosky@nwfinancial.com lpetrosky@nwfinancial.com N N Frank Peter Vasquez 2413588 N 1 0001620861 NW Financial Group, LLC 07-09-2019 N 867-01103 SUPERVISED 07-09-2019 2 HUDSON PLACE 3RD FLOOR HOBOKEN NJ 07030 LOCATED 07-09-2019 FRANK PETER VASQUEZ NIEVES 09-2017 NW FINANCIAL GROUP LLC HOBOKEN NJ 07030 Y N MANAGING DIRECTOR 09-2009 07-2019 VASQUEZ FINANCAIL, LLC SAN JUAN PR 00907 N Y OWNER Y 09-2017 NW CAPITAL MARKETS, I NC 2 HUDSON PLACE 3RD FLOOR HOBOKEN NJ 07030 N Y BROKER DEALER MANAGING DIRECTOR 20 BUSINESS DEVELOPMENT 07-2015 V FINANCIAL LLC 1477 ASHFORD AVE APT 1606 SAN JUAN PR 00907 N Y CONSULTING AND PROGRAM MANAGEMENT AND PROJECT DEVELOPMENT SERVICES PRIMARILY IN THE ENERGY, TRANSPORTION, WASTE MANAGEMENT TELECOMMUNICATONS AND RELATED AREAS. SERVICES OFFERED TO BOTH THE PRIVATE AND GOVERNMENTAL SECTOR. NO CURRENT ENGAGEMENTS OWNER/MANAGING MEMBER 15 DEVELOPMENT AND MARKETING AND EXCUTION OF PROJECT CONCEPTS 09-2009 VASQUEZ FINANCIAL LLC 1477 ASHFORD AVENUE APT 1606 SAN JUAN PR 00907 N Y CONSULTING AND PROGRAM MANAGEMENT SERVICES PRIMARILY, BUT NOT EXCLUSIVELY IN THE ENERGY, PORTS, TELECOMMUNICATIONS RE AND REALTED AREAS. SERVICES OFFERED TO BOTH THE PRIVATE AND GOVERNMENTAL SECTORS. CURRENTLY ONLY 2 ENGAGEMENTS. OWNER 10 DEVELOPMENT MARKETING AND EXECUTION OF ASSIGNMENTS/ENGAGEMENTS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-04-2019 LISA PETROSKY-MUCKLE MANAGING DIRECTOR