0001620861-19-000002.txt : 20190904
0001620861-19-000002.hdr.sgml : 20190904
20190904165416
ACCESSION NUMBER: 0001620861-19-000002
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
VASQUEZ,FRANK,PETER,
FILED AS OF DATE: 20190904
DATE AS OF CHANGE: 20190904
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NW Financial Group, LLC
CENTRAL INDEX KEY: 0001620861
IRS NUMBER: 223444516
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04159
FILM NUMBER: 191075221
BUSINESS ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
BUSINESS PHONE: 201-656-0115
MAIL ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
MA-I
1
primary_doc.xml
MA-I
0001620861
XXXXXXXX
Lisa Petrosky-Muckle
2016560115
lpetrosky@nwfinancial.com
lpetrosky@nwfinancial.com
N
N
Frank
Peter
Vasquez
2413588
N
1
0001620861
NW Financial Group, LLC
07-09-2019
N
867-01103
SUPERVISED
07-09-2019
2 HUDSON PLACE
3RD FLOOR
HOBOKEN
NJ
07030
LOCATED
07-09-2019
FRANK
PETER
VASQUEZ NIEVES
09-2017
NW FINANCIAL GROUP LLC
HOBOKEN
NJ
07030
Y
N
MANAGING DIRECTOR
09-2009
07-2019
VASQUEZ FINANCAIL, LLC
SAN JUAN
PR
00907
N
Y
OWNER
Y
09-2017
NW CAPITAL MARKETS, I NC
2 HUDSON PLACE
3RD FLOOR
HOBOKEN
NJ
07030
N
Y
BROKER DEALER
MANAGING DIRECTOR
20
BUSINESS DEVELOPMENT
07-2015
V FINANCIAL LLC
1477 ASHFORD AVE
APT 1606
SAN JUAN
PR
00907
N
Y
CONSULTING AND PROGRAM MANAGEMENT AND PROJECT DEVELOPMENT SERVICES PRIMARILY IN THE ENERGY, TRANSPORTION, WASTE MANAGEMENT TELECOMMUNICATONS AND RELATED AREAS. SERVICES OFFERED TO BOTH THE PRIVATE AND GOVERNMENTAL SECTOR. NO CURRENT ENGAGEMENTS
OWNER/MANAGING MEMBER
15
DEVELOPMENT AND MARKETING AND EXCUTION OF PROJECT CONCEPTS
09-2009
VASQUEZ FINANCIAL LLC
1477 ASHFORD AVENUE
APT 1606
SAN JUAN
PR
00907
N
Y
CONSULTING AND PROGRAM MANAGEMENT SERVICES PRIMARILY, BUT NOT EXCLUSIVELY IN THE ENERGY, PORTS, TELECOMMUNICATIONS RE AND REALTED AREAS. SERVICES OFFERED TO BOTH THE PRIVATE AND GOVERNMENTAL SECTORS. CURRENTLY ONLY 2 ENGAGEMENTS.
OWNER
10
DEVELOPMENT MARKETING AND EXECUTION OF ASSIGNMENTS/ENGAGEMENTS
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-04-2019
LISA PETROSKY-MUCKLE
MANAGING DIRECTOR