0001620861-18-000017.txt : 20180827 0001620861-18-000017.hdr.sgml : 20180827 20180827170305 ACCESSION NUMBER: 0001620861-18-000017 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CARIONE,ANGELINA,MARIE, FILED AS OF DATE: 20180827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NW Financial Group, LLC CENTRAL INDEX KEY: 0001620861 IRS NUMBER: 223444516 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04159 FILM NUMBER: 181039480 BUSINESS ADDRESS: STREET 1: 2 HUDSON PLACE STREET 2: 3RD FLOOR CITY: HOBOKEN STATE: NJ ZIP: 07030 BUSINESS PHONE: 201-656-0115 MAIL ADDRESS: STREET 1: 2 HUDSON PLACE STREET 2: 3RD FLOOR CITY: HOBOKEN STATE: NJ ZIP: 07030 MA-I/A 1 primary_doc.xml MA-I/A 0001620861 XXXXXXXX Lisa Petrosky-Muckle 2016560115 lpetrosky@nwfinancial.com lpetrosky@nwfinancial.com Y N Angelina Marie Carione 006763926 N 1 0001620861 NW Financial Group, LLC 04-06-2016 N 867-01103 SUPERVISED 04-06-2016 2 HUDSON PLACE 3RD FLOOR HOBOKEN NJ 07030 LOCATED 04-06-2016 709 Stokes Road, Suite 201 Medford NJ 08055 Angelina Marie Fedkenheuer Angelina Marie Ferrucci 04-2016 NW Financial Group LLC Hoboken NJ 07030 Y N Vice President 02-2015 03-2016 New Jersey Work Environment Council Ewing NJ 08618 N N Healthy School Campaign Organizer 10-2003 01-2015 Buena Regional School District Buena NJ 08310 N N School Teacher Y 03-2017 NW Capital Markets, Inc. 2 Hudson Place Hoboken NJ 07030 N Y Broker/Dealer Vice President 15 analytical N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N N N N 08-27-2018 Lisa Petrosky-Muckle Managing Director