0001620861-18-000017.txt : 20180827
0001620861-18-000017.hdr.sgml : 20180827
20180827170305
ACCESSION NUMBER: 0001620861-18-000017
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CARIONE,ANGELINA,MARIE,
FILED AS OF DATE: 20180827
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NW Financial Group, LLC
CENTRAL INDEX KEY: 0001620861
IRS NUMBER: 223444516
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04159
FILM NUMBER: 181039480
BUSINESS ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
BUSINESS PHONE: 201-656-0115
MAIL ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
MA-I/A
1
primary_doc.xml
MA-I/A
0001620861
XXXXXXXX
Lisa Petrosky-Muckle
2016560115
lpetrosky@nwfinancial.com
lpetrosky@nwfinancial.com
Y
N
Angelina
Marie
Carione
006763926
N
1
0001620861
NW Financial Group, LLC
04-06-2016
N
867-01103
SUPERVISED
04-06-2016
2 HUDSON PLACE
3RD FLOOR
HOBOKEN
NJ
07030
LOCATED
04-06-2016
709 Stokes Road, Suite 201
Medford
NJ
08055
Angelina
Marie
Fedkenheuer
Angelina
Marie
Ferrucci
04-2016
NW Financial Group LLC
Hoboken
NJ
07030
Y
N
Vice President
02-2015
03-2016
New Jersey Work Environment Council
Ewing
NJ
08618
N
N
Healthy School Campaign Organizer
10-2003
01-2015
Buena Regional School District
Buena
NJ
08310
N
N
School Teacher
Y
03-2017
NW Capital Markets, Inc.
2 Hudson Place
Hoboken
NJ
07030
N
Y
Broker/Dealer
Vice President
15
analytical
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
08-27-2018
Lisa Petrosky-Muckle
Managing Director