0001620861-17-000008.txt : 20171025
0001620861-17-000008.hdr.sgml : 20171025
20171025163811
ACCESSION NUMBER: 0001620861-17-000008
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20171025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NW Financial Group, LLC
CENTRAL INDEX KEY: 0001620861
IRS NUMBER: 223444516
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04159
FILM NUMBER: 171153398
BUSINESS ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
BUSINESS PHONE: 201-656-0115
MAIL ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
MA-I
1
primary_doc.xml
MA-I
0001620861
XXXXXXXX
Lisa Petrosky-Muckle
201-656-0115
lpetrosky@nwfinancial.com
N
N
Nicholas
Joseph
Wilechansky
006645154
N
1
0001620861
NW Financial Group, LLC
07-27-2015
N
867-01103-00
LOCATED
07-27-2015
2 HUDSON PLACE
3RD FLOOR
HOBOKEN
NJ
07030
07-2015
NW Financial Group LLC
Hoboken
NJ
07030
Y
N
Analyst
08-2011
06-2015
The College of New Jersey
Ewing
NJ
08628
N
N
full time student
09-2007
07-2011
Northern Highland Regional HS
Allendale
NJ
07401
N
N
High School Sudent
Y
07-2015
NW Capital Markets, Inc.
2 Hudson Place
Hoboken
NJ
07030
N
Y
Broker/Dealer
Analyst
50
Analyst/back office
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-25-2017
Lisa Petrosky-Muckle
Managing Director