0001620861-17-000008.txt : 20171025 0001620861-17-000008.hdr.sgml : 20171025 20171025163811 ACCESSION NUMBER: 0001620861-17-000008 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NW Financial Group, LLC CENTRAL INDEX KEY: 0001620861 IRS NUMBER: 223444516 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04159 FILM NUMBER: 171153398 BUSINESS ADDRESS: STREET 1: 2 HUDSON PLACE STREET 2: 3RD FLOOR CITY: HOBOKEN STATE: NJ ZIP: 07030 BUSINESS PHONE: 201-656-0115 MAIL ADDRESS: STREET 1: 2 HUDSON PLACE STREET 2: 3RD FLOOR CITY: HOBOKEN STATE: NJ ZIP: 07030 MA-I 1 primary_doc.xml MA-I 0001620861 XXXXXXXX Lisa Petrosky-Muckle 201-656-0115 lpetrosky@nwfinancial.com N N Nicholas Joseph Wilechansky 006645154 N 1 0001620861 NW Financial Group, LLC 07-27-2015 N 867-01103-00 LOCATED 07-27-2015 2 HUDSON PLACE 3RD FLOOR HOBOKEN NJ 07030 07-2015 NW Financial Group LLC Hoboken NJ 07030 Y N Analyst 08-2011 06-2015 The College of New Jersey Ewing NJ 08628 N N full time student 09-2007 07-2011 Northern Highland Regional HS Allendale NJ 07401 N N High School Sudent Y 07-2015 NW Capital Markets, Inc. 2 Hudson Place Hoboken NJ 07030 N Y Broker/Dealer Analyst 50 Analyst/back office N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-25-2017 Lisa Petrosky-Muckle Managing Director