0001638599-16-000716.txt : 20160302 0001638599-16-000716.hdr.sgml : 20160302 20160302191614 ACCESSION NUMBER: 0001638599-16-000716 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160229 FILED AS OF DATE: 20160302 DATE AS OF CHANGE: 20160302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shake Shack Inc. CENTRAL INDEX KEY: 0001620533 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 471941186 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 UNION SQUARE EAST STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (646) 747-7200 MAIL ADDRESS: STREET 1: 24 UNION SQUARE EAST STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swinghamer Susan CENTRAL INDEX KEY: 0001658473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 161479071 MAIL ADDRESS: STREET 1: 2 DEVEREUX COURT CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVID A. SWINGHAMER GRAT CENTRAL INDEX KEY: 0001633976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 161479072 BUSINESS ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: 646-747-7200 MAIL ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWINGHAMER DAVID A CENTRAL INDEX KEY: 0001633839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 161479073 MAIL ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 4 1 doc4_3748.xml PRIMARY DOCUMENT X0306 4 2016-02-29 0 0001620533 Shake Shack Inc. SHAK 0001633839 SWINGHAMER DAVID A C/O SHAKE SHACK INC. 24 UNION SQUARE EAST, 5TH FLOOR NEW YORK NY 10003 0 0 1 0 0001633976 DAVID A. SWINGHAMER GRAT 24 UNION SQUARE EAST, 5TH FLOOR NEW YORK NY 10003 0 0 1 0 0001658473 Swinghamer Susan 2 DEVEREUX COURT RYE NY 10580 0 0 1 0 CLASS A COMMON STOCK 2016-02-29 4 S 0 10000 42.4340 D 123113 I By Trust CLASS A COMMON STOCK 2016-02-29 4 S 0 11711 41.4097 D 111402 I By Trust CLASS A COMMON STOCK 2016-02-29 4 S 0 8405 40.6280 D 102997 I By Trust CLASS A COMMON STOCK 2016-03-01 4 S 0 15000 41.303 D 87997 I By Trust CLASS A COMMON STOCK 82495 D The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $42.00 to $42.77. The price reported above reflects the weighted average sale price. Held directly by the David A. Swinghamer GRAT, of which Susan Swinghamer, the reporting person's wife, is the trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the shares of Class A Stock reported herein, except to the extent of his pecuniary interest therein. This transaction was executed in multiple trades at prices ranging from $41.00 to $41.95. The price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $40.51 to $40.97. The price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $41.20 to $41.82. The price reported above reflects the weighted average sale price. /s/ David A. Swinghamer 2016-03-02 /s/ Susan Swinghamer 2016-03-02 /s/ Susan Swinghamer, as Trustee of the David A. Swinghamer GRAT 2016-03-02