0001437749-21-003835.txt : 20210223 0001437749-21-003835.hdr.sgml : 20210223 20210223175652 ACCESSION NUMBER: 0001437749-21-003835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210220 FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goetz Matthew CENTRAL INDEX KEY: 0001636204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36663 FILM NUMBER: 21667143 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Residential Trust, Inc. CENTRAL INDEX KEY: 0001620393 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 471181359 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 4 1 rdgdoc.xml FORM 4 X0306 4 2021-02-20 0001620393 NexPoint Residential Trust, Inc. NXRT 0001636204 Goetz Matthew 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 See Remarks Common Stock 2021-02-20 4 M 0 840 A 75119.16 D Common Stock 2021-02-20 4 F 0 210 41.48 D 74909.16 D Common Stock 2021-02-21 4 M 0 3136 A 78045.16 D Common Stock 2021-02-21 4 F 0 808 41.48 D 77237.16 D Common Stock 9041.79 I By 401(k) plan Restricted Stock Units 2021-02-20 4 M 0 840 0 D Common Stock 840 3364 D Restricted Stock Units 2021-02-21 4 M 0 3136 0 D Common Stock 3136 9408 D Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. On February 20, 2020, the reporting person was granted 4,204 restricted stock units which vested one-fifth on February 20, 2021, and will vest one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. On February 21, 2019, the reporting person was granted 15,680 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Senior VP-Investments and Asset Management /s/ Brian Mitts, as attorney-in-fact 2021-02-23