0001620230-14-000001.txt : 20141223
0001620230-14-000001.hdr.sgml : 20141223
20141223133417
ACCESSION NUMBER: 0001620230-14-000001
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140923
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stephen L. Bates
CENTRAL INDEX KEY: 0001620230
IRS NUMBER: 810613230
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04383
FILM NUMBER: 141305988
BUSINESS ADDRESS:
STREET 1: 740 CANE CREEK ROAD
CITY: HOHENWALD
STATE: TN
ZIP: 38462
BUSINESS PHONE: 931-796-0777
MAIL ADDRESS:
STREET 1: 740 CANE CREEK ROAD
CITY: HOHENWALD
STATE: TN
ZIP: 38462
FORMER COMPANY:
FORMER CONFORMED NAME: Stephen L. Bates
DATE OF NAME CHANGE: 20140923
MA-I
1
primary_doc.xml
MA-I
0001620230
XXXXXXXX
Stephen L. Bates
931-796-0777
guardianadvisors@hughes.net
N
Stephen
Lee
Bates
Mr
N
1
0001620230
Stephen L. Bates
Guardian Advisors, LLC
05-23-2003
N
09-23-2014
0001620230
LOCATED
SUPERVISED
09-23-2014
Steve
Lee
Bates
Mr.
09-2014
Guardian Advisors, LLC
Hohenwald
TN
38462
Y
N
Chief Manager
05-2003
09-2014
Guardian Advisors, LLC
Hohenwald
TN
38462
Y
N
Chief Manager
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-23-2014
Stephen
Lee
Bates
Mr.
Stephen L. Bates