MA-A 0001620191 XXXXXXXX Jeff Smith 3103183095 jsmith@omnicap.net jsmith@omnicap.net lgreen@omnicap.net 12-31-2021 Y Omnicap Group LLC 133387 34-2020856 866-00497 867-00683 801-63715 133387 133387 CA MA NY TX MSRB Municipal Advisor K0142 2286 E. Maple Ave El Segundo CA 90245 3103183095 8668133613 Add 14643 Dallas Parkway Suite 560 Dallas TX 75254 214-661-6903 866-813-3613 N www.omnicap.net Jeffrey Stanley Smith

2286 E. Maple Ave El Segundo CA 90245

3103183095 8668133613 jsmith@omnicap.net December DE 10-20-2004 N 9 4 0 3 0 20 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Y Y SEC CRD 133387 Y Tax compliance reporting is also a primary business. 0 N N N N N N Y Y Y N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Jeffrey Stanley Smith President, CEO, Member, Board Chairman, Chief Compliance Officer 10-20-2004 D Y 4389122 Edward Herschel McRoberts Managing Director, Member 03-10-2005 C N 4528727 Jeffrey Stanley Smith President, CEO, Member, Board Chairman, Chief Compliance Officer 10-20-2004 D Y 4389122 Edward Herschel McRoberts Managing Director, Member 03-10-2005 C N 4528727 Jeffrey Smith Jeffrey Smith President 01-05-2022 4389122 N N N N N Y N Y N N N N N N N N N N N N Y