0001104659-19-018804.txt : 20190329 0001104659-19-018804.hdr.sgml : 20190329 20190329214616 ACCESSION NUMBER: 0001104659-19-018804 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190320 FILED AS OF DATE: 20190329 DATE AS OF CHANGE: 20190329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murali Srinivasan CENTRAL INDEX KEY: 0001772272 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36788 FILM NUMBER: 19718582 MAIL ADDRESS: STREET 1: C/O EXELA TECHNOLOGIES, INC. STREET 2: 2701 E. GRAUWLER RD. CITY: IRVING STATE: TX ZIP: 75038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Exela Technologies, Inc. CENTRAL INDEX KEY: 0001620179 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 471347291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2701 EAST GRAUWYLER RD. CITY: IRVING STATE: TX ZIP: 75061 BUSINESS PHONE: 844-935-2832 MAIL ADDRESS: STREET 1: 2701 EAST GRAUWYLER RD. CITY: IRVING STATE: TX ZIP: 75061 FORMER COMPANY: FORMER CONFORMED NAME: Quinpario Acquisition Corp. 2 DATE OF NAME CHANGE: 20140922 3 1 a3.xml 3 X0206 3 2019-03-20 0 0001620179 Exela Technologies, Inc. XELA 0001772272 Murali Srinivasan C/O EXELA TECHNOLOGIES, INC. 2701 E. GRAUWYLER RD. IRVING TX 75061 0 1 0 0 President, Americas and APAC Restricted Stock Unit Common Stock 68400 D Stock Option (right to buy) 5.98 2028-08-31 Common Stock 102600 D This award will vest in full on August 31, 2019. Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. Forty percent of the options will vest and become exercisable on August 31, 2020 and the remainder will vest and become exercisable on August 31, 2022. Upon the completion of certain conditions, Mr. Murali is entitled to ownership of 82 units of Ex-Sigma LLC, which is the majority owner of Exela Technologies, Inc. (the "Issuer"). Mr. Murali does not have voting or dispositive power over any of the shares of the Issuer held by Ex-Sigma LLC, Mr. Murali does not have beneficial ownership under Rule 13d-3 of any shares of the Issuer. This report shall not be deemed an admission that Mr. Murali is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Mr. Murali was determined to be an Executive Officer in connection with the Company's filing of its Annual Report on Form 10-K for the fiscal year ended December 31, 2018, filed with the Securities and Exchange Commission on March 20, 2019. By: /s/ Srinivasan Murali 2019-03-29