0001104659-19-018804.txt : 20190329
0001104659-19-018804.hdr.sgml : 20190329
20190329214616
ACCESSION NUMBER: 0001104659-19-018804
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190320
FILED AS OF DATE: 20190329
DATE AS OF CHANGE: 20190329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Murali Srinivasan
CENTRAL INDEX KEY: 0001772272
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36788
FILM NUMBER: 19718582
MAIL ADDRESS:
STREET 1: C/O EXELA TECHNOLOGIES, INC.
STREET 2: 2701 E. GRAUWLER RD.
CITY: IRVING
STATE: TX
ZIP: 75038
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Exela Technologies, Inc.
CENTRAL INDEX KEY: 0001620179
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 471347291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2701 EAST GRAUWYLER RD.
CITY: IRVING
STATE: TX
ZIP: 75061
BUSINESS PHONE: 844-935-2832
MAIL ADDRESS:
STREET 1: 2701 EAST GRAUWYLER RD.
CITY: IRVING
STATE: TX
ZIP: 75061
FORMER COMPANY:
FORMER CONFORMED NAME: Quinpario Acquisition Corp. 2
DATE OF NAME CHANGE: 20140922
3
1
a3.xml
3
X0206
3
2019-03-20
0
0001620179
Exela Technologies, Inc.
XELA
0001772272
Murali Srinivasan
C/O EXELA TECHNOLOGIES, INC.
2701 E. GRAUWYLER RD.
IRVING
TX
75061
0
1
0
0
President, Americas and APAC
Restricted Stock Unit
Common Stock
68400
D
Stock Option (right to buy)
5.98
2028-08-31
Common Stock
102600
D
This award will vest in full on August 31, 2019.
Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.
Forty percent of the options will vest and become exercisable on August 31, 2020 and the remainder will vest and become exercisable on August 31, 2022.
Upon the completion of certain conditions, Mr. Murali is entitled to ownership of 82 units of Ex-Sigma LLC, which is the majority owner of Exela Technologies, Inc. (the "Issuer"). Mr. Murali does not have voting or dispositive power over any of the shares of the Issuer held by Ex-Sigma LLC, Mr. Murali does not have beneficial ownership under Rule 13d-3 of any shares of the Issuer. This report shall not be deemed an admission that Mr. Murali is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Mr. Murali was determined to be an Executive Officer in connection with the Company's filing of its Annual Report on Form 10-K for the fiscal year ended December 31, 2018, filed with the Securities and Exchange Commission on March 20, 2019.
By: /s/ Srinivasan Murali
2019-03-29