EX-1.01 2 ex101fy2024_revafinalforfi.htm EX-1.01 Document

Exhibit 1.01
 
International Game Technology PLC
Conflict Minerals Report
For the Year Ended December 31, 2024
 
This Conflict Minerals Report (this “Report”) of International Game Technology PLC, a public limited company organized under the laws of England and Wales (the “Company”), for the year ended December 31, 2024, is presented to comply with Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
 
Unless otherwise indicated or the context otherwise requires, as used in this Report, the terms “we,” “us,” and “our” refer to the Company and its subsidiaries.
 
Glossary of terms

As used in this Report:

“3TG” means any of tantalum, tin, tungsten, or gold.

“Conflict Minerals” means columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives; or any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in any of the Covered Countries.

"CMRT" means the Conflict Minerals Reporting Template.

“Covered Countries” means the DRC and the adjoining countries.

“Covered Products” means our manufactured or contracted for manufacture land-based machine products (including, but not limited to, slot machines, video poker machines, video lottery terminals, electronic or video bingo machines, lottery terminals, instant ticket vending machines, and ticket scanners).

“DRC” means the Democratic Republic of the Congo.

“EICC” means the Electronic Industry Citizenship Coalition, membership of which is open to companies that manufacture or contract the manufacture of electronic goods or of products in which electronics are essential.

“GeSI” means the Global e-Sustainability Initiative launched on June 5, 2001, during the World Environment Day in Turin, Italy.

“OECD” means the Organization for Economic Cooperation and Development.

“OECD Guidance” means the due diligence Guidance issued by the OECD for responsible supply chains of minerals from conflict-affected and high-risk areas.

“RBA” means Responsible Business Alliance. The Responsible Business Alliance is the world’s largest industry coalition dedicated to corporate social responsibility in global supply chains.

“RCOI” means a reasonable country of origin inquiry.

“Reporting Period” means the year ended December 31, 2024.

“RMAP” means Responsible Minerals Assurance Process developed by RBA to enhance company capability to verify the responsible sourcing of metals.

“RMAP-Conformant Smelters” means RMAP registered smelters/refineries whose sourcing of Conflict Minerals (and, specifically, of 3TG) is RMAP-conformant.

“RMI” means the Responsible Minerals Initiative founded by members of the EICC and GeSI.

“SEC” means the U.S. Securities and Exchange Commission.

"Supplier" means a third-party vendor or supplier of necessary components in the manufacturing of Covered Products.
 
Pursuant to the Rule, and as further described below, we undertook due diligence measures on the source and chain of custody of Conflict Minerals (and, specifically, of 3TG) contained in Covered Products where we had reason to believe such Conflicts Minerals may have originated from Covered Countries and may not have come from recycled or scrap sources.
 




SEC Final Rule on Conflict Minerals
 
The Rule was adopted by the SEC to implement reporting and disclosure requirements related to Conflict Minerals as directed by Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.  The Rule imposes certain reporting obligations on SEC registrants who manufacture or contract for manufacture products that contain Conflict Minerals which are necessary in the production or for the functionality of those products. For products that contain Conflict Minerals, the registrant must conduct in good faith a reasonable country of origin inquiry reasonably designed to determine whether any of the Conflict Minerals originated in any of the Covered Countries or are from recycled or scrap sources.

1.              Company and Product Overview
 
We are a global gaming company, operating and providing an integrated portfolio of technology products and services across all gaming markets, including lottery management services, online and instant lotteries, electronic gaming machines, gaming systems, digital lottery, digital gaming, sports betting, instant ticket printing and commercial services. We provide business-to-consumer and business-to-business products and services to customers in over 100 jurisdictions.
 
Based upon our internal assessment, the Rule applies to the materials used in Covered Products. However, the Company does not manufacture or contract for manufacture the hardware installed within our systems technology products, and the policies and procedures described in this Report have not been applied to our systems technology products.
 
We recognize that the use of Conflict Minerals (and, specifically, of 3TG) is necessary in the production or for the functionality of the Covered Products. We seek to ensure that any Conflict Minerals (and, specifically, any 3TG) within the manufacturing process for our Covered Products that originate from the Covered Countries are RMAP-conformant. In furtherance of the foregoing, we have implemented policies and procedures to comply with the Rule requirements, including a Conflict Minerals Policy (the "Policy").
 
2.              Conflict Minerals Diligence Program and Due Diligence Process
 
The Company maintains various due diligence policies, procedures and controls to support compliance with the Rule (collectively, the "Conflict Minerals Compliance Program"). The due diligence program we employ to identify and trace Conflict Minerals (and, specifically, 3TG) in our supply chain for Covered Products aligns with the procedures and tools provided by the EICC, the GeSI, and the OECD.  For the Reporting Period, we requested that Suppliers whose products contain Conflict Minerals (and, specifically, 3TG) submit information to us using the CMRT. The CMRT is a standardized reporting template developed by the RMI that facilitates the transfer of information through the supply chain regarding mineral country of origin and smelters and refiners being utilized. The CMRT was developed to facilitate disclosure and communication of information regarding smelters that provide minerals to a Supplier's supply chain.  It includes questions regarding: (i) the Supplier's RMAP-conformant policy and due diligence efforts; (ii) the Supplier's engagement with its direct suppliers, including a listing of the smelters used by the Supplier and its sub-suppliers; and (iii) the origin of Conflict Minerals (and, specifically, of 3TG) included in Suppliers’ products. 

As communicated to our Suppliers in our Supplier Code of Conduct (the "Code"), we expect that our Suppliers have adopted a Conflict Minerals policy to reasonably assure the Company that any Conflict Minerals (and, specifically, 3TG) contained within the products they manufacture are RMAP-conformant. We expect that our Suppliers have established and implemented an appropriate due diligence program to ensure RMAP-conformance across their supply chains, and our Suppliers are expected to report the results of their due diligence efforts to us on at least an annual basis.  The Company reviews all CMRT responses and maintains records of our due diligence activities, including all communications with Suppliers. We expect Suppliers to take similar measures with their sub-suppliers to ensure alignment throughout the supply chain.
 
We expect confirmation from Suppliers that they have adopted a Conflict Minerals policy and are following such a policy in all material respects. The Company retains the right to utilize alternate Suppliers if a Supplier is unwilling or unable to meet our expectations. We also expect that our Suppliers report to us their due diligence efforts for identifying the supply chain of Conflict Minerals (and, specifically, of 3TG) within their process as well as their findings, and we retain the right to conduct enhanced diligence of certain Suppliers to ensure consistency with our Policy and Supplier requirements.
 
The Conflicts Minerals Compliance Program has been developed with consideration of the third edition of the OECD Guidance and the related supplements for Conflict Minerals. Specific procedures include defining Suppliers that supply Conflict Minerals, identifying risks, communicating Supplier responsibilities, utilizing a cross-functional team, collecting necessary information and maintaining records of activity, responses and conclusions.
 
Suppliers are responsible for reporting due diligence efforts to the Company by completing and submitting the CMRT and a Conflict Minerals policy to us on at least an annual basis. In connection with the foregoing, the Company has established a cross-functional team to manage the Conflict Minerals Compliance Program, which includes:

identifying which Suppliers either directly provide Conflict Minerals or provide products to us containing Conflict Minerals (and, specifically, 3TG);
distribution of a Conflict Minerals letter, a copy of the Code and a link to the RMI form to all Suppliers deemed in scope;
tracking which Suppliers have responded to requests to complete the CMRT, as well as retention of the Suppliers’ completed CMRT and Conflict Minerals policies;
reviewing all communications and responses from Suppliers and completing further due diligence by asking follow up questions of Suppliers with missing or inconsistent responses, if warranted;



maintaining smelter information from Suppliers and checking smelter identifications against the lists of RMAP-Conformant Smelters available at www.conflictfreesourcing.org and in the CMRT; and
Reporting to management annually with respect to the Company's due diligence and compliance obligations.

3.              Description of Due Diligence Measures Performed
 
Below is a description of the measures we performed for the Reporting Period to exercise due diligence on the source and chain of custody of Conflict Minerals (and, specifically, of 3TG) contained in the Covered Products that we had reason to believe may have originated from the Covered Countries and may not have come from recycled or scrap sources.
 
To identify relevant Suppliers subject to due diligence, we reviewed 66 Suppliers representing in the aggregate 95% of our 2024 spend on materials. Starting with that population of Suppliers, we removed those Suppliers deemed out of scope. Suppliers were determined to be out of scope if the materials purchased from them either: (i) did not contain Conflict Minerals (and, specifically, 3TG); (ii) were not contracted to manufacture; or (iii) were not included in any of the Covered Products. If any uncertainty remained as to the potential inclusion of any Conflict Minerals in materials purchased from a Supplier for the Covered Products, the Supplier was considered in scope. As a result of this review, we identified 48 Suppliers in scope and 18 Suppliers out of scope, and the 48 Suppliers found in scope were subject to further due diligence. 
 
We surveyed the 48 Suppliers in scope using the CMRT, requesting that each submit information requested by the CMRT and provide a copy of their Conflict Minerals policy. We continued to follow up with the in-scope Suppliers through subsequent requests until April 29, 2025. The responses included 45 EICC/GeSI declarations and 10 Conflict Minerals policies.  Thirty (30) Suppliers provided smelter documentation. Among the Suppliers providing smelter documentation, 477 smelters were identified, of which 382 are RMAP-Conformant Smelters. The remaining 95 smelters identified are not currently verified as RMAP-Conformant Smelters. Please refer to Appendix A for additional information regarding smelter names, country location and mineral.
 
We do not have a direct relationship with smelters and refiners, nor do we perform direct audits of these smelters and refiners that provide us with Conflict Minerals (and, specifically, with 3TG) through our supply chain. We rely upon our direct Suppliers (and their sub-suppliers) as well as industry efforts, such as EICC and RMI, to influence smelters and refineries to become RMAP-Conformant Smelters.
 
4.              RCOI
 
In connection with the RCOI, we determined that it may take time for some of our Suppliers to verify the origin of Conflict Minerals (and, specifically, of 3TG) they supply directly or indirectly to us for use in our products, as those Suppliers source materials from many sub-suppliers. Further, as part of the RCOI process, we adopted the RMI industry approach and traced back the origin of Conflict Minerals (and, specifically, of 3TG) by identifying smelters, refineries or recyclers and scrap supplier sources. We used the RMI and its RMAP to trace the mine of origin of Conflict Minerals (and, specifically, of 3TG) in materials used by our Suppliers at the enterprise level. Many Suppliers submitted CMRT responses encompassing their entire supply chains, rather than focusing only on components incorporated into the Covered Products. Although some smelters reported might not be providing material for the Covered Products, we have listed each smelter identified by our Suppliers on Appendix A. The RMAP audits smelters and refineries to ensure that all RMAP-Conformant Smelters only use ores that are Covered Countries-conflict free.
 
The results of our RCOI are set forth in Appendix A. Twelve (12) of the Suppliers that provided smelter documentation to us indicated that the Conflict Minerals (and, specifically, the 3TG) supplied to them did not originate from any smelters located in any of the Covered Countries. Eighteen (18) of the Suppliers that provided smelter documentation to us reported sourced Conflict Minerals (and, specifically, sourced 3TG) from smelters located in Covered Countries, as listed in Appendix A below. Five (5) Suppliers indicated that gold was supplied to them from African Gold Refinery, located in Uganda, which is a Covered Country. Thirteen (13) Suppliers indicated that tin was supplied to them from Luna Smelter, Ltd., in Rwanda which is a Covered Country. Eight (8) Suppliers indicated that Tantalum was supplied to them from PowerX, Ltd. located in Rwanda, which is a Covered Country. Four (4) Suppliers indicated that Tin was supplied to them from Mining Minerals Resources SARL in the Democratic Republic of the Congo which is a Covered Country. Three (3) Suppliers indicated that Tin was supplied to them from Woodcross Smelting Company, located in the Democratic Republic of the Congo which is a Covered Country. Luna Smelter Ltd, Mining Minerals Resources SARL, Woodcross Smelting Company, and PowerX, Ltd. are currently verified as RMAP-Conformant Smelters.  African Gold Refinery is not currently verified as a RMAP-Conformant Smelter. The Suppliers that sourced Conflict Minerals from non-RMAP-Conformant Smelters did not confirm whether any of the gold, tin or tantalum supplied to them was included in Covered Products supplied to us during the Reporting Period. Gold, tin, and tantalum are included in most of our Covered Products and are sourced from multiple Suppliers. We are unable to trace, without unreasonable effort, which of the Covered Products included gold, tin or tantalum from these Suppliers during the Reporting Period. As a result, we are unable to reliably determine whether any of the necessary Conflict Minerals in the Covered Products originated in the Covered Countries or whether such Conflict Minerals were entirely from recycled or scrap sources or were from other conflict-free sources.

5. Cautionary Statement Regarding Forward-Looking Statements

This Report may contain forward-looking statements (including within the meaning of the Private Securities Litigation Reform Act of 1995) concerning International Game Technology PLC and its consolidated subsidiaries (the “Company”) and other matters. These statements may discuss goals, intentions, and expectations as to future plans, trends, events, actions, and regulatory requirements based on current beliefs of the management of the Company as well as assumptions made by, and information currently available to, such management. Forward-looking statements may be accompanied by words such as “aim,” “anticipate,” “believe,” “plan,” “could,” “would,” “should,” “shall," “continue,” “estimate,” “expect,” “forecast,” “future,” “guidance,” “intend,” “may,” “will,” “possible,”



“potential,” “predict,” “project” or the negative or other variations of them. These forward-looking statements speak only as of the date on which such statements are made and are subject to various risks and uncertainties, many of which are outside the Company’s control. Should one or more of these risks or uncertainties materialize, or should any of the underlying assumptions prove incorrect, actual results may differ materially from those predicted in the forward-looking statements and from past results, performance, or achievements. Therefore, you should not place undue reliance on such statements. Factors that could cause actual results to differ materially from those in the forward-looking statements include (but are not limited to) the factors and risks described in the Company’s annual report on Form 20-F for the financial year ended December 31, 2024 and other documents filed from time to time with the SEC, which are available on the SEC’s website at www.sec.gov and on the investor relations section of the Company’s website at www.IGT.com. Except as required under applicable law, the Company does not assume any obligation to update these forward-looking statements. You should carefully consider these factors and other risks and uncertainties that affect the Company’s business. All forward-looking statements contained in this Report are qualified in their entirety by this cautionary statement. All subsequent written or oral forward-looking statements attributable to International Game Technology PLC, or persons acting on its behalf, are expressly qualified in their entirety by this cautionary statement.                            



 
Appendix A
 


MINERALSMELTER NAMECOUNTRY LOCATION
GoldAsahi Refining Canada Ltd.CANADA
GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIA
TinPT Timah Tbk MentokINDONESIA
TantalumMetallurgical Products India Pvt., Ltd.INDIA
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CHINA
TantalumD Block Metals, LLCUNITED STATES OF AMERICA
TantalumGlobal Advanced Metals AizuJAPAN
TantalumJiangxi Tuohong New Raw MaterialCHINA
TungstenXiamen Tungsten Co., Ltd.CHINA
TinFenix MetalsPOLAND
TinMineracao Taboca S.A.BRAZIL
TinPT Mitra Stania PrimaINDONESIA
TinPT Timah Tbk KundurINDONESIA
TantalumNPM Silmet ASESTONIA
TantalumTelex MetalsUNITED STATES OF AMERICA
TantalumFIR Metals & Resource Ltd.CHINA
TantalumMaterion Newton Inc.UNITED STATES OF AMERICA
GoldAsahi Pretec Corp.JAPAN
GoldIshifuku Metal Industry Co., Ltd.JAPAN
GoldJX Nippon Mining & Metals Co., Ltd.JAPAN
GoldMatsuda Sangyo Co., Ltd.JAPAN
GoldMitsubishi Materials CorporationJAPAN
GoldMitsui Mining and Smelting Co., Ltd.JAPAN
GoldNihon Material Co., Ltd.JAPAN
GoldSumitomo Metal Mining Co., Ltd.JAPAN
GoldTanaka Kikinzoku Kogyo K.K.JAPAN
GoldTokuriki Honten Co., Ltd.JAPAN
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINA
GoldAida Chemical Industries Co., Ltd.JAPAN
GoldAgosi AGGERMANY
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTAN
GoldAngloGold Ashanti Corrego do Sitio MineracaoBRAZIL
GoldArgor-Heraeus S.A.SWITZERLAND
GoldAsaka Riken Co., Ltd.JAPAN
GoldAurubis AGGERMANY
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINES
GoldBoliden RonnskarSWEDEN
GoldC. Hafner GmbH + Co. KGGERMANY
GoldCCR Refinery - Glencore Canada CorporationCANADA
GoldChimet S.p.A.ITALY
GoldDSC (Do Sung Corporation)KOREA, REPUBLIC OF
GoldDowaJAPAN



MINERALSMELTER NAMECOUNTRY LOCATION
GoldEco-System Recycling Co., Ltd. East PlantJAPAN
GoldLT Metal Ltd.KOREA, REPUBLIC OF
GoldHeimerle + Meule GmbHGERMANY
GoldHeraeus Metals Hong Kong Ltd.CHINA
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINA
GoldIstanbul Gold RefineryTURKEY
GoldJapan MintJAPAN
GoldJiangxi Copper Co., Ltd.CHINA
GoldAsahi Refining USA Inc.UNITED STATES OF AMERICA
GoldKazzincKAZAKHSTAN
GoldKojima Chemicals Co., Ltd.JAPAN
GoldLS MnM Inc.KOREA, REPUBLIC OF
GoldMaterionUNITED STATES OF AMERICA
GoldMetalor Technologies (Suzhou) Ltd.CHINA
GoldMetalor Technologies (Hong Kong) Ltd.CHINA
GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPORE
GoldMetalor Technologies S.A.SWITZERLAND
GoldMetalor USA Refining CorporationUNITED STATES OF AMERICA
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICO
GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEY
GoldOhura Precious Metal Industry Co., Ltd.JAPAN
GoldMKS PAMP SASWITZERLAND
GoldPT Aneka Tambang (Persero) TbkINDONESIA
GoldPX Precinox S.A.SWITZERLAND
GoldRand Refinery (Pty) Ltd.SOUTH AFRICA
GoldRoyal Canadian MintCANADA
GoldSEMPSA Joyeria Plateria S.A.SPAIN
GoldSichuan Tianze Precious Metals Co., Ltd.CHINA
GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINA
GoldTorecomKOREA, REPUBLIC OF
GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUM
GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICA
GoldValcambi S.A.SWITZERLAND
GoldYamakin Co., Ltd.JAPAN
GoldYokohama Metal Co., Ltd.JAPAN
GoldMMTC-PAMP India Pvt., Ltd.INDIA
GoldKGHM Polska Miedz Spolka AkcyjnaPOLAND
GoldT.C.A S.p.AITALY
GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OF
GoldItalpreziosiITALY
GoldWIELAND Edelmetalle GmbHGERMANY
GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OF
GoldPlanta Recuperadora de Metales SpACHILE
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CHINA



MINERALSMELTER NAMECOUNTRY LOCATION
TinDowaJAPAN
TinChina Tin Group Co., Ltd.CHINA
TinMetallic Resources, Inc.UNITED STATES OF AMERICA
TinMinsurPERU
TinMitsubishi Materials CorporationJAPAN
TinJiangxi New Nanshan Technology Ltd.CHINA
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILAND
TinOperaciones Metalurgicas S.A.BOLIVIA (PLURINATIONAL STATE OF)
TinRui Da HungTAIWAN, PROVINCE OF CHINA
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CHINA
TinMagnu's Minerais Metais e Ligas Ltda.BRAZIL
TinO.M. Manufacturing Philippines, Inc.PHILIPPINES
TinResind Industria e Comercio Ltda.BRAZIL
TinAurubis BeerseBELGIUM
TinAurubis BerangoSPAIN
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINA
TinChifeng Dajingzi Tin Industry Co., Ltd.CHINA
TantalumAMG BrasilBRAZIL
TantalumMineracao Taboca S.A.BRAZIL
TantalumQuantumCleanUNITED STATES OF AMERICA
TantalumTaki Chemical Co., Ltd.JAPAN
TantalumKEMET de MexicoMEXICO
TantalumTANIOBIS Japan Co., Ltd.JAPAN
TantalumTANIOBIS Smelting GmbH & Co. KGGERMANY
TantalumResind Industria e Comercio Ltda.BRAZIL
TungstenA.L.M.T. Corp.JAPAN
TungstenKennametal HuntsvilleUNITED STATES OF AMERICA
TungstenGuangdong Xianglu Tungsten Co., Ltd.CHINA
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINA
TungstenGlobal Tungsten & Powders LLCUNITED STATES OF AMERICA
TungstenJapan New Metals Co., Ltd.JAPAN
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINA
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINA
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINA
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINA
TungstenMalipo Haiyu Tungsten Co., Ltd.CHINA
TungstenXiamen Tungsten (H.C.) Co., Ltd.CHINA
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINA
TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINA
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchCHINA
TungstenH.C. Starck Tungsten GmbHGERMANY
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINA
TungstenNiagara Refining LLCUNITED STATES OF AMERICA



MINERALSMELTER NAMECOUNTRY LOCATION
TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINES
GoldChugai MiningJAPAN
GoldHeraeus Germany GmbH Co. KGGERMANY
GoldNavoi Mining and Metallurgical CombinatUZBEKISTAN
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINA
GoldSAFINA A.S.CZECHIA
GoldREMONDIS PMR B.V.NETHERLANDS
GoldTOO Tau-Ken-AltynKAZAKHSTAN
GoldL'Orfebre S.A.ANDORRA
GoldNH Recytech CompanyKOREA, REPUBLIC OF
GoldEco-System Recycling Co., Ltd. North PlantJAPAN
GoldEco-System Recycling Co., Ltd. West PlantJAPAN
TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)
TinEstanho de Rondonia S.A.BRAZIL
TinPT Cipta Persada MuliaINDONESIA
TinTin Technology & RefiningUNITED STATES OF AMERICA
TinPT Mitra Sukses GlobalindoINDONESIA
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBRAZIL
TinCRM SynergiesSPAIN
TinFabrica Auricchio Industria e Comercio Ltda.BRAZIL
TinPT Putera Sarana Shakti (PT PSS)INDONESIA
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINA
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.CHINA
TungstenChina Molybdenum Tungsten Co., Ltd.CHINA
TungstenLianyou Metals Co., Ltd.TAIWAN, PROVINCE OF CHINA
TungstenHubei Green Tungsten Co., Ltd.CHINA
TungstenCronimet Brasil LtdaBRAZIL
TungstenFujian Xinlu Tungsten Co., Ltd.CHINA
TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINA
TinHuiChang Hill Tin Industry Co., Ltd.CHINA
GoldCoimpa Industrial LTDABRAZIL
GoldGold by Gold ColombiaCOLOMBIA
GoldWEEEREFININGFRANCE
GoldMetal Concentrators SA (Pty) Ltd.SOUTH AFRICA
GoldSafimet S.p.AITALY
GoldBangalore RefineryINDIA
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIA
Gold8853 S.p.A.ITALY
GoldSAAMPFRANCE
GoldAbington Reldan Metals, LLCUNITED STATES OF AMERICA
GoldEmirates Gold DMCCUNITED ARAB EMIRATES
GoldAl Etihad Gold Refinery DMCCUNITED ARAB EMIRATES
GoldUmicore Precious Metals ThailandTHAILAND



MINERALSMELTER NAMECOUNTRY LOCATION
GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINA
GoldShandong Gold Smelting Co., Ltd.CHINA
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCHINA
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINA
GoldKyrgyzaltyn JSCKYRGYZSTAN
GoldKennecott Utah Copper LLCUNITED STATES OF AMERICA
GoldCendres + Metaux S.A.SWITZERLAND
GoldAdvanced Chemical CompanyUNITED STATES OF AMERICA
TantalumPowerX Ltd.RWANDA
TantalumGlobal Advanced Metals BoyertownUNITED STATES OF AMERICA
TantalumTANIOBIS GmbHGERMANY
TantalumTANIOBIS Co., Ltd.THAILAND
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINA
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINA
TantalumUlba Metallurgical Plant JSCKAZAKHSTAN
TantalumNingxia Orient Tantalum Industry Co., Ltd.CHINA
TantalumMitsui Mining and Smelting Co., Ltd.JAPAN
TantalumJiujiang Tanbre Co., Ltd.CHINA
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINA
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDCHINA
TantalumF&X Electro-Materials Ltd.CHINA
TinMining Minerals Resources SARLCONGO, DEMOCRATIC REPUBLIC OF THE
TinPrecious Minerals and Smelting LimitedINDIA
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINA
TinLuna Smelter, Ltd.RWANDA
TinPT Bangka Prima TinINDONESIA
TinSuper LigasBRAZIL
TinPT Rajehan AriqINDONESIA
TinPT ATD Makmur Mandiri JayaINDONESIA
TinTin Smelting Branch of Yunnan Tin Co., Ltd.CHINA
TinWhite Solder Metalurgia e Mineracao Ltda.BRAZIL
TinThaisarcoTHAILAND
TinMalaysia Smelting Corporation (MSC)MALAYSIA
TinPT Premium Tin IndonesiaINDONESIA
TinAlphaUNITED STATES OF AMERICA
TungstenTungsten Vietnam Joint Stock CompanyVIET NAM
TungstenMasan High-Tech MaterialsVIET NAM
TungstenTANIOBIS Smelting GmbH & Co. KGGERMANY
TungstenAsia Tungsten Products Vietnam Ltd.VIET NAM
TungstenWolfram Bergbau und Hutten AGAUSTRIA
TungstenKennametal FallonUNITED STATES OF AMERICA
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TURKEY
GoldCaridadMEXICO
GoldYunnan Copper Industry Co., Ltd.CHINA



MINERALSMELTER NAMECOUNTRY LOCATION
GoldDaye Non-Ferrous Metals Mining Ltd.CHINA
GoldJSC Novosibirsk RefineryRUSSIAN FEDERATION
GoldRefinery of Seemine Gold Co., Ltd.CHINA
GoldHangzhou Fuchunjiang Smelting Co., Ltd.CHINA
GoldHunan Chenzhou Mining Co., Ltd.CHINA
GoldHwaSeong CJ CO., LTD.KOREA, REPUBLIC OF
GoldJSC UralelectromedRUSSIAN FEDERATION
GoldL'azurde Company For JewelrySAUDI ARABIA
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CHINA
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CHINA
GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATION
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATION
GoldPenglai Penggang Gold Industry Co., Ltd.CHINA
GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATION
GoldSabin Metal Corp.UNITED STATES OF AMERICA
GoldSamduck Precious MetalsKOREA, REPUBLIC OF
GoldSamwon Metals Corp.KOREA, REPUBLIC OF
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CHINA
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATION
GoldTongling Nonferrous Metals Group Co., Ltd.CHINA
GoldGuangdong Jinding Gold LimitedCHINA
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINA
GoldMarsam MetalsBRAZIL
GoldAU Traders and RefinersSOUTH AFRICA
TantalumSolikamsk Magnesium Works OAORUSSIAN FEDERATION
TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINA
TinGejiu Kai Meng Industry and Trade LLCCHINA
TinPT Artha Cipta LanggengINDONESIA
TinPT Refined Bangka TinINDONESIA
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINA
TinMelt Metais e Ligas S.A.BRAZIL
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyVIET NAM
TinModeltech Sdn BhdMALAYSIA
TinPT Bangka SerumpunINDONESIA
TungstenHunan Chenzhou Mining Co., Ltd.CHINA
TungstenHunan Jintai New Material Co., Ltd.CHINA
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CHINA
TungstenHydrometallurg, JSCRUSSIAN FEDERATION
TungstenUnecha Refractory metals plantRUSSIAN FEDERATION
TungstenACL Metais EireliBRAZIL
TungstenMoliren Ltd.RUSSIAN FEDERATION
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.CHINA
TinMalaysia Smelting Corporation Berhad (Port Klang)MALAYSIA



MINERALSMELTER NAMECOUNTRY LOCATION
TinTakehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.JAPAN
TinWoodcross Smelting Company LimitedUGANDA
GoldElite Industech Co., Ltd.TAIWAN, PROVINCE OF CHINA
GoldGG Refinery Ltd.TANZANIA, UNITED REPUBLIC OF
GoldImpala Refineries – Platinum Metals Refinery (PMR)SOUTH AFRICA
TungstenKenee Mining Corporation VietnamVIET NAM
TungstenLianyou Resources Co., Ltd.TAIWAN, PROVINCE OF CHINA
TungstenShinwon Tungsten (Fujian Shanghang) Co., Ltd.CHINA
TinPT Aries Kencana SejahteraINDONESIA
TinPT Babel Inti PerkasaINDONESIA
TinPT Babel Surya Alam LestariINDONESIA
TinPT Bukit TimahINDONESIA
TinPT Prima Timah UtamaINDONESIA
TinPT Sariwiguna BinasentosaINDONESIA
TinPT Stanindo Inti PerkasaINDONESIA
TinPT Tommy UtamaINDONESIA
TinCV Venus Inti PerkasaINDONESIA
TinCV Ayi JayaINDONESIA
TinPT Sukses Inti Makmur (SIM)INDONESIA
TinPT Menara Cipta MuliaINDONESIA
TinPT Rajawali Rimba PerkasaINDONESIA
TinDS MyanmarMYANMAR
TinMa'anshan Weitai Tin Co., Ltd.CHINA
TungstenCNMC (Guangxi) PGMA Co., Ltd.CHINA
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CHINA
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CHINA
GoldKazakhmys Smelting LLCKAZAKHSTAN
GoldLingbao Gold Co., Ltd.CHINA
TinPT Belitung Industri SejahteraINDONESIA
TinPT Panca Mega PersadaINDONESIA
TinPT Timah NusantaraINDONESIA
TinPT Tinindo Inter NusaINDONESIA
GoldSuper Dragon Technology Co., Ltd.TAIWAN, PROVINCE OF CHINA
TinVQB Mineral and Trading Group JSCVIET NAM
GoldMorris and WatsonNEW ZEALAND
TinPT Tirus Putra MandiriINDONESIA
GoldShandong Humon Smelting Co., Ltd.CHINA
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CHINA
GoldInternational Precious Metal RefinersUNITED ARAB EMIRATES
GoldKaloti Precious MetalsUNITED ARAB EMIRATES
GoldSudan Gold RefinerySUDAN
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyVIET NAM



MINERALSMELTER NAMECOUNTRY LOCATION
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyVIET NAM
GoldFujairah Gold FZCUNITED ARAB EMIRATES
GoldIndustrial Refining CompanyBELGIUM
GoldShirpur Gold Refinery Ltd.INDIA
TinAn Vinh Joint Stock Mineral Processing CompanyVIET NAM
GoldGGC Gujrat Gold Centre Pvt. Ltd.INDIA
GoldSai RefineryINDIA
GoldModeltech Sdn BhdMALAYSIA
GoldDegussa Sonne / Mond Goldhandel GmbHGERMANY
GoldPease & CurrenUNITED STATES OF AMERICA
GoldJALAN & CompanyINDIA
GoldABC Refinery Pty Ltd.AUSTRALIA
GoldState Research Institute Center for Physical Sciences and TechnologyLITHUANIA
GoldGold Coast RefineryGHANA
TinPongpipat Company LimitedMYANMAR
GoldQG Refining, LLCUNITED STATES OF AMERICA
GoldDijllah Gold Refinery FZCUNITED ARAB EMIRATES
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CHINA
GoldCGR Metalloys Pvt Ltd.INDIA
GoldSovereign MetalsINDIA
TinGejiu City Fuxiang Industry and Trade Co., Ltd.CHINA
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BRAZIL
GoldAugmont Enterprises Private LimitedINDIA
GoldKundan Care Products Ltd.INDIA
GoldEmerald Jewel Industry India Limited (Unit 1)INDIA
GoldEmerald Jewel Industry India Limited (Unit 2)INDIA
GoldEmerald Jewel Industry India Limited (Unit 3)INDIA
GoldEmerald Jewel Industry India Limited (Unit 4)INDIA
GoldK.A. RasmussenNORWAY
GoldAlexy MetalsUNITED STATES OF AMERICA
GoldMD OverseasINDIA
GoldMetallix Refining Inc.UNITED STATES OF AMERICA
GoldAlbino Mountinho Lda.PORTUGAL
GoldDongwu Gold GroupCHINA
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRUSSIAN FEDERATION
GoldKyshtym Copper-Electrolytic Plant ZAORUSSIAN FEDERATION
GoldShenzhen CuiLu Gold Co., Ltd.CHINA
GoldSam Precious MetalsUNITED ARAB EMIRATES
GoldAfrican Gold Refinery*UGANDA
GoldFidelity Printers and Refiners Ltd.ZIMBABWE
Tantalum5D Production OUESTONIA
TinNovosibirsk Tin CombineRUSSIAN FEDERATION
TinPT Bangka Tin IndustryINDONESIA
TungstenArtek LLCRUSSIAN FEDERATION



MINERALSMELTER NAMECOUNTRY LOCATION
TungstenHANNAE FOR T Co., Ltd.KOREA, REPUBLIC OF
TungstenJSC "Kirovgrad Hard Alloys Plant"RUSSIAN FEDERATION
TungstenLLC VostokRUSSIAN FEDERATION
TungstenNPP Tyazhmetprom LLCRUSSIAN FEDERATION
TungstenOOO “Technolom” 1RUSSIAN FEDERATION
TungstenOOO “Technolom” 2RUSSIAN FEDERATION
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.CHINA
TungstenNam Viet Cromit Joint Stock CompanyVIET NAM
TungstenDONGKUK INDUSTRIES CO., LTD.KOREA, REPUBLIC OF
GoldImpala Refineries – Base Metals Refinery (BMR)SOUTH AFRICA
GoldImpala RustenburgSOUTH AFRICA
GoldInca One (Chala One Plant)PERU
GoldInca One (Koricancha Plant)PERU
TantalumChangsha South Tantalum Niobium Co., Ltd.CHINA
TantalumCMT Rare Metal Advanced Materials (Hunan) Co., Ltd.CHINA
TantalumH.C. Starck Hermsdorf GmbHGERMANY
TantalumJiujiang Janny New Material Co., Ltd.CHINA
TantalumPlansee SE ReutteAUSTRIA
TantalumRFH Metals & Chemicals Co., Ltd.China
TantalumV&D New Materials (Jiangsu) Co., Ltd.China
TantalumXIMEI RESOURCES(GUIZHOU) TECHNOLOGY CO., LTD.CHINA
TinChina Yunnan Tin Co Ltd.CHINA
TinFeinhutte Halsbrucke GmbHGERMANY
TinSoft Metais Ltda.BRAZIL
TinTRATHO Metal QuimicaBrazil
TungstenAvon Specialty Metals LtdUnited Kingdom Of Great Britain And Northern Ireland
TungstenGanzhou Sunny Non-Ferrous Metals Co., Ltd.China
TungstenPlansee Composite Materials GmbHGERMANY
GoldNOBLE METAL SERVICESUNITED STATES OF AMERICA
TungstenMALAMET SMELTING SDN. BHD.MALAYSIA
GoldSHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.CHINA
TungstenPhilippine Carreytech Metal Corp.PHILIPPINES
TinRIKAYAA GREENTECH PRIVATE LIMITEDINDIA
GoldAttero Recycling Pvt LtdINDIA
TinGlobal Advanced Metals Greenbushes Pty Ltd.AUSTRALIA
TinLongnan Chuangyue Environmental Protection Technology Development Co., LtdCHINA
TungstenPhilippine Bonway Manufacturing Industrial CorporationPHILIPPINES
Gold1. FOSHAN NATIONSTAR OPTOELECTRONICS CO.,LTDCHINA
TantalumAdvanced Metallurgical Group N.V. (AMG)UNITED STATES OF AMERICA
tinAn Thai Minerals Co., Ltd.VIETNAM
GoldARY Aurum Plus (private, 100%)UNITED ARAB EMIRATES
TungstenATI Metalworking ProductsUNITED STATES OF AMERICA



MINERALSMELTER NAMECOUNTRY LOCATION
GoldC.I Metales Procesados Industriales SASCOLOMBIA
TantalumChangsha South Tantalum Niobium Co., Ltd.CHINA
TinChina Tin Group Co., Ltd.CHINA
TinCNMC (Guangxi) PGMA Co., Ltd.CHINA
TinCooperativa Metalurgica de Rondônia Ltda.BRAZIL
TinCV Dua SekawanINDONESIA
TinCV Gita PesonaINDONESIA
TinCV United SmeltingINDONESIA
GoldDaejin Indus Co., Ltd.KOREA, REPUBLIC OF
TungstenDayu Weiliang Tungsten Co., Ltd.CHINA
GoldDODUCO Contacts and Refining GmbHGERMANY
TinDragon Silver Holdings LimitedChina
TantalumDuoluoshanCHINA
GoldElemetal Refining, LLCUNITED STATES OF AMERICA
TinEmpresa Metalúrgica Vinto (Government, 100%)BOLIVIA (PLURINATIONAL STATE OF)
TantalumExotech Inc.UNITED STATES
TinFeinhütte Halsbrücke GmbHGERMANY
TungstenFujian Ganmin RareMetal Co., Ltd.CHINA
TungstenFujian Jinxin Tungsten Co., Ltd.CHINA
TungstenGanzhou Haichuang Tungsten Co., Ltd.CHINA
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CHINA
TungstenGanzhou Yatai Tungsten Co., Ltd.CHINA
GoldGeib Refining CorporationUNITED STATES OF AMERICA
TinGejiu Fengming Metallurgy Chemical PlantCHINA
TinGejiu Jinye Mineral CompanyCHINA
TinGuanyang Guida Nonferrous Metal Smelting PlantCHINA
TantalumH.C. Starck Hermsdorf GmbHGERMANY
TinHayes MetalsNEW ZEALAND
GoldHenan Yuguang Gold & Lead Co., Ltd.CHINA
GoldHeraeus (Zhaoyuan) Precious Metal Materials Co., Ltd.CHINA
TantalumHi-Temp Specialty Metals, Inc.UNITED STATES OF AMERICA
TinHongqiao Metals (Kunshan) Co., Ltd.CHINA
TinHuichang Jinshunda Tin Co., Ltd.CHINA
TungstenHunan Chuangda Vanadium Tungsten Co., Ltd. WujiCHINA
TungstenHunan Chun-chang Non-ferrous Smelting & Concentrating Co., Ltd.CHINA
TungstenHunan Litian Tungsten Industry Co., Ltd.CHINA
TungstenJiangxi Dayu Longxintai Tungsten Co., Ltd.CHINA
TinJiangxi Ketai Advanced Material Co., Ltd.CHINA
TungstenJiangxi Tungsten Co.,LtdCHINA
TungstenJiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.CHINA
GoldK.A.Rasmussen asNORWAY
TantalumKEMET Blue PowderUNITED STATES
TungstenKGETS Co., Ltd.KOREA, REPUBLIC OF



MINERALSMELTER NAMECOUNTRY LOCATION
TantalumKing-Tan Tantalum Industry Ltd.CHINA
TinLucas MilhauptUNITED STATES OF AMERICA
GoldMorris and Watson Gold CoastAUSTRALIA
TantalumNingxia Non-ferrous Metal SmelteryCHINA
TantalumNPM Silmet ASUNITED STATES OF AMERICA
TinOUTOKUMPUUNITED STATES OF AMERICA
TinOUTOKUMPUUNITED STATES OF AMERICA
TantalumPower Resources Ltd.MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF
TinPT Cipta Persada MuliaINDONESIA
TinPT DS Jaya AbadiINDONESIA
TinPT Eunindo Usaha MandiriINDONESIA
TinPT Inti Stania PrimaINDONESIA
TinPT JustindoINDONESIA
TinPT Karimun MiningINDONESIA
TinPT Kijang Jaya MandiriINDONESIA
TinPT Lautan Harmonis SejahteraINDONESIA
TinPT Masbro Alam StaniaINDONESIA
TinPT O.M. IndonesiaINDONESIA
TinPT Sumber Jaya IndahINDONESIA
TinPT Wahana Perkit JayaINDONESIA
GoldRepublic Metals CorporationUNITED STATES OF AMERICA
TinRian Resources SDN. BHD.Malaysia
GoldSancus ZFS (L’Orfebre, SA)COLOMBIA
GoldSAXONIA Edelmetalle GmbHGERMANY
GoldSchone Edelmetaal B.V.NETHERLANDS
GoldSellem Industries Ltd.MAURITANIA
GoldShandong Yanggu Xiangguang Co. Ltd.CHINA
GoldSo Accurate Group, Inc.UNITED STATES OF AMERICA
TinSoft Metais Ltda.BRAZIL
TungstenSouth-East Nonferrous Metal Company Limited of Hengyang CityCHINA
TantalumTaike Technology(Suzhou)Co.,Ltd.China
TungstenTejing (Vietnam) Tungsten Co., Ltd.VIET NAM
TinThai Nguyen Mining and Metallurgy Co., Ltd.VIET NAM
TantalumTranzact, Inc.UNITED STATES OF AMERICA
TungstenTungsten Diversified Industries LLCUNITED STATES OF AMERICA
GoldUmicore Brasil Ltda.BRAZIL
GoldValue TradingBELGIUM
TungstenVietnam Youngsun Tungsten Industry Co., Ltd.VIET NAM
TinVQB Mineral and Trading Group JSCVIET NAM
TungstenWoltech Korea Co., Ltd.KOREA, REPUBLIC OF
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CHINA
TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.CHINA



MINERALSMELTER NAMECOUNTRY LOCATION
TantalumYichun Jin Yang Rare Metal Co., Ltd.CHINA
TinYunnan Geiju Zili Metallurgy Co. Ltd.CHINA
GoldZhongkuang Gold Industry Co., Ltd.CHINA
TinZhongshan Jinye Smelting Co., LtdCHINA
TantalumZhuzhou Cemented Carbide Group Co., Ltd.CHINA
image_0.jpg



Appendix B

Possible Countries of Origin of 3TG Include

ANDORRA
NETHERLANDS
AUSTRALIA
NEW ZEALAND
AUSTRIA
NORWAY
BELGIUM
PERU
BOLIVIA (PLURINATIONAL STATE OF)
PHILIPPINES
BRAZIL
POLAND
CANADA
PORTUGAL
CHILE
RUSSIAN FEDERATION
CHINA
RWANDA
COLOMBIA
SAUDI ARABIA
CONGO, DEMOCRATIC REPUBLIC OF THE
SINGAPORE
CZECHIA
SOUTH AFRICA
ESTONIA
SPAIN
FRANCE
SUDAN
GERMANY
SWEDEN
GHANA
SWITZERLAND
INDIA
TAIWAN
INDONESIA
TAIWAN, PROVINCE OF CHINA
ITALY
THAILAND
JAPAN
TURKEY
KAZAKHSTAN
UGANDA
KOREA, REPUBLIC OF
UNITED ARAB EMIRATES
KYRGYZSTAN
UNITED KINGDOM OF GREAT BRITAIN
AND NORTHERN IRELAND
LITHUANIA
UNITED STATES OF AMERICA
MACEDONIA,
THE FORMER YUGOSLAV REPUBLIC OF
UZBEKISTAN
MALAYSIA
VIETNAM
MAURITANIA
ZIMBABWE
MEXICO

MYANMAR