0000899243-23-007059.txt : 20230303 0000899243-23-007059.hdr.sgml : 20230303 20230303190218 ACCESSION NUMBER: 0000899243-23-007059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pedersen Todd R. CENTRAL INDEX KEY: 0001619085 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38246 FILM NUMBER: 23706831 MAIL ADDRESS: STREET 1: C/O VIVINT SOLAR, INC. STREET 2: 3301 N. THANKSGIVING WAY, SUITE 500 CITY: LEHI STATE: UT ZIP: 84043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivint Smart Home, Inc. CENTRAL INDEX KEY: 0001713952 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381] IRS NUMBER: 981380306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4931 NORTH 300 WEST CITY: PROVO STATE: UT ZIP: 84604 BUSINESS PHONE: (801) 705-8011 MAIL ADDRESS: STREET 1: 4931 NORTH 300 WEST CITY: PROVO STATE: UT ZIP: 84604 FORMER COMPANY: FORMER CONFORMED NAME: Mosaic Acquisition Corp. DATE OF NAME CHANGE: 20170804 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-01 0 0001713952 Vivint Smart Home, Inc. VVNT 0001619085 Pedersen Todd R. C/O VIVINT SMART HOME, INC. 4931 NORTH 300 WEST PROVO UT 84604 1 0 0 0 Class A Common Stock 2023-03-01 4 M 0 54506 A 2313680 D Class A Common Stock 2023-03-01 4 M 0 54506 A 2368186 D Class A Common Stock 13655825 I See footnote Restricted Stock Units 2023-03-01 4 M 0 54506 0.00 D Class A Common Stock 54506 109011 D Restricted Stock Units 2023-03-01 4 M 0 54506 0.00 D Class A Common Stock 54506 109011 D Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2022. Of the performance-based restricted stock units deemed acquired on March 1, 2022, 25% vested immediately and the remaining 75% vest in three equal annual installments beginning on March 1, 2023. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash. Shares held by a trust for the benefit of the Reporting Person's family. The Reporting Person disclaims beneficial ownership over the shares held by such trust, except to the extent of his pecuniary interest therein. On March 26, 2021, Reporting Person was granted 218,023 restricted stock units that vest in four equal annual installments beginning on March 1, 2022. /s/ Garner B. Meads, III, as Attorney-in-Fact 2023-03-03