0000899243-23-007059.txt : 20230303
0000899243-23-007059.hdr.sgml : 20230303
20230303190218
ACCESSION NUMBER: 0000899243-23-007059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20230303
DATE AS OF CHANGE: 20230303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pedersen Todd R.
CENTRAL INDEX KEY: 0001619085
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38246
FILM NUMBER: 23706831
MAIL ADDRESS:
STREET 1: C/O VIVINT SOLAR, INC.
STREET 2: 3301 N. THANKSGIVING WAY, SUITE 500
CITY: LEHI
STATE: UT
ZIP: 84043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vivint Smart Home, Inc.
CENTRAL INDEX KEY: 0001713952
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381]
IRS NUMBER: 981380306
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4931 NORTH 300 WEST
CITY: PROVO
STATE: UT
ZIP: 84604
BUSINESS PHONE: (801) 705-8011
MAIL ADDRESS:
STREET 1: 4931 NORTH 300 WEST
CITY: PROVO
STATE: UT
ZIP: 84604
FORMER COMPANY:
FORMER CONFORMED NAME: Mosaic Acquisition Corp.
DATE OF NAME CHANGE: 20170804
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-01
0
0001713952
Vivint Smart Home, Inc.
VVNT
0001619085
Pedersen Todd R.
C/O VIVINT SMART HOME, INC.
4931 NORTH 300 WEST
PROVO
UT
84604
1
0
0
0
Class A Common Stock
2023-03-01
4
M
0
54506
A
2313680
D
Class A Common Stock
2023-03-01
4
M
0
54506
A
2368186
D
Class A Common Stock
13655825
I
See footnote
Restricted Stock Units
2023-03-01
4
M
0
54506
0.00
D
Class A Common Stock
54506
109011
D
Restricted Stock Units
2023-03-01
4
M
0
54506
0.00
D
Class A Common Stock
54506
109011
D
Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2022. Of the performance-based restricted stock units deemed acquired on March 1, 2022, 25% vested immediately and the remaining 75% vest in three equal annual installments beginning on March 1, 2023.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash.
Shares held by a trust for the benefit of the Reporting Person's family. The Reporting Person disclaims beneficial ownership over the shares held by such trust, except to the extent of his pecuniary interest therein.
On March 26, 2021, Reporting Person was granted 218,023 restricted stock units that vest in four equal annual installments beginning on March 1, 2022.
/s/ Garner B. Meads, III, as Attorney-in-Fact
2023-03-03