0001628619-23-000001.txt : 20231027 0001628619-23-000001.hdr.sgml : 20231027 20231027072600 ACCESSION NUMBER: 0001628619-23-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231025 FILED AS OF DATE: 20231027 DATE AS OF CHANGE: 20231027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barra Ornella CENTRAL INDEX KEY: 0001628619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36759 FILM NUMBER: 231351965 MAIL ADDRESS: STREET 1: 24 BOULEVARD DU TENAO CITY: MONTE CARLO STATE: O9 ZIP: 98000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walgreens Boots Alliance, Inc. CENTRAL INDEX KEY: 0001618921 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 471758322 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: (847) 315-2500 MAIL ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-10-25 0 0001618921 Walgreens Boots Alliance, Inc. WBA 0001628619 Barra Ornella 24 BOULEVARD DU TENAO MONTE CARLO O9 98000 MONACO 0 1 0 0 Chief Operating Officer, Int'l 0 Common Stock, par value $0.01 per share 2023-10-25 4 A 0 52167 0 A 378155 D Common Stock, par value $0.01 per share 2023-10-25 4 F 0 7089 21.37 D 371066 D Common Stock, par value $0.01 per share 1718000 I By OLB Employee Stock Option (right to buy) 84.68 2025-11-01 Common Stock 84466 84466 D Employee Stock Option (right to buy) 82.46 2019-11-01 2026-11-01 Common Stock 140844 140844 D Employee Stock Option (right to buy) 67.01 2027-11-01 Common Stock 161506 161506 D Employee Stock Option (right to buy) 79.9 2028-11-01 Common Stock 133333 133333 D Employee Stock Option (right to buy) 57.38 2029-11-01 Common Stock 141806 141806 D Employee Stock Option (right to buy) 34.04 2030-11-01 Common Stock 139233 139233 D Employee Stock Option (right to buy) 47.32 2031-11-01 Common Stock 139405 139405 D Shares issued upon settlement of performance share award (not a derivative security within the meaning of Rule 16a-1(c)) granted on November 1, 2020 under the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related award agreement and the applicable election forms thereunder, the "2013 Plan"). Includes 5,064 shares underlying restricted stock units issued in lieu of dividends on outstanding restricted stock units (from date of last filing on November 3, 2022 through October 26, 2023). Disposition relating to the satisfaction of tax withholding obligations upon the vesting of performance share award granted in accordance with Rule 16b-3. Shares of Common Stock are held of record by a corporation, OLB Holdings Ltd. ("OLB"), which is 100% owned by the Reporting Person. The option vested with respect to 28,127 shares on November 1, 2016, with respect to a further 28,127 shares on November 1, 2017, and with respect to 28,212 shares on November 1, 2018, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan. The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan. The option vested with respect to 53,781 shares on November 1, 2018, with respect to a further 53,781 shares on November 1, 2019 and with respect to 53,944 shares on November 1, 2020, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan. The option vested with respect to 44,399 shares on November 1, 2019, with respect to 44,400 shares on November 1, 2020, and with respect to 44,534 shares on November 1, 2021, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan. The option vested with respect to 47,221 shares on November 1, 2020; with respect to a further 47,221 shares on November 1, 2021, and with respect to 47,364 shares on November 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan. The option vested with respect to 46,364 shares on November 1, 2021 and with respect to 46,365 shares on November 1, 2022 and vests with respect to 46,504 shares on November 1, 2023, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan. The option vested with respect to 46,421 shares on November 1, 2022, and vests with respect to a further 46,422 shares on November 1, 2023 and with respect to 46,562 shares on November 1, 2024, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan. Benjamin S.J. Burman, attorney-in-fact 2023-10-27