0000950170-23-028440.txt : 20230615 0000950170-23-028440.hdr.sgml : 20230615 20230615210742 ACCESSION NUMBER: 0000950170-23-028440 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230615 DATE AS OF CHANGE: 20230615 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERISOURCEBERGEN CORP CENTRAL INDEX KEY: 0001140859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 233079390 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-16671 FILM NUMBER: 231019179 BUSINESS ADDRESS: STREET 1: 1 WEST FIRST AVENUE CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 BUSINESS PHONE: 6107277000 MAIL ADDRESS: STREET 1: 1 WEST FIRST AVENUE CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Walgreens Boots Alliance, Inc. CENTRAL INDEX KEY: 0001618921 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 471758322 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: (847) 315-2500 MAIL ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 144 1 primary_doc.xml 144 0001618921 XXXXXXXX LIVE 0001140859 AMERISOURCEBERGEN CORP 001-16671 1 West First Avenue Conshohocken PA 19428-1800 610-727-7000 Walgreens Boots Alliance Holdings LLC Affiliate Common Stock BofA Securities, Inc.
One Bryant Park 8th Floor New York NY 10036
2190000 398339100 202466004 06/15/2023 NYSE
Common Stock 08/25/2016 Shares acquired upon exercise of warrant The Issuer N 22696912 08/25/2016 Cash N Walgreens Boots Alliance Holdings LLC
108 Wilmot Road Deerfield IL 60014
Common Stock 05/11/2023 4590000 644300000
In accordance with the procedures described in the interpretive letters from the staff of the Securities and Exchange Commission to Goldman, Sachs & Co., dated December 20, 1999, and to Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Incorporated, dated December 1, 2011, the Shares being sold are subject to variable pre-paid forward sale contracts (the "Contracts") each between Walgreens Boots Alliance Holdings LLC ("Counterparty") and a financial institution. The Contracts will provide for up-front cash payment to Counterparty. At maturity of the Contracts, Counterparty will be obligated to deliver to the relevant financial institution a number of shares as determined by a formula specified in the relevant Contract (or the cash equivalent thereof) and may, under certain circumstances, receive an additional cash payment. Any initial hedging activity in connection with the Contracts will be conducted by or through the broker named in Section 3(b). 06/15/2023 /s/ Joseph B. Amsbary, Jr.