0001618835-19-000063.txt : 20190422 0001618835-19-000063.hdr.sgml : 20190422 20190422142300 ACCESSION NUMBER: 0001618835-19-000063 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20190422 DATE AS OF CHANGE: 20190422 EFFECTIVENESS DATE: 20190422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evofem Biosciences, Inc. CENTRAL INDEX KEY: 0001618835 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208527075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-337805 FILM NUMBER: 19759165 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 550-1900 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Neothetics, Inc. DATE OF NAME CHANGE: 20140905 D 1 primary_doc.xml X0708 D LIVE 0001618835 Evofem Biosciences, Inc. 12400 HIGH BLUFF DRIVE SUITE 600 SAN DIEGO CA CALIFORNIA 92130 (858) 550-1900 DELAWARE Neothetics, Inc. Corporation true Saundra Pelletier c/o Evofem Biosciences, Inc. 12400 High Bluff Drive, Suite 600 San Diego CA CALIFORNIA 92130 Executive Officer Director Thomas Lynch c/o Evofem Biosciences, Inc. 12400 High Bluff Drive, Suite 600 San Diego CA CALIFORNIA 92130 Director Colin Rutherford c/o Evofem Biosciences, Inc. 12400 High Bluff Drive, Suite 600 San Diego CA CALIFORNIA 92130 Director Gillian Greer c/o Evofem Biosciences, Inc. 12400 High Bluff Drive, Suite 600 San Diego CA CALIFORNIA 92130 Director Kim Kamdar c/o Evofem Biosciences, Inc. 12400 High Bluff Drive, Suite 600 San Diego CA CALIFORNIA 92130 Director Tony O'Brien c/o Evofem Biosciences, Inc. 12400 High Bluff Drive, Suite 600 San Diego CA CALIFORNIA 92130 Director William Hall c/o Evofem Biosciences, Inc. 12400 High Bluff Drive, Suite 600 San Diego CA CALIFORNIA 92130 Director Justin J. File c/o Evofem Biosciences, Inc. 12400 High Bluff Drive, Suite 600 San Diego CA CALIFORNIA 92130 Executive Officer Kelly Culwell c/o Evofem Biosciences, Inc. 12400 High Bluff Drive, Suite 600 San Diego CA CALIFORNIA 92130 Executive Officer Russell Barrans c/o Evofem Biosciences, Inc. 12400 High Bluff Drive, Suite 600 San Diego CA CALIFORNIA 92130 Executive Officer Alexander A. Fitzpatrick c/o Evofem Biosciences, Inc. 12400 High Bluff Drive, Suite 600 San Diego CA CALIFORNIA 92130 Executive Officer Biotechnology Decline to Disclose 06b false 2019-04-11 false true true true false 0 Wells Fargo Securities, LLC 126292 None None 550 South Tryon Street 6th Floor, D1086-060 Charlotte NC NORTH CAROLINA 28202 CA CALIFORNIA NV NEVADA NY NEW YORK false Piper Jaffray & Co. 665 None None 800 Nicollet Mall Minneapolis MN MINNESOTA 55402-7020 CA CALIFORNIA NV NEVADA NY NEW YORK false 80000000 30000001 49999999 Amounts do not include proceeds receivable upon the exercise of warrants. false 1 0 4600000 Evofem paid Wells Fargo $1,800,000 upon the first closing and agreed to pay Wells Fargo an additional $1,800,000 upon the second closing. Evofem may also be obligated to pay Piper Jaffray & Co. up to $1,000,000 upon the completion of the second closing. 0 false Evofem Biosciences, Inc. /s/ Justin J. File Justin J. File Chief Financial Officer 2019-04-18