0001618921-20-000041.txt : 20200423 0001618921-20-000041.hdr.sgml : 20200423 20200423171208 ACCESSION NUMBER: 0001618921-20-000041 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200130 FILED AS OF DATE: 20200423 DATE AS OF CHANGE: 20200423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ashworth Richard M CENTRAL INDEX KEY: 0001617806 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36759 FILM NUMBER: 20811793 MAIL ADDRESS: STREET 1: 200 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walgreens Boots Alliance, Inc. CENTRAL INDEX KEY: 0001618921 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 471758322 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: (847) 315-2500 MAIL ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 3/A 1 edgar.xml PRIMARY DOCUMENT X0206 3/A 2020-01-30 2020-02-06 0 0001618921 Walgreens Boots Alliance, Inc. WBA 0001617806 Ashworth Richard M WALGREENS BOOTS ALLIANCE, INC. 108 WILMOT ROAD DEERFIELD IL 60015 0 1 0 0 SVP, President of Walgreen Co. Common Stock 39617 D Includes shares underlying restricted stock units ("RSUs") granted under the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "Plan"), and shares underlying restricted stock units issued in lieu of dividends (through January 30, 2020) on outstanding restricted stock units. (continued in footnote 2) (continued from footnote 1) RSUs were granted and vest as follows (a) 19,535 RSUs granted on September 1, 2019 that vest with respect to 9,767 shares on September 1, 2020 and with respect to 9,768 shares on September 1, 2021: (b) 7,657 RSUs granted on November 1, 2019 that vest with respect to 2,549 shares on November 1, 2020, with respect to 2,550 shares on November 1, 2021 and with respect to 2,558 shares on November 1, 2022: and (c) 4,782 RSUs granted on January 29, 2020 that vest with respect to 1,592 shares on January 29, 2021, with respect to 1,592 shares on January 29, 2022 and with respect to 1,598 shares on January 29, 2023. Updated total reflects shares beneficially owned directly as of January 30, 2020; refer to the Form 3 filed on February 6, 2020 for information regarding other holdings of the reporting person as of January 30, 2020, including derivative securities granted under the Plan. /s/ Kelsey Chin, attorney-in-fact 2020-04-23