0001387131-21-009354.txt : 20210910 0001387131-21-009354.hdr.sgml : 20210910 20210910141415 ACCESSION NUMBER: 0001387131-21-009354 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210910 DATE AS OF CHANGE: 20210910 EFFECTIVENESS DATE: 20210910 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StHealth Capital Investment Corp CENTRAL INDEX KEY: 0001617572 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 814-01137 FILM NUMBER: 211246741 BUSINESS ADDRESS: STREET 1: 680 FIFTH AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 601 - 2785 MAIL ADDRESS: STREET 1: 680 FIFTH AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: First Capital Investment Corp DATE OF NAME CHANGE: 20170118 FORMER COMPANY: FORMER CONFORMED NAME: Freedom Capital Corp/MD DATE OF NAME CHANGE: 20140821 NT 10-Q 1 scic-nt10q_063021.htm NOTIFICATION OF LATE FILING - 06-30

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 12b-25

NOTIFICATION OF LATE FILING

☐ Form 10-K

☐ Form 20-F

☐ Form 11-K

☒ Form 10-Q

☐ Form 10-D

☐ Form N-SAR

☐ Form N-CSR

For period ended: June 30, 2021

☐	Transition Report on Form 10-K
☐	Transition Report on Form 20-F
☐	Transition Report on Form 11-K
☐	Transition Report on Form 10-Q
☐	Transition Report on Form N-SAR

For the Transition Period Ended: N/A

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein .

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

PART I - REGISTRANT INFORMATION

StHealth Capital Investment Corporation

Full Name of Registrant

N/A

Former Name if Applicable

680 5th Avenue, 21st Floor

Address of Principal Executive Office (Street and Number)

New York, NY 10019

City, State and Zip Code

PART II - RULES 12b-25 (b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.

	(a)	The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
☒	(b)	The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
	(c)	The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached, if applicable.

PART III - NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q,10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

StHealth Capital Investment Corp. (the “Company”) was unable to file its Quarterly Reports on Form 10-Q for the first and second quarters ended March 31, 2021 and June 30, 2021 (the “Reports”) by the prescribed due dates, without unreasonable effort or expense because the Company requires additional time to complete its quarterly financial statements. The Company recently transitioned to a new external accounting service provider. The delay is due to this transition, as additional time was required to bring the new accounting team up to speed and there were internal, administrative related delays in providing all requested documents for the preparation of the quarterly financial statements. The Company was unable to resolve the outstanding items in order to file the Reports on or prior to the fifteenth calendar day following the prescribed due dates and will file the Reports as soon as reasonably practicable. Due to an administrative error, the Company failed to timely file a Form 12b-25. The Company is taking measures to ensure that its quarterly and annual filings will be timely made in the future.

PART IV - OTHER INFORMATION

(1) Name and telephone number of person to contact in regard to this notification:

Hayley E. Lowe		(212)		671-0078
(Name)		(Area Code)		(Telephone Number)

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).

Yes ☒ No ☐

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

Yes ☐ No ☒

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

StHealth Capital Investment Corporation

(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

Date: September 9, 2021	By:	/s/ Hayley E. Lowe
	Title:	Chief Compliance Officer