0001666071-20-000149.txt : 20200522 0001666071-20-000149.hdr.sgml : 20200522 20200522212930 ACCESSION NUMBER: 0001666071-20-000149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200520 FILED AS OF DATE: 20200522 DATE AS OF CHANGE: 20200522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grimes Scott D. CENTRAL INDEX KEY: 0001617486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38386 FILM NUMBER: 20907781 MAIL ADDRESS: STREET 1: C/O EVERGY, INC. STREET 2: 1200 MAIN STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardlytics, Inc. CENTRAL INDEX KEY: 0001666071 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 263039436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 675 PONCE DE LEON AVENUE, NE STREET 2: SUITE 6000 CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 888-798-5802 MAIL ADDRESS: STREET 1: 675 PONCE DE LEON AVENUE, NE STREET 2: SUITE 6000 CITY: ATLANTA STATE: GA ZIP: 30308 4 1 wf-form4_159019734968767.xml FORM 4 X0306 4 2020-05-20 0 0001666071 Cardlytics, Inc. CDLX 0001617486 Grimes Scott D. C/O CARDLYTICS, INC. 675 PONCE DE LEON AVENUE NE, SUITE 6000 ATLANTA GA 30308 1 0 0 0 Common Stock 2020-05-20 4 M 0 355 0 A 215075 D Common Stock 2020-05-21 4 S 0 150 67.8301 D 214925 D Common Stock 129112 I See Footnote Restricted Stock Units 2020-05-20 4 A 0 355 0 A Common Stock 355.0 355 D Restricted Stock Units 2020-05-20 4 M 0 355 0 D Common Stock 355.0 0 D Includes 289 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan. Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on May 20, 2020. The reportable securities are held by the 2013 Scott Grimes GRAT UAD. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. The RSUs are immediately vested. /s/ Kirk Somers, Attorney-in-Fact 2020-05-22