0000899243-18-008336.txt : 20180322 0000899243-18-008336.hdr.sgml : 20180322 20180322160521 ACCESSION NUMBER: 0000899243-18-008336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180321 FILED AS OF DATE: 20180322 DATE AS OF CHANGE: 20180322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORRIS DUSTIN DAVID CENTRAL INDEX KEY: 0001617176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23268 FILM NUMBER: 18706980 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER NAME: FORMER CONFORMED NAME: Norris Dustin DATE OF NAME CHANGE: 20140819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND CENTRAL INDEX KEY: 0001710680 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND II DATE OF NAME CHANGE: 20170628 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-21 0 0001710680 HIGHLAND FLOATING RATE OPPORTUNITIES FUND ?HFRO? 0001617176 NORRIS DUSTIN DAVID 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 1 0 0 Secretary Common Shares of Beneficial Interest 2018-03-21 4 P 0 312.034 16.02 D 358.84 I See footnote Common Shares of Beneficial Interest 116.53 I See footnote Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. Includes shares acquired under the issuer's dividend reinvestment plan. These shares are held pursuant to an employee benefit plan. /s/ Dustin David Norris 2018-03-22