0000899243-18-008336.txt : 20180322
0000899243-18-008336.hdr.sgml : 20180322
20180322160521
ACCESSION NUMBER: 0000899243-18-008336
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180321
FILED AS OF DATE: 20180322
DATE AS OF CHANGE: 20180322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORRIS DUSTIN DAVID
CENTRAL INDEX KEY: 0001617176
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23268
FILM NUMBER: 18706980
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER NAME:
FORMER CONFORMED NAME: Norris Dustin
DATE OF NAME CHANGE: 20140819
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND
CENTRAL INDEX KEY: 0001710680
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972-628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND II
DATE OF NAME CHANGE: 20170628
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-21
0
0001710680
HIGHLAND FLOATING RATE OPPORTUNITIES FUND
?HFRO?
0001617176
NORRIS DUSTIN DAVID
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
1
1
0
0
Secretary
Common Shares of Beneficial Interest
2018-03-21
4
P
0
312.034
16.02
D
358.84
I
See footnote
Common Shares of Beneficial Interest
116.53
I
See footnote
Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month.
Includes shares acquired under the issuer's dividend reinvestment plan.
These shares are held pursuant to an employee benefit plan.
/s/ Dustin David Norris
2018-03-22