0000899243-18-004178.txt : 20180215
0000899243-18-004178.hdr.sgml : 20180215
20180215160816
ACCESSION NUMBER: 0000899243-18-004178
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180207
FILED AS OF DATE: 20180215
DATE AS OF CHANGE: 20180215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORRIS DUSTIN DAVID
CENTRAL INDEX KEY: 0001617176
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23268
FILM NUMBER: 18617757
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER NAME:
FORMER CONFORMED NAME: Norris Dustin
DATE OF NAME CHANGE: 20140819
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND
CENTRAL INDEX KEY: 0001710680
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972-628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND II
DATE OF NAME CHANGE: 20170628
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2018-02-07
0
0001710680
HIGHLAND FLOATING RATE OPPORTUNITIES FUND
?HFRO?
0001617176
NORRIS DUSTIN DAVID
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
1
1
0
0
Secretary
Common Shares of Beneficial Interest
116.5
I
By employee benefit plan
/s/ Dustin Norris
2018-02-15