0000899243-18-004178.txt : 20180215 0000899243-18-004178.hdr.sgml : 20180215 20180215160816 ACCESSION NUMBER: 0000899243-18-004178 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180207 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORRIS DUSTIN DAVID CENTRAL INDEX KEY: 0001617176 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23268 FILM NUMBER: 18617757 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER NAME: FORMER CONFORMED NAME: Norris Dustin DATE OF NAME CHANGE: 20140819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND CENTRAL INDEX KEY: 0001710680 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND II DATE OF NAME CHANGE: 20170628 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2018-02-07 0 0001710680 HIGHLAND FLOATING RATE OPPORTUNITIES FUND ?HFRO? 0001617176 NORRIS DUSTIN DAVID 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 1 0 0 Secretary Common Shares of Beneficial Interest 116.5 I By employee benefit plan /s/ Dustin Norris 2018-02-15