0001616995-22-000024.txt : 20220518
0001616995-22-000024.hdr.sgml : 20220518
20220518162318
ACCESSION NUMBER: 0001616995-22-000024
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FOUNDS,MARVIN,LEE,
FILED AS OF DATE: 20220518
DATE AS OF CHANGE: 20220518
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAKER TILLY MUNICIPAL ADVISORS, LLC
CENTRAL INDEX KEY: 0001616995
IRS NUMBER: 471581747
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03731
FILM NUMBER: 22939402
BUSINESS ADDRESS:
STREET 1: TEN TERRACE COURT
CITY: MADISON
STATE: WI
ZIP: 53718
BUSINESS PHONE: 800-362-7301
MAIL ADDRESS:
STREET 1: TEN TERRACE COURT
CITY: MADISON
STATE: WI
ZIP: 53718
MA-I/A
1
primary_doc.xml
MA-I/A
0001616995
XXXXXXXX
Brian Colton
317-465-1500
brian.colton@bakertilly.com
N
0001616995-19-000018
N
MARVIN
LEE
FOUNDS
N
1
0001616995
BAKER TILLY MUNICIPAL ADVISORS, LLC
BAKER TILLY
03-01-2019
N
867-00880
LOCATED
SUPERVISED
03-01-2019
140 EAST TOWN STREET
STE 1275
Columbus
OH
43215
03-2019
BAKER TILLY MUNICIPAL ADVISORS, LLC
Columbus
IN
43215
Y
N
Director
04-2017
03-2019
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP
COLUMBUS
OH
43215
Y
N
DIRECTOR
10-2013
04-2017
FIFTH THIRD SECURITIES INC
COLUMBUS
OH
43215
Y
Y
MANAGING DIRECTOR
03-2009
09-2013
STIFEL NICOLAUS & COMPANY INC
COLUMBUS
OH
43215
Y
Y
VP PUBLIC FINANCE
11-2007
03-2009
WACHOVIA CAPITAL MARKETS LLC
COLUMBUS
OH
43215
Y
Y
PUBLIC FINANCE
08-2005
03-2009
A.G. EDWARDS & SONS INC
COLUMBUS
OH
43215
Y
Y
INVESTMENT BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-18-2022
Brian C. Colton
Chief Compliance Officer