0001616995-22-000024.txt : 20220518 0001616995-22-000024.hdr.sgml : 20220518 20220518162318 ACCESSION NUMBER: 0001616995-22-000024 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FOUNDS,MARVIN,LEE, FILED AS OF DATE: 20220518 DATE AS OF CHANGE: 20220518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAKER TILLY MUNICIPAL ADVISORS, LLC CENTRAL INDEX KEY: 0001616995 IRS NUMBER: 471581747 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03731 FILM NUMBER: 22939402 BUSINESS ADDRESS: STREET 1: TEN TERRACE COURT CITY: MADISON STATE: WI ZIP: 53718 BUSINESS PHONE: 800-362-7301 MAIL ADDRESS: STREET 1: TEN TERRACE COURT CITY: MADISON STATE: WI ZIP: 53718 MA-I/A 1 primary_doc.xml MA-I/A 0001616995 XXXXXXXX Brian Colton 317-465-1500 brian.colton@bakertilly.com N 0001616995-19-000018 N MARVIN LEE FOUNDS N 1 0001616995 BAKER TILLY MUNICIPAL ADVISORS, LLC BAKER TILLY 03-01-2019 N 867-00880 LOCATED SUPERVISED 03-01-2019 140 EAST TOWN STREET STE 1275 Columbus OH 43215 03-2019 BAKER TILLY MUNICIPAL ADVISORS, LLC Columbus IN 43215 Y N Director 04-2017 03-2019 H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP COLUMBUS OH 43215 Y N DIRECTOR 10-2013 04-2017 FIFTH THIRD SECURITIES INC COLUMBUS OH 43215 Y Y MANAGING DIRECTOR 03-2009 09-2013 STIFEL NICOLAUS & COMPANY INC COLUMBUS OH 43215 Y Y VP PUBLIC FINANCE 11-2007 03-2009 WACHOVIA CAPITAL MARKETS LLC COLUMBUS OH 43215 Y Y PUBLIC FINANCE 08-2005 03-2009 A.G. EDWARDS & SONS INC COLUMBUS OH 43215 Y Y INVESTMENT BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-18-2022 Brian C. Colton Chief Compliance Officer