0000919574-23-006212.txt : 20231114 0000919574-23-006212.hdr.sgml : 20231114 20231113180116 ACCESSION NUMBER: 0000919574-23-006212 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBERT FUND ADVISORS, INC. CENTRAL INDEX KEY: 0001616659 IRS NUMBER: 000000000 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16265 FILM NUMBER: 231400477 BUSINESS ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 205-987-5576 MAIL ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 FORMER COMPANY: FORMER CONFORMED NAME: HARBERT FUND ADVISERS, INC. DATE OF NAME CHANGE: 20140813 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001616659 XXXXXXXX 09-30-2023 09-30-2023 false HARBERT FUND ADVISORS, INC.

2100 Third Avenue North Suite 600 Birmingham AL 35203

13F HOLDINGS REPORT 028-16265 000110577 801-55926 N John W. McCullough 205-987-5576 /s/John W. McCullough Birmingham AL 11-13-2023 0 44 136782386 INFORMATION TABLE 2 infotable.xml 1STDIBS COM INC COM 320551104 3069696 843323 SH SOLE 843323 0 0 ACCURAY INC COM 004397105 5029780 1849184 SH SOLE 1849184 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1747940 17000 SH SOLE 17000 0 0 ALPHABET INC CAP STK CL C 02079K107 5603625 42500 SH SOLE 42500 0 0 AMAZON COM INC COM 023135106 5466160 43000 SH SOLE 43000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 528000 10000 SH SOLE 10000 0 0 BRAZE INC COM CL A 10576N102 502348 10750 SH SOLE 10750 0 0 CARRIAGE SVCS INC COM 143905107 4477540 158497 SH SOLE 158497 0 0 DANAHER CORPORATION COM 235851102 248100 1000 SH SOLE 1000 0 0 DATADOG INC CL A COM 23804L103 2504975 27500 SH SOLE 27500 0 0 DEERE & CO COM 244199105 2358625 6250 SH SOLE 6250 0 0 DURECT CORP COM NEW 266605500 326023 130933 SH SOLE 130933 0 0 ECOVYST INC COM 27923Q109 2923080 297061 SH SOLE 297061 0 0 EMERSON ELEC CO COM 291011104 1207125 12500 SH SOLE 12500 0 0 ENZO BIOCHEM INC COM 294100102 7246278 5175913 SH SOLE 5175913 0 0 FENNEC PHARMACEUTICALS INC COM 31447P100 3506186 466869 SH SOLE 466869 0 0 GITLAB INC CLASS A COM 37637K108 508725 11250 SH SOLE 11250 0 0 HUBSPOT INC COM 443573100 492500 1000 SH SOLE 1000 0 0 I3 VERTICALS INC COM CL A 46571Y107 1725151 81606 SH SOLE 81606 0 0 IDENTIV INC COM NEW 45170X205 6630101 785557 SH SOLE 785557 0 0 INFUSYSTEM HLDGS INC COM 45685K102 5958339 618085 SH SOLE 618085 0 0 INSPIRED ENTMT INC COM 45782N108 3104063 259537 SH SOLE 259537 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 2484465 8500 SH SOLE 8500 0 0 IQVIA HLDGS INC COM 46266C105 3935000 20000 SH SOLE 20000 0 0 LAZYDAYS HLDGS INC COM 52110H100 436270 57404 SH SOLE 57404 0 0 LIBERTY MEDIA CORP DEL COM LBTY ONE S C 531229755 1214850 19500 SH SOLE 19500 0 0 LIQUIDIA CORPORATION COM NEW 53635D202 2150262 339158 SH SOLE 339158 0 0 META PLATFORMS INC CL A 30303M102 5929148 19750 SH SOLE 19750 0 0 MICROSOFT CORP COM 594918104 5920313 18750 SH SOLE 18750 0 0 NETFLIX INC COM 64110L106 1227200 3250 SH SOLE 3250 0 0 NVIDIA CORPORATION COM 67066G104 1739960 4000 SH SOLE 4000 0 0 PLAYAGS INC COM 72814N104 7335000 1125000 SH SOLE 1125000 0 0 PROCORE TECHNOLOGIES INC COM 74275K108 2449500 37500 SH SOLE 37500 0 0 PURECYCLE TECHNOLOGIES INC COM 74623V103 680347 121274 SH SOLE 121274 0 0 SHARECARE INC COM CL A 81948W104 821428 873488 SH SOLE 873488 0 0 STRATASYS LTD SHS M85548101 5103750 375000 SH SOLE 375000 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 4667425 4824212 SH SOLE 4824212 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3543190 7000 SH SOLE 7000 0 0 TOPGOLF CALLAWAY BRANDS CORP COM 131193104 3044800 220000 SH SOLE 220000 0 0 TRANSACT TECHNOLOGIES INC COM 892918103 4109879 640168 SH SOLE 640168 0 0 TURTLE BEACH CORP COM NEW 900450206 4673298 514964 SH SOLE 514964 0 0 VSE CORP COM 918284100 6932776 137446 SH SOLE 137446 0 0 WASTE MGMT INC DEL COM 94106L109 533540 3500 SH SOLE 3500 0 0 WORKDAY INC CL A 98138H101 2685625 12500 SH SOLE 12500 0 0